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arXiv:1710.09381 · Physical review. B./Physical review. B

Fractionalized Fermi liquids and exotic superconductivity in the Kitaev-Kondo lattice

Urban F. P. Seifert, Tobias Meng, Matthias Vojta C

Published Feb 12, 2018• 40 citations
arXivHTMLPDF

Abstract

Fractionalized Fermi liquids (${\mathrm{FL}}^{*}$) have been introduced as non-Fermi-liquid metallic phases, characterized by coexisting electron-like charge carriers and local moments which form a fractionalized spin liquid. Here we investigate a Kondo lattice model on the honeycomb lattice with Kitaev interactions among the local moments, a concrete model hosting ${\mathrm{FL}}^{*}$ phases based on Kitaev's ${\mathbb{Z}}_{2}$ spin liquid. We characterize the ${\mathrm{FL}}^{*}$ phases via perturbation theory, and we employ a Majorana-fermion mean-field theory to map out the full phase diagram. Most remarkably we find nematic triplet superconducting phases which mask the quantum phase transition between fractionalized and conventional Fermi liquid phases. Their pairing structure is inherited from the Kitaev spin liquid; i.e., superconductivity is driven by Majorana glue.

DOI
10.1103/physrevb.97.085118

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Fractionalized Fermi liquids (FL∗{\mathrm{FL}}^{*}FL∗) have been introduced as non-Fermi-liquid metallic phases, characterized by coexisting electron-like charge carriers and local moments which form a fractionalized spin liquid. Here we investigate a Kondo lattice model on the honeycomb lattice with Kitaev interactions among the local moments, a concrete model hosting FL∗{\mathrm{FL}}^{*}FL∗ phases based on Kitaev's Z2{\mathbb{Z}}_{2}Z2​ spin liquid. We characterize the FL∗{\mathrm{FL}}^{*}FL∗ phases via perturbation theory, and we employ a Majorana-fermion mean-field theory to map out the full phase diagram. Most remarkably we find nematic triplet superconducting phases which mask the quantum phase transition between fractionalized and conventional Fermi liquid phases. Their pairing structure is inherited from the Kitaev spin liquid; i.e., superconductivity is driven by Majorana glue.
In quantum magnetism, Kitaev's honeycomb model is well known for its gapped and gapless spin liquid ground states in which the elementary spin degrees of freedom fractionalize into Majorana fermions and a Z2{\mathbb{Z}}_{2}Z2​ gauge field. In this paper, the authors discuss the gapless spin liquids arising in three-dimensional Kitaev models and show that the gapless Majorana fermions form metallic states which, depending on the underlying lattice structure, exhibit Fermi surfaces, nodal lines, or Weyl points.
We unveil an interesting example of topological flat bands of Majorana fermions in quantum spin liquids. We study the Kitaev model on a periodically depleted honeycomb lattice, under a magnetic field within the perturbation theory. The model can be straightforwardly extended while maintaining the exact solvability, and its ground state is a quantum spin liquid as on the honeycomb lattice. As fractionalized excitations, there are unpaired localized Majorana fermions in addition to the itinerant Majorana fermions and Z2{\mathbb{Z}}_{2}Z2​ fluxes. We show that, in the absence of the magnetic field, the Majorana fermions exhibit completely flat bands at zero energy, and by applying the magnetic field, these bands turn into topological flat bands with nonzero Chern number. By varying the anisotropy of the interactions and the magnitude of the magnetic field, we clarify that the system hosts a variety of topological phases that do not appear in the original honeycomb model. We emphasize that the topological flat bands underlying this rich topology come from the hybridization of the Majorana flat bands and unpaired Majorana fermions, which is unique to the flat bands of fractionalized excitations in quantum spin liquids. Our findings would stimulate the exploration of a new class of Kitaev materials exhibiting rich topology arising from topological Majorana flat bands.
A Z2{\mathbb{Z}}_{2}Z2​ fractionalized Fermi liquid (FL*) is a novel state of strongly correlated quantum matter. Although it is metallic, it violates Luttinger's theorem on the volume enclosed by the Fermi surface obeyed by conventional metals; this is possible due to the presence of emergent gauge excitations. The authors study here the superconducting states that can arise out of instabilities of such a topological metal. In particular, they focus on a FL* topological metal that has favorable energetics on the square lattice with nematic order, relevant to the cuprate superconductors. They find that a Higgs transition out of this FL* results in confinement of the anyonic degrees of freedom, and the resulting state is a superconductor with broken translation symmetry or time-reversal invariance. In the process, they also establish a complete mapping between bosonic and fermionic descriptions of time-reversal invariant gapped insulating Z2{\mathbb{Z}}_{2}Z2​ spin liquid states on the rectangular lattice, which, on doping with charge carriers, can give rise to FL* phases. They also note a possible connection to the recent observation of pair density waves in the superconducting state of the underdoped cuprates.
We determine the phase diagrams of anisotropic Kitaev-Heisenberg models on the honeycomb lattice using parton mean-field theories based on different Majorana fermion representations of the S=1/2 spin operators. First, we use a two-dimensional Jordan-Wigner transformation (JWT) involving a semi-infinite snake string operator. To ensure that the fermionized Hamiltonian remains local, we consider the limit of extreme Ising exchange anisotropy in the Heisenberg sector. Second, we use the conventional Kitaev representation in terms of four Majorana fermions subject to local constraints, which we enforce through Lagrange multipliers. For both representations, we self-consistently decouple the interaction terms in the bond and magnetization channels and determine the phase diagrams as a function of the anisotropy of the Kitaev couplings and the relative strength of the Ising exchange. While both mean-field theories produce identical phase boundaries for the topological phase transition between the gapless and gapped Kitaev quantum spin liquids, the JWT fails to correctly describe the magnetic instability and finite-temperature behavior. Our results show that the magnetic phase transition is first order at low temperatures but becomes continuous above a certain temperature. At this energy scale, we also observe a finite-temperature crossover on the quantum-spin-liquid side, from a fractionalized paramagnet at low temperatures, in which gapped flux excitations are frozen out, to a conventional paramagnet at high temperatures. Published by the American Physical Society 2024
Kitaev's honeycomb-lattice compass model describes a spin liquid with emergent fractionalized excitations. Here, we study the physics of isolated magnetic impurities coupled to the Kitaev spin-liquid host. We reformulate this Kondo-type problem in terms of a many-state quantum impurity coupled to a multichannel bath of Majorana fermions and present the numerically exact solution using Wilson's numerical renormalization group technique. Quantum phase transitions occur as a function of Kondo coupling and locally applied field. At zero field, the impurity moment is partially screened only when it binds an emergent gauge flux, while otherwise it becomes free at low temperatures. We show how Majorana degrees of freedom determine the fixed-point properties, make contact with Kondo screening in pseudogap Fermi systems, and discuss effects away from the dilute limit.
We study the emergence of magnetic order in localized spins that interact solely through their coupling to a Kitaev-type spin liquid. Using three toy models – the Kitaev model, the Yao–Lee model, and a square-lattice generalization of the Kitaev model – we calculate the effective exchange Hamiltonians mediated by the fractionalized excitations of these spin liquids. This setup is analogous to a Kondo lattice model, where conduction electrons are replaced by itinerant Majorana fermions. In the Kitaev model, our results show that the lowest-order perturbation theory generates short-range interactions with modified couplings and extending to sixth order introduces longer-range interactions while preserving the quantum spin-liquid ground state . Models involving more Majorana flavors on honeycomb and square lattices exhibit more complex behavior. The honeycomb Yao–Lee model with three flavors of itinerant Majorana fermions generates long-range RKKY-type interactions, leading to antiferromagnetic order and partial gapping of the Majorana fermion spectrum. In contrast, the square-lattice model produces a combination of anisotropic short- and long-range interactions, which can give rise to either a dimerized quantum paramagnetic state or an Ising antiferromagnet, depending on the parameters. These results illustrate the rich variety of magnetic orders that can be mediated by Kitaev-type spin liquids.