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arXiv:1712.01816

Could the physical world be emergent instead of fundamental, and why should we ask? (short version)

Markus P. Müller

Published Dec 5, 2017• 9 citations
arXivHTMLPDF

Abstract

In physics, there is the prevailing intuition that we are part of a unique external world, and that the goal of physics is to understand and describe this world. This assumption of the fundamentality of objective reality is often seen as a major prerequisite of any kind of scientific reasoning. However, here I argue that we should consider relaxing this assumption in a specific way in some contexts. Namely, there is a collection of open questions in and around physics that can arguably be addressed in a substantially more consistent and rigorous way if we consider the possibility that the first-person perspective is ultimately more fundamental than our usual notion of external world. These are questions like: which probabilities should an observer assign to future experiences if she is told that she will be simulated on a computer? How should we think of cosmology's Boltzmann brain problem, and what can we learn from the fact that measurements in quantum theory seem to do more than just reveal preexisting properties? Why are there simple computable laws of physics in the first place? This note summarizes a longer companion paper which constructs a mathematically rigorous theory along those lines, suggesting a simple and unified framework (rooted in algorithmic information theory) to address questions like those above. It is not meant as a "theory of everything" (in fact, it predicts its own limitations), but it shows how a notion of objective external world, looking very much like our own, can provably emerge from a starting point in which the first-person perspective is primary, without apriori assumptions on the existence of "laws" or a "physical world". While the ideas here are perfectly compatible with physics as we know it, they imply some quite surprising predictions and suggest that we may want to substantially revise the way we think about some foundational questions.

DOI
10.48550/arxiv.1712.01816

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In physics, there is the prevailing intuition that we are part of a unique external world, and that the goal of physics is to understand and describe this world. This assumption of the fundamentality of objective reality is often seen as a major prerequisite of any kind of scientific reasoning. However, here I argue that we should consider relaxing this assumption in a specific way in some contexts. Namely, there is a collection of open questions in and around physics that can arguably be addressed in a substantially more consistent and rigorous way if we consider the possibility that the first-person perspective is ultimately more fundamental than our usual notion of external world. These are questions like: which probabilities should an observer assign to future experiences if she is told that she will be simulated on a computer? How should we think of cosmology's Boltzmann brain problem, and what can we learn from the fact that measurements in quantum theory seem to do more than just reveal preexisting properties? Why are there simple computable laws of physics in the first place? This note summarizes a longer companion paper which constructs a mathematically rigorous theory along those lines, suggesting a simple and unified framework (rooted in algorithmic information theory) to address questions like those above. It is not meant as a "theory of everything" (in fact, it predicts its own limitations), but it shows how a notion of objective external world, looking very much like our own, can provably emerge from a starting point in which the first-person perspective is primary, without apriori assumptions on the existence of "laws" or a "physical world". While the ideas here are perfectly compatible with physics as we know it, they imply some quite surprising predictions and suggest that we may want to substantially revise the way we think about some foundational questions.
The assumption of an objective world underlying all our experiences is deeply embedded in our everyday thinking and in our language, and has been an unquestioned presupposition of the scientific enterprise for at least four centuries. Yet it is well known that quantum physics raises some highly problematic questions in this respect, questions that are still open, almost a century from the inception of the theory. I would like to propose that these questions stem from deep philosophical assumptions and can be answered in a much more coherent way if we understand the notion of an objective world not as a primary reality, but as an emergent aspect of a primary process that can be described as “experiencing”. A coherent description of the appearance of an objective world in the process of experiencing relies on a certain understanding of what is technically known as the “quantum measurement problem”, i.e. the description of the process of observation in quantum physics, which is the key problematic aspect of the theory. I will propose that the basic features that characterize a quantum observation have a much wider scope, and describe in fact all acquisition of information by an “embodied observer”, in short all experiencing happening in the world. By applying to this larger context work I have done in the more technical frame of the quantum measurement problem it can be shown that the nature of the process of experiencing is such as to inevitably generate the appearance of an objective world. Thus the objectivity of the world, although not primary and ultimately real, is an intrinsic consequence of our “experiential embodiment”, i.e. of the fact that we are in the world and all our experiences correspond to physical happenings in the world. When examined in this perspective, the “paradoxes” of quantum physics are an invitation to abandon the metaphysical assumption of the primacy of the objective dimension of reality. A philosophical position much more in tune with quantum physics views the process of experiencing as the primary source of both subject and object, consciousness and world.
Our notions of what is physically 'real' have long been based on the idea that the real is what is immediately apprehended, that is the local or observable, the physically tangible, though there has always been an alternative philosophical notion that the 'real' is some kind of ontological structure beyond immediate apprehension, and so inaccessible through physics. However, quantum mechanics, with its intrinsic nonlocal correlations, has seemingly left us with a dilemma by showing that fundamental physical theories cannot be both real and local. Reality cannot be reconstructed as a deterministic projection from physical observations. Many people think that the problem lies with quantum mechanics, but, in fact, it is more likely to be a result of unrealistic expectations. We have assumed that fundamental physics ought to be compatible with normal (macroscopic) experience. If, however, we go beyond our current high-level physical theories to the basic elements from which they are constructed, we see that a pattern emerges that gives us a very different and much more coherent understanding of what is meant by physical 'reality'.
Abstract I argue for an approach to the Foundations of Physics that puts the question in the title center stage, rather than asking “what is the case in the world?”. This approach, algorithmic idealism, attempts to give a mathematically rigorous in-principle -answer to this question both in the usual empirical regime of physics and in some more exotic regimes within cosmology, philosophy, and science fiction (but soon perhaps real) technology. I begin by arguing that quantum theory, in its actual practice and in some interpretations, should be understood as telling an agent what they should expect to observe next (rather than what is the case), and that the difficulty of answering this former question from the usual “external” perspective is at the heart of persistent enigmas such as the Boltzmann brain problem, extended Wigner’s friend scenarios, Parfit’s teletransportation paradox, or our understanding of the simulation hypothesis. Algorithmic idealism is a conceptual framework, based on two postulates that admit several possible mathematical formalizations, cast in the language of algorithmic information theory. Here I give a non-technical description of this view and show how it dissolves the aforementioned enigmas: for example, it claims that you should never bet on being a Boltzmann brain regardless of how many there are, that shutting down computer simulations does not generally terminate its inhabitants, and it predicts the apparent embedding into an objective external world as an approximate description.
According to our current conception of physics, any valid physical theory is supposed to describe the objective evolution of a unique external world. However, this condition is challenged by quantum theory, which suggests that physical systems should not always be understood as having objective properties which are simply revealed by measurement. Furthermore, as argued below, several other conceptual puzzles in the foundations of physics and related fields point to limitations of our current perspective and motivate the exploration of an alternative: to start with the first-person (the observer) rather than the third-person perspective (the world).In this work, I propose a rigorous approach of this kind on the basis of algorithmic information theory. It is based on a single postulate: that universal induction determines the chances of what any observer sees next. That is, instead of a world or physical laws, it is the local state of the observer alone that determines those probabilities. Surprisingly, despite its solipsistic foundation, I show that the resulting theory recovers many features of our established physical worldview: it predicts that it appears to observers as if there was an external world that evolves according to simple, computable, probabilistic laws. In contrast to the standard view, objective reality is not assumed on this approach but rather provably emerges as an asymptotic statistical phenomenon. The resulting theory dissolves puzzles like cosmology's Boltzmann brain problem, makes concrete predictions for thought experiments like the computer simulation of agents, and suggests novel phenomena such as ``probabilistic zombies'' governed by observer-dependent probabilistic chances. It also suggests that some basic phenomena of quantum theory (Bell inequality violation and no-signalling) might be understood as consequences of this framework.
When metaphysicians pay attention to theories in fundamental physics, they are usually interested in their implications for fundamental metaphysics: they want to know what the theories imply or suggest concerning the ultimate structure of reality. This essay, by contrast, is concerned with the “derivative metaphysics” of quantum mechanics. I will be considering a certain hypothesis about the fundamental structure of reality, which I will call H. I am interested in H because it strikes me as embodying the most obvious, flat-footed way to read an account of the fundamental structure of reality off the mathematical apparatus of elementary quantum mechanics. But I won’t be defending this claim here, or trying to argue that the members of H are more plausible than other accounts of the fundamental structure of reality inspired by quantum mechanics. Instead, my question is: if H were true, could there be (non-fundamentally speaking, of course) such ordinary objects as plants, planets and people? More specifically: could there be such ordinary objects as ourselves and the things we are familiar with, having more or less the ordinary properties we take them to have? And more generally: given that the fundamental structure of a possible world is such as to make H true, what is its correct description in ordinary terms? Of course, I care about these questions in part because I want to explore the extent to which we might have good reason to believe H, or something akin to it. But even if H turned out to be consistent with our ordinary knowledge about the world of ordinary objects, it would obviously take a lot more work to show that it has any serious claim on our credence. At a minimum, one would have to say something about how likely we should regard our evidence as being, given H; one would want to make some sort of survey of alternative hypotheses; and one would want to take into account our specialised scientific knowledge as well as our ordinary knowledge, including the facts that make trouble for elementary quantum mechanics and force us to look beyond it to quantum field theory and ultimately towards some kind of theory of quantum gravity.
When we want to predict the future, we compute it from what we know about the present. Specifically, we take a mathematical representation of observed reality, plug it into some dynamical equations, and then map the time-evolved result back to real-world predictions. But while this computational process can tell us what we want to know, we have taken this procedure too literally, implicitly assuming that the universe must compute itself in the same manner. Physical theories that do not follow this computational framework are deemed illogical, right from the start. But this anthropocentric assumption has steered our physical models into an impossible corner, primarily because of quantum phenomena. Meanwhile, we have not been exploring other models in which the universe is not so limited. In fact, some of these alternate models already have a well-established importance, but are thought to be mathematical tricks without physical significance. This essay argues that only by dropping our assumption that the universe is a computer can we fully develop such models, explain quantum phenomena, and understand the workings of our universe. (This essay was awarded third prize in the 2012 FQXi essay contest; a new afterword compares and contrasts this essay with Robert Spekkens' first prize entry.)