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arXiv:1702.07654 · Physical Review A

Unitary work extraction from a generalized Gibbs ensemble using Bragg scattering

Wouter Verstraelen, Dries Sels, Michiel Wouters

Published Aug 3, 2017• 9 citations
arXivHTMLPDF

Abstract

We investigate work extraction from integrable quantum systems under unitary operations. As a model system, we consider noninteracting fermions in one dimension. Thanks to its integrability, this system does not thermalize after a perturbation, even though it does reach a steady state which can be described by a generalized Gibbs ensemble (GGE). Such a GGE has an excess free energy compared to a thermal state and we propose to extract this energy by applying Bragg pulses. We show how all the available work in the GGE can be extracted in the adiabatic limit while some excess energy is left at finite times. The unextracted work reaches the adiabatic limit as a power law with exponent $z=\ensuremath{-}2$ for small systems and with $z=\ensuremath{-}1$ in the thermodynamic limit. Two distinct protocols for combining the Bragg operations are compared, and in some systems an extensive difference in efficiency arises. From the unextracted work and the entropy production, a notion of temperature is defined and compared to the Boltzmann-Gibbs temperature of the system.

DOI
10.1103/physreva.96.023605

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We investigate work extraction from integrable quantum systems under unitary operations. As a model system, we consider noninteracting fermions in one dimension. Thanks to its integrability, this system does not thermalize after a perturbation, even though it does reach a steady state which can be described by a generalized Gibbs ensemble (GGE). Such a GGE has an excess free energy compared to a thermal state and we propose to extract this energy by applying Bragg pulses. We show how all the available work in the GGE can be extracted in the adiabatic limit while some excess energy is left at finite times. The unextracted work reaches the adiabatic limit as a power law with exponent z=\ensuremath−2z=\ensuremath{-}2z=\ensuremath−2 for small systems and with z=\ensuremath−1z=\ensuremath{-}1z=\ensuremath−1 in the thermodynamic limit. Two distinct protocols for combining the Bragg operations are compared, and in some systems an extensive difference in efficiency arises. From the unextracted work and the entropy production, a notion of temperature is defined and compared to the Boltzmann-Gibbs temperature of the system.
We study work extraction (defined as the difference between the initial and the final energy) in noninteracting and (effectively) weakly interacting isolated fermionic quantum lattice systems in one dimension, which undergo a sequence of quenches and equilibration. The systems are divided in two parts, which we identify as the subsystem of interest and the bath. We extract work by quenching the on-site potentials in the subsystem, letting the entire system equilibrate, and returning to the initial parameters in the subsystem using a quasistatic process (the bath is never acted upon). We select initial states that are direct products of thermal states of the subsystem and the bath, and consider equilibration to the generalized Gibbs ensemble (GGE, noninteracting case) and to the Gibbs ensemble (GE, weakly interacting case). We identify the class of quenches that, in the thermodynamic limit, results in GE and GGE entropies after the quench that are identical to the one in the initial state (quenches that do not produce entropy). Those quenches guarantee maximal work extraction when thermalization occurs. We show that the same remains true in the presence of integrable dynamics that results in equilibration to the GGE.
Recent years have seen an enormously revived interest in the study of thermodynamic notions in the quantum regime. This applies both to the study of notions of work extraction in thermal machines in the quantum regime, as well as to questions of equilibration and thermalisation of interacting quantum many-body systems as such. In this work we bring together these two lines of research by studying work extraction in a closed system that undergoes a sequence of quenches and equilibration steps concomitant with free evolutions. In this way, we incorporate an important insight from the study of the dynamics of quantum many body systems: the evolution of closed systems is expected to be well described, for relevant observables and most times, by a suitable equilibrium state. We will consider three kinds of equilibration, namely to (i) the time averaged state, (ii) the Gibbs ensemble and (iii) the generalised Gibbs ensemble, reflecting further constants of motion in integrable models. For each effective description, we investigate notions of entropy production, the validity of the minimal work principle and properties of optimal work extraction protocols. While we keep the discussion general, much room is dedicated to the discussion of paradigmatic non-interacting fermionic quantum many-body systems, for which we identify significant differences with respect to the role of the minimal work principle. Our work not only has implications for experiments with cold atoms, but also can be viewed as suggesting a mindset for quantum thermodynamics where the role of the external heat baths is instead played by the system itself, with its internal degrees of freedom bringing coarse-grained observables to equilibrium.
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
Abstract The generalized Gibbs ensemble (GGE) was introduced ten years ago to describe observables in isolated integrable quantum systems after equilibration. Since then, the GGE has been demonstrated to be a powerful tool to predict the outcome of the relaxation dynamics of few-body observables in a variety of integrable models, a process we call generalized thermalization. This review discusses several fundamental aspects of the GGE and generalized thermalization in integrable systems. In particular, we focus on questions such as: which observables equilibrate to the GGE predictions and who should play the role of the bath; what conserved quantities can be used to construct the GGE; what are the differences between generalized thermalization in noninteracting systems and in interacting systems mappable to noninteracting ones; why is it that the GGE works when traditional ensembles of statistical mechanics fail. Despite a lot of interest in these questions in recent years, no definite answers have been given. We review results for the XX model and for the transverse field Ising model. For the latter model, we also report original results and show that the GGE describes spin–spin correlations over the entire system. This makes apparent that there is no need to trace out a part of the system in real space for equilibration to occur and for the GGE to apply. In the past, a spectral decomposition of the weights of various statistical ensembles revealed that generalized eigenstate thermalization occurs in the XX model (hard-core bosons). Namely, eigenstates of the Hamiltonian with similar distributions of conserved quantities have similar expectation values of few-spin observables. Here we show that generalized eigenstate thermalization also occurs in the transverse field Ising model.
In noninteracting isolated quantum systems out of equilibrium, local subsystems typically relax to nonthermal stationary states. In the standard framework, information on the rest of the system is discarded, and such states are described by a generalized Gibbs ensemble (GGE), maximizing the entropy while respecting the constraints imposed by the local conservation laws. Here we show that the latter also completely characterize a recently introduced projected ensemble (PE), constructed by performing projective measurements on the rest of the system and recording the outcomes. By focusing on the time evolution of fermionic Gaussian states in a tight-binding chain, we put forward a random ensemble constructed out of the local conservation laws, which we call deep GGE (dGGE). For infinite-temperature initial states, we show that the dGGE coincides with a universal Haar random ensemble on the manifold of Gaussian states. For both infinite and finite temperatures, we use a Monte Carlo approach to test numerically the predictions of the dGGE against the PE. We study, in particular, the kkk moments of the state covariance matrix and the entanglement entropy, finding excellent agreement. Our work provides a first step towards a systematic characterization of projected ensembles beyond the case of chaotic systems and infinite temperatures.
Abstract We revisit the question of whether and how the steady states arising after non-equilibrium time evolution in integrable models (and in particular in the XXZ spin chain) can be described by the so-called generalized Gibbs ensemble (GGE). Whereas it is known that the micro-canonical ensemble built on a complete set of charges correctly describes the long-time limit of local observables, it has been shown recently by Ilievski et al that the corresponding canonical ensemble is not well defined, and instead a different canonical ensemble was proposed in terms of particle occupation number operators. Here we provide an alternative construction by considering truncated GGEs (tGGEs) that include only a finite number of local and quasi-local conserved operators. It is shown that the tGGEs can approximate the steady states with arbitrary precision, i.e. all physical observables are exactly reproduced in the infinite truncation limit. We trace back the problems encountered in defining an untruncated GGE to the dependence of the associated Lagrange multipliers on the truncation index. Conversely, we show that this problem may be circumvented by considering a new set of (quasi)local charges which are linear combinations of the standard ones, and whose associated Lagrange multipliers are well-defined state functions. Our general arguments are applied to concrete quench situations in the XXZ chain, where the initial states are simple two-site or four-site product states. Depending on the quench we find that numerical results for the local correlators can be obtained with remarkable precision using truncated GGEs with only 10–100 charges.