The symmetry and the locality are the two major sources of various general theorems in quantum many-body systems. We demonstrate that, in gapped phases of a U(1) symmetric Hamiltonian with finite-range interactions, the bulk properties such as the expectation value of local operators, the ground-state energy and the excitation gap, and the static and low-frequency dynamical responses in general do not depend on the U(1) phase of the twisted boundary condition in the limit of the large system size. Specifically, their dependence on the twisted angle is exponentially suppressed with the linear dimension of the system. Our argument is solely based on the exponential decay of various types of equal-time correlation functions and does not assume any details of the Hamiltonian, meaning that the statement applies quite generally regardless of the dimensionality or the interaction strength of the system.
We propose several general necessary conditions for quantum many-body system in one dimension respecting U(1) symmetry to be gapped. We show that the ground-state expectation value of topologically trivial twisting operators must approach unity in the thermodynamic limit with a certain finite-size scaling. Equivalently, its violation can indicate gaplessness of U(1)-symmetric Hamiltonians. The topological triviality of such a twisting operator enables us to derive infinitely many other gaplessness indicators by static structure factor to any order in real experiments, which are impossible to obtain by earlier topologically nontrivial twisting operators. We also apply analytic and numerical calculations to test the efficiency and consistency of our results.
The expectation value of the twist operator has been widely used as a polarization-based index for gapped and gapless phases in interacting quantum many-body systems. Although numerous studies support this usage in specific settings and rigorous results have established the validity of the criterion in important settings, the precise assumptions required for it to sharply distinguish gapped and gapless phases under more general conditions have not been fully clarified. In this work, we clarify the logical status of polarization-based indices by formulating symmetry-based statements under explicitly stated assumptions. We identify the role of ground-state degeneracy in the statements for gapped systems and clarify the distinct assumptions required to exclude gapless scenarios that could otherwise mimic gapped behavior in the thermodynamic limit. Building on this controlled framework, we construct a meaningful extension beyond one dimension, emphasizing that such an extension is nontrivial and cannot be obtained by a straightforward generalization of the one-dimensional twist operator. Our results delineate the regime in which polarization-based quantities are justified as sharply defined many-body indices.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
We consider bulk-gapped fermion systems whose infinite-volume bulk is obtained by adding sufficiently weak even many-body interactions to a free Hamiltonian with spectral gap
g>0, allowing polynomial spatial decay of both parts. We prove quantitative local determination of low-energy states: whenever another interaction agrees with the bulk interaction inside a finite or infinite region
U, with bulk terms crossing its boundary unchanged or removed, all its states with excitation energies in
[0,3g/4] have local expectations close to those of the bulk ground state deep inside
U. The error decays with the distance to the complement of
U, independently of the interaction terms supported outside
U and of the chosen low-energy state.
Quantitative local determination has strong consequences. (i) The bulk interaction has a unique algebraic ground state. (ii) A strong "local perturbations perturb locally" (LPPL) principle holds: arbitrary distant defects change local ground-state expectations only by a spatially decaying error. (iii) Low-energy excitations in finite samples remain localized near the boundary for all times, up to spatially decaying tails, uniformly over arbitrary even boundary terms. (iv) Correlations from deep inside
U to outside
U are small, with quantitative bounds in terms of spatial separation and distance to
Uc.
To prove local determination of low-energy states, we combine quasi-adiabatic transport of the free ground state to the interacting bulk ground state with a new condition, local excitation detectability (LED). A companion paper establishes gap stability and constructs the transport for weak interactions, while we prove LED at sufficiently weak coupling. The abstract theorem is nonperturbative and applies whenever the transport and LED hypotheses hold.
Bulk properties of quantum phases should be independent of a specific choice of boundary conditions as long as the boundary respects the symmetries. Based on this physically reasonable requirement, we discuss the Lieb-Schultz-Mattis-type ingappability in two-dimensional quantum magnets under a boundary condition that makes evident a quantum anomaly underlying the lattice system. In particular, we direct our attention to those on the checkerboard lattice, which are closely related to frustrated quantum magnets on the square lattice and on the Shastry-Sutherland lattice. Our discussion is focused on the adiabatic U(1) flux insertion through a closed path in a boundary condition twisted by a spatial rotation and a reflection. Two-dimensional systems in this boundary condition are effectively put on a nonorientable space, namely the Klein bottle. We show that the translation symmetry on the Klein-bottle space excludes the possibility of the unique and gapped ground state. Taking advantage of the flux insertion argument, we also discuss the ground-state degeneracy on magnetization plateaus of the Heisenberg antiferromagnet on the checkerboard lattice.