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arXiv:1611.02524 · Physical Review A

Improved key-rate bounds for practical decoy-state quantum-key-distribution systems

Zhen Zhang, Qi Zhao, Mohsen Razavi, Xiongfeng Ma

Published Jan 27, 2017• 149 citations
arXivHTMLPDF

Abstract

The decoy-state scheme is the most widely implemented quantum-key-distribution protocol in practice. In order to account for the finite-size key effects on the achievable secret key generation rate, a rigorous statistical fluctuation analysis is required. Originally, a heuristic Gaussian-approximation technique was used for this purpose, which, despite its analytical convenience, was not sufficiently rigorous. The fluctuation analysis has recently been made rigorous by using the Chernoff bound. There is a considerable gap, however, between the key-rate bounds obtained from these techniques and that obtained from the Gaussian assumption. Here we develop a tighter bound for the decoy-state method, which yields a smaller failure probability. This improvement results in a higher key rate and increases the maximum distance over which secure key exchange is possible. By optimizing the system parameters, our simulation results show that our method almost closes the gap between the two previously proposed techniques and achieves a performance similar to that of conventional Gaussian approximations.

DOI
10.1103/physreva.95.012333

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The decoy-state scheme is the most widely implemented quantum-key-distribution protocol in practice. In order to account for the finite-size key effects on the achievable secret key generation rate, a rigorous statistical fluctuation analysis is required. Originally, a heuristic Gaussian-approximation technique was used for this purpose, which, despite its analytical convenience, was not sufficiently rigorous. The fluctuation analysis has recently been made rigorous by using the Chernoff bound. There is a considerable gap, however, between the key-rate bounds obtained from these techniques and that obtained from the Gaussian assumption. Here we develop a tighter bound for the decoy-state method, which yields a smaller failure probability. This improvement results in a higher key rate and increases the maximum distance over which secure key exchange is possible. By optimizing the system parameters, our simulation results show that our method almost closes the gap between the two previously proposed techniques and achieves a performance similar to that of conventional Gaussian approximations.
Phase-matching quantum key distribution is a promising scheme for remote quantum key distribution, breaking through the traditional linear key-rate bound. In practical applications, finite data size can cause significant system performance to deteriorate when data size is below 1010. In this work, an improved statistical fluctuation analysis method is applied for the first time to two decoy-states phase-matching quantum key distribution, offering a new insight and potential solutions for improving the key generation rate and the maximum transmission distance while maintaining security. Moreover, we also compare the influence of the proposed improved statistical fluctuation analysis method on system performance with those of the Gaussian approximation and Chernoff–Hoeffding boundary methods on system performance. The simulation results show that the proposed scheme significantly improves the key generation rate and maximum transmission distance in comparison with the Chernoff–Hoeffding approach, and approach the results obtained when the Gaussian approximation is employed. At the same time, the proposed scheme retains the same security level as the Chernoff–Hoeffding method, and is even more secure than the Gaussian approximation.
The BB84 quantum key distribution (QKD) combined with decoy-state method is currently the most practical protocol, which has been proved secure against general attacks in the finite-key regime. Thereinto, statistical fluctuation analysis methods are very important in dealing with finite-key effects, which directly affect secret key rate, secure transmission distance and most importantly, the security. There are two tasks of statistical fluctuation in decoy-state BB84 QKD. One is the deviation between expected value and observed value for a given expected value or observed value. The other is the deviation between phase error rate of computational basis and bit error rate of dual basis. Here, we provide the rigorous and optimal analytic formula to solve the above tasks, resulting to higher secret key rate and longer secure transmission distance. Our results can be widely applied to deal with statistical fluctuation in quantum cryptography protocols.
Recently Zhang et al [ Phys. Rev. A95, 012333 (2017)] developed a new approach to estimate the failure probability for the decoy-state BB84 QKD system when taking finite-size key effect into account, which offers security comparable to Chernoff bound, while results in an improved key rate and transmission distance. Based on Zhang et al's work, now we extend this approach to the case of the measurement-device-independent quantum key distribution (MDI-QKD), and for the first time implement it onto the four-intensity decoy-state MDI-QKD system. Moreover, through utilizing joint constraints and collective error-estimation techniques, we can obviously increase the performance of practical MDI-QKD systems compared with either three- or four-intensity decoy-state MDI-QKD using Chernoff bound analysis, and achieve much higher level security compared with those applying Gaussian approximation analysis.
The use of decoy states in quantum key distribution (QKD) has provided a method for substantially increasing the secret key rate and distance that can be covered by QKD protocols with practical signals. The security analysis of these schemes, however, leaves open the possibility that the development of better proof techniques or better classical postprocessing methods might further improve their performance in realistic scenarios. In this paper, we derive upper bounds on the secure key rate for decoy-state QKD. These bounds are based basically only on the classical correlations established by the legitimate users during the quantum communication phase of the protocol. The only assumption about the possible postprocessing methods is that double click events are randomly assigned to single click events. Further, we consider only secure key rates based on the uncalibrated device scenario which assigns imperfections such as detection inefficiency to the eavesdropper. Our analysis relies on two preconditions for secure two-way and one-way QKD. The legitimate users need to prove that there exists no separable state (in the case of two-way QKD) or that there exists no quantum state having a symmetric extension (one-way QKD) that is compatible with the available measurements results. Both criteria have been previously applied to evaluate single-photon implementations of QKD. Here we use them to investigate a realistic source of weak coherent pulses. The resulting upper bounds can be formulated as a convex optimization problem known as a semidefinite program which can be efficiently solved. For the standard four-state QKD protocol, they are quite close to known lower bounds, thus showing that there are clear limits to the further improvement of classical postprocessing techniques in decoy-state QKD.
One of the most prominent techniques to enhance the performance of practical quantum key distribution (QKD) systems with laser sources is the decoy-state method. Current decoy-state QKD setups operate at gigahertz repetition rates, a regime where memory effects in the modulators and electronics that control them create correlations between the intensities of the emitted pulses. This translates into information leakage about the selected intensities, which cripples a crucial premise of the decoy-state method, thus invalidating the use of standard security analyzes. To overcome this problem, a security proof that exploits the Cauchy-Schwarz constraint has been introduced recently. Its main drawback is, however, that the achievable key rate is significantly lower than that of the ideal scenario without intensity correlations. Here, we improve this security proof technique by combining it with a fine-grained decoy-state analysis, which can deliver a tight estimation of the relevant parameters that determine the secret key rate. This results in a notable performance enhancement, being now the attainable distance double that of previous analyzes for certain parameter regimes. Also, we show that when the probability density function of the intensity fluctuations, conditioned on the current and previous intensity choices, is known, our approach provides a key rate very similar to the ideal scenario, which highlights the importance of an accurate experimental characterization of the correlations.
Decoy state has proven to be a very useful method of significantly enhancing the performance of a quantum key distribution (QKD) system with practical light sources. The data-set size in practical QKD protocol is always finite, which will cause statistical fluctuations. The gain and the error rate of the quantum state are analyzed by considering absolutely statistical fluctuation. The relation between key generation rate and the secure communication distance is shown with exchanged quantum signal (N = 106 -1012) by the method of two-decoy-state protocol under the condition that communication wavelength is 1310 nm (or1550 nm). The result indicates that the minimal number of exchanged quantum signals increases obviously with the increase of transmission distance. The secure transmission distance is 135 km under the condition that quantum signal is 1012.