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arXiv:2206.06700 · Physical Review Applied

Security of Decoy-State Quantum Key Distribution with Correlated Intensity Fluctuations

Xoel Sixto, Víctor Zapatero, Marcos Curty

Published Oct 27, 2022• 27 citations
arXivHTMLPDF

Abstract

One of the most prominent techniques to enhance the performance of practical quantum key distribution (QKD) systems with laser sources is the decoy-state method. Current decoy-state QKD setups operate at gigahertz repetition rates, a regime where memory effects in the modulators and electronics that control them create correlations between the intensities of the emitted pulses. This translates into information leakage about the selected intensities, which cripples a crucial premise of the decoy-state method, thus invalidating the use of standard security analyzes. To overcome this problem, a security proof that exploits the Cauchy-Schwarz constraint has been introduced recently. Its main drawback is, however, that the achievable key rate is significantly lower than that of the ideal scenario without intensity correlations. Here, we improve this security proof technique by combining it with a fine-grained decoy-state analysis, which can deliver a tight estimation of the relevant parameters that determine the secret key rate. This results in a notable performance enhancement, being now the attainable distance double that of previous analyzes for certain parameter regimes. Also, we show that when the probability density function of the intensity fluctuations, conditioned on the current and previous intensity choices, is known, our approach provides a key rate very similar to the ideal scenario, which highlights the importance of an accurate experimental characterization of the correlations.

DOI
10.1103/physrevapplied.18.044069

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One of the most prominent techniques to enhance the performance of practical quantum key distribution (QKD) systems with laser sources is the decoy-state method. Current decoy-state QKD setups operate at gigahertz repetition rates, a regime where memory effects in the modulators and electronics that control them create correlations between the intensities of the emitted pulses. This translates into information leakage about the selected intensities, which cripples a crucial premise of the decoy-state method, thus invalidating the use of standard security analyzes. To overcome this problem, a security proof that exploits the Cauchy-Schwarz constraint has been introduced recently. Its main drawback is, however, that the achievable key rate is significantly lower than that of the ideal scenario without intensity correlations. Here, we improve this security proof technique by combining it with a fine-grained decoy-state analysis, which can deliver a tight estimation of the relevant parameters that determine the secret key rate. This results in a notable performance enhancement, being now the attainable distance double that of previous analyzes for certain parameter regimes. Also, we show that when the probability density function of the intensity fluctuations, conditioned on the current and previous intensity choices, is known, our approach provides a key rate very similar to the ideal scenario, which highlights the importance of an accurate experimental characterization of the correlations.
The decoy-state method in quantum key distribution (QKD) is a popular technique to approximately achieve the performance of ideal single-photon sources by means of simpler and practical laser sources. In high-speed decoy-state QKD systems, however, intensity correlations between succeeding pulses leak information about the users' intensity settings, thus invalidating a key assumption of this approach. Here, we solve this pressing problem by developing a general technique to incorporate arbitrary intensity correlations to the security analysis of decoy-state QKD. This technique only requires to experimentally quantify two main parameters: the correlation range and the maximum relative deviation between the selected and the actually emitted intensities. As a side contribution, we provide a non-standard derivation of the asymptotic secret key rate formula from the non-asymptotic one, in so revealing a necessary condition for the significance of the former.
The decoy-state method is a prominent approach to enhance the performance of quantum key distribution (QKD) systems that operate with weak coherent laser sources. Due to the limited transmissivity of single photons in optical fiber, current experimental decoy-state QKD setups increase their secret key rate by raising the repetition rate of the transmitter. However, this usually leads to correlations between subsequent optical pulses. This phenomenon leaks information about the encoding settings, including the intensities of the generated signals, which invalidates a basic premise of decoy-state QKD. Here we characterize intensity correlations between the emitted optical pulses in two industrial prototypes of decoy-state BB84 QKD systems and show that they significantly reduce the asymptotic key rate. In contrast to what has been conjectured, we experimentally confirm that the impact of higher-order correlations on the intensity of the generated signals can be much higher than that of nearest-neighbor correlations.
Practical quantum key distribution (QKD) modulators inevitably introduce correlations, causing the state emitted in a given round to depend on the setting choices made in previous rounds. These correlations break the round-by-round independence structure on which many widely used security proof techniques rely, leaving a significant gap between available theoretical guarantees and the reality of practical implementations. In this work, we develop a fully analytical finite-key security proof for decoy-state BB84 against general coherent attacks that rigorously incorporates correlations introduced by Alice's bit-and-basis encoder, while requiring only partial characterization of such correlations. Crucially, it does so without requiring the round partitioning of the data used for phase-error estimation introduced in previous works, showing that this technique is not indispensable for dealing with correlated encoders, and resulting in improved finite-key performance. Moreover, we also analyze the case of ideal single-photon sources, and our results reveal a counterintuitive effect: in the presence of strong encoding correlations, decoy-state BB84 can outperform single-photon implementations.
Intensity correlations between neighbouring pulses open a prevalent yet often overlooked security loophole in decoy-state quantum key distribution (QKD). As a solution, we present and experimentally demonstrate an intensity-correlation-tolerant QKD protocol that mitigates the negative effect that this phenomenon has on the secret key rate according to existing security analyses. Compared to previous approaches, our method significantly enhances the robustness against correlations, notably improving both the maximum transmission distances and the achievable secret key rates across different scenarios. By relaxing constraints on correlation parameters, our protocol enables practical devices to counter intensity correlations. We experimentally demonstrate this first practical solution that directly overcomes this security vulnerability, establish the feasibility and efficacy of our proposal, taking a major step towards loophole-free and high-performance QKD.
Decoy-state quantum key distribution (QKD) is the most widely adopted approach for overcoming the limitations of imperfect single-photon sources. However, existing security proofs typically either neglect important device imperfections or rely on assumptions that are difficult to justify in realistic high-speed implementations, such as the independent and identically distributed nature of the emitted signals. In this work, we combine and extend several recent theoretical advances to provide a comprehensive analytical finite-key security proof for decoy-state QKD that simultaneously incorporates multiple practically relevant transmitter and receiver imperfections, including state-preparation flaws, bit and basis side-channel leakage and correlations, setting-independent intensity fluctuations, and detection-efficiency mismatches.
Decoy-state method has greatly filled in loopholes from multi-photon pulses in the field of quantum key distribution (QKD) and it has been employed in almost all practical QKD systems in recent years. However, security and performance of the practical decoy-state QKDs are still limited by inaccurate modulations such as random intensity fluctuation and correlated intensity fluctuation. In this work, an intensity tomography method is proposed as a countermeasure against these fluctuations. It has an ability to tightly bound the unknown density matrices of photon-number state and accurately calibrate the fluctuations by measuring the decoy states with a local single-photon detector. We verified the tomography method by experiments and simulations. The results indicated that our method can efficiently mitigate the flaws from these fluctuations to improve the protocol performance and practical security. Noting that these fluctuations are inevitable in practical QKDs, our method would pave the avenue for QKD's practical applications.