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arXiv:1612.06649 · IEEE Access

Artificial-Noise-Aided Secure Transmission With Directional Modulation Based on Random Frequency Diverse Arrays

Jinsong Hu, Shihao Yan, Feng Shu, Jiangzhou Wang, Jun Li, Yijin Zhang

Published Jan 1, 2017• 205 citations
arXivHTMLPDF

Abstract

In this paper, a random frequency diverse array-based directional modulation with artificial noise (RFDA-DM-AN) scheme is proposed to enhance physical layer security of wireless communications. Specifically, we first design the RFDA-DM-AN scheme by randomly allocating frequencies to transmit antennas, thereby achieving 2-D (i.e., angle and range) secure transmissions, and outperforming the state-of-the-art 1-D (i.e., angle) phase array (PA)-based DM scheme. Then we derive the closed-form expression of a lower bound on the ergodic secrecy capacity (ESC) of our RFDA-DM-AN scheme. Based on the theoretical lower bound derived, we further optimize the transmission power allocation between the useful signal and artificial noise (AN) in order to improve the ESC. Simulation results show that: (1) our RFDA-DM-AN scheme achieves a higher secrecy capacity than that of the PA-based DM scheme; (2) the lower bound derived is shown to approach the ESC as the number of transmit antennas N increases and precisely matches the ESC when N is sufficiently large; and (3) the proposed optimum power allocation achieves the highest ESC of all power allocations schemes in the RFDA-DM-AN.

DOI
10.1109/access.2017.2653182

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In this paper, a random frequency diverse array-based directional modulation with artificial noise (RFDA-DM-AN) scheme is proposed to enhance physical layer security of wireless communications. Specifically, we first design the RFDA-DM-AN scheme by randomly allocating frequencies to transmit antennas, thereby achieving 2-D (i.e., angle and range) secure transmissions, and outperforming the state-of-the-art 1-D (i.e., angle) phase array (PA)-based DM scheme. Then we derive the closed-form expression of a lower bound on the ergodic secrecy capacity (ESC) of our RFDA-DM-AN scheme. Based on the theoretical lower bound derived, we further optimize the transmission power allocation between the useful signal and artificial noise (AN) in order to improve the ESC. Simulation results show that: (1) our RFDA-DM-AN scheme achieves a higher secrecy capacity than that of the PA-based DM scheme; (2) the lower bound derived is shown to approach the ESC as the number of transmit antennas N increases and precisely matches the ESC when N is sufficiently large; and (3) the proposed optimum power allocation achieves the highest ESC of all power allocations schemes in the RFDA-DM-AN.
Random frequency diverse array (RFDA) based directional modulation (DM) was proposed as a promising technology in secure communications to achieve a precise transmission of confidential messages, and artificial noise (AN) was considered as an important helper in RFDA-DM. Compared with previous works that only focus on the spot of the desired receiver, in this work, we investigate a secrecy region around the desired receiver, that is, a specific range and angle resolution around the desired receiver. Firstly, the minimum number of antennas and the bandwidth needed to achieve a secrecy region are derived. Moreover, based on the lower bound of the secrecy capacity in RFDA-DM-AN scheme, we investigate the performance impact of AN on the secrecy capacity. From this work, we conclude that: 1) AN is not always beneficial to the secure transmission. Specifically, when the number of antennas is sufficiently large and the transmit power is smaller than a specified value, AN will reduce secrecy capacity due to the consumption of limited transmit power. 2) Increasing bandwidth will enlarge the set for randomly allocating frequencies and thus lead to a higher secrecy capacity. 3) The minimum number of antennas increases as the predefined secrecy transmission rate increases.
In this paper, a practical wireless transmission scheme is proposed to transmit confidential messages to the desired user securely and precisely by the joint use of multiple techniques including artificial noise (AN) projection, phase alignment (PA)/beamforming, and random subcarrier selection (RSCS) based on OFDM, and directional modulation (DM), namely RSCS-OFDM-DM. This RSCS-OFDM-DM scheme provides an extremely low-complexity structures for the transmitter and desired receiver and makes the secure and precise wireless transmission realizable in practice. For illegal eavesdroppers, the receive power of confidential messages is so weak that their receivers cannot intercept these confidential messages successfully once it is corrupted by AN. In such a scheme, the design of phase alignment/beamforming vector and AN projection matrix depend intimately on the desired direction angle and distance. It is particularly noted that the use of RSCS leads to a significant outcome that the receive power of confidential messages mainly concentrates on the small neighboring region around the desired receiver and only small fraction of its power leaks out to the remaining large broad regions. This concept is called secure precise transmission. The probability density function of real-time receive signal-to-interference-and-noise ratio (SINR) is derived. Also, the average SINR and its tight upper bound are attained. The approximate closed-form expression for average secrecy rate is derived by analyzing the first-null positions of SINR and clarifying the wiretap region.
In this paper, a practical wireless transmission scheme is proposed to transmit confidential messages to the desired user securely and precisely by the joint use of multiple techniques, including artificial noise (AN) projection, phase alignment/beamforming, and random subcarrier selection (RSCS) based on orthogonal frequency division multiplexing (OFDM), and directional modulation (DM), namely RSCS-OFDM-DM. This RSCS-OFDM-DM scheme provides an extremely low-complexity structure for the desired receiver and makes the secure and precise wireless transmission realizable in practice. For illegal eavesdroppers, the receive power of confidential messages is so weak that their receivers cannot intercept these confidential messages successfully once it is corrupted by AN. In such a scheme, the design of phase alignment/beamforming vector and AN projection matrix depends intimately on the desired direction angle and distance. It is particularly noted that the use of RSCS leads to a significant outcome that the receive power of confidential messages mainly concentrates on the small neighboring region around the desired receiver and only small fraction of its power leaks out to the remaining large broad regions. This concept is called secure precise transmission. The probability density function of real-time receive signal-to-interference-and-noise ratio (SINR) is derived. Also, the average SINR and its tight upper bound are attained. The approximate closed-form expression for average secrecy rate is derived by analyzing the first-null positions of the SINR and clarifying the wiretap region. Simulation and analysis show that the proposed scheme actually can achieve a secure and precise wireless transmission of confidential messages in line-of-propagation channel, and the derived theoretical formula of average secrecy rate is verified to coincide with the exact results well for medium and large scale transmit antenna array or in the low and medium SNR regions.
This paper, for the first time, examines the impact of transmitter-side correlation on the artificial-noise (AN)-aided secure transmission, based on which a new power allocation strategy for AN is devised for physical layer security enhancement. Specifically, we design a correlation-based power allocation (CPA) for AN, of which the optimality in terms of achieving the minimum secrecy outage probability is analytically proved in the large system regime with the number of transmit antennas approaching infinity. In order to fully reveal the benefits of the CPA, we derive easy-to-evaluate expressions for the secrecy outage probability achieved by the CPA. Our study demonstrates that the CPA is nearly optimal and significantly outperforms the widely used uniform power allocation (UPA) even for a moderately small number of correlated transmit antennas. Furthermore, our numerical results reveal a fundamental difference between the CPA and UPA. That is when the number of correlated transmit antennas increases, the secrecy outage probability of the CPA always reduces while the secrecy outage probability of the UPA suffers from a saturation point.
We consider the problem of secure communication in wireless fading channels in the presence of non-colluding passive eavesdroppers. The transmitter has multiple antennas and is able to simultaneously transmit an information bearing signal to the intended receiver and artificial noise to the eavesdroppers. We obtain an analytical closed-form lower bound for secrecy capacity, which is used as the objective function to optimize transmit power allocation between the information signal and the artificial noise. Our analytical and numerical results show that equal power allocation is a simple and generic strategy which achieves near optimal capacity performance. We also find that adaptive power allocation based on each channel realization provides no or insignificant capacity improvement over equal power allocation.
We examine for the first time the impact of transmitter-side correlation on the secure transmission with artificial noise (AN), based on which a new power allocation strategy for AN is devised for physical layer security enhancement. Specifically, we design a correlation-based power allocation (CPA) for AN, of which the optimality in terms of achieving the minimum secrecy outage probability is analytically proved in the large system regime with the number of transmit antennas approaching infinity. Our numerical results demonstrate that CPA is nearly optimal and can significantly outperform the widely-used uniform power allocation (UPA) even for a moderate (finite) number of correlated transmit antennas. Our numerical results also reveal a fundamental difference between the secrecy performance of CPA and that of UPA. When the number of correlated transmit antennas increases, we find that the secrecy outage probability of CPA always reduces while the secrecy outage probability of UPA suffers from a saturation point.