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arXiv:2606.29943

Finite-key security analysis of decoy-state QKD with source and detector imperfections

Xoel Sixto, Guillermo Currás-Lorenzo, Margarida Pereira, Víctor Zapatero, Álvaro Navarrete, Marcos Curty

quant-phSubmitted Jun 29, 2026• Announced Jun 30, 2026• 0 citations
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Abstract

Decoy-state quantum key distribution (QKD) is the most widely adopted approach for overcoming the limitations of imperfect single-photon sources. However, existing security proofs typically either neglect important device imperfections or rely on assumptions that are difficult to justify in realistic high-speed implementations, such as the independent and identically distributed nature of the emitted signals. In this work, we combine and extend several recent theoretical advances to provide a comprehensive analytical finite-key security proof for decoy-state QKD that simultaneously incorporates multiple practically relevant transmitter and receiver imperfections, including state-preparation flaws, bit and basis side-channel leakage and correlations, setting-independent intensity fluctuations, and detection-efficiency mismatches.

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Decoy-state quantum key distribution (QKD) is the most widely adopted approach for overcoming the limitations of imperfect single-photon sources. However, existing security proofs typically either neglect important device imperfections or rely on assumptions that are difficult to justify in realistic high-speed implementations, such as the independent and identically distributed nature of the emitted signals. In this work, we combine and extend several recent theoretical advances to provide a comprehensive analytical finite-key security proof for decoy-state QKD that simultaneously incorporates multiple practically relevant transmitter and receiver imperfections, including state-preparation flaws, bit and basis side-channel leakage and correlations, setting-independent intensity fluctuations, and detection-efficiency mismatches.
Quantum key distribution (QKD) promises information-theoretic security based on quantum mechanics and idealized device models. Practical implementations, however, deviate from these models due to unavoidable device imperfections, and existing security proofs fall short of capturing the complexity of real-world systems. Here we introduce a versatile numerical finite-key security framework valid against general coherent attacks and applicable to a broad class of practical QKD setups. It accommodates most relevant imperfections at both transmitter and receiver, including non-independent-and-identically-distributed (non-IID) signals arising in high-speed QKD systems due to the limited bandwidth of optical modulators, while requiring only partial characterization of the apparatuses. We demonstrate the power of our framework by proving the security of a realistic decoy-state QKD implementation with laser sources, providing a practical route towards rigorous security certification of real-world QKD setups.
Abstract In practice, the device imperfections might introduce deviations from the idealized models used in the security proofs of quantum key distribution (QKD). This requires the refined security analysis for practical QKD. However, in most of previous analysis, the imperfections are individually considered with different models. Here, we derive a security analysis which takes both the source and detection imperfections into account. Particularly, the efficiency mismatch in the detection and a number of flaws in the source (such as, inaccuracy of encoded quantum state, side-channel of source, distinguishable decoy states, Trojan-horse, and so on) are analyzed in a general security model. Then the performance of the QKD system with the devices imperfections is evaluated. Our results present an important step toward the practical security of QKD wit realistic devices.
Practical quantum key distribution (QKD) modulators inevitably introduce correlations, causing the state emitted in a given round to depend on the setting choices made in previous rounds. These correlations break the round-by-round independence structure on which many widely used security proof techniques rely, leaving a significant gap between available theoretical guarantees and the reality of practical implementations. In this work, we develop a fully analytical finite-key security proof for decoy-state BB84 against general coherent attacks that rigorously incorporates correlations introduced by Alice's bit-and-basis encoder, while requiring only partial characterization of such correlations. Crucially, it does so without requiring the round partitioning of the data used for phase-error estimation introduced in previous works, showing that this technique is not indispensable for dealing with correlated encoders, and resulting in improved finite-key performance. Moreover, we also analyze the case of ideal single-photon sources, and our results reveal a counterintuitive effect: in the presence of strong encoding correlations, decoy-state BB84 can outperform single-photon implementations.
Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.
Decoy-state methods are essential to perform quantum key distribution (QKD) at large distances in the absence of single-photon sources. However, the standard techniques apply only if laser pulses are used that are independent and identically distributed. Moreover, they require that the laser pulses are fully phase randomized. However, realistic high-speed QKD setups do not meet these stringent requirements. In this work, we generalize decoy-state analysis to accommodate laser sources that emit imperfectly phase-randomized states. We also develop theoretical tools to prove the security of protocols with lasers that emit pulses that are independent, but not identically distributed. These tools can be used with recent work [G. Curr\'as-Lorenzo, S. Nahar, N. L\"utkenhaus, K. Tamaki, and M. Curty, Quantum Sci. Technol. (2023)] to prove the security of laser sources with correlated phase distributions as well. We quantitatively demonstrate the effect of imperfect phase randomization on key rates by computing the key rates for a simple implementation of the three-state protocol.
Detection-efficiency mismatch is a common problem in practical quantum key distribution (QKD) systems. Current security proofs of QKD with detection-efficiency mismatch rely either on the assumption of the single-photon light source on the sender side or on the assumption of the single-photon input of the receiver side. These assumptions impose restrictions on the class of possible eavesdropping strategies. Here we present a rigorous security proof without these assumptions and, thus, solve this important problem and prove the security of QKD with detection-efficiency mismatch against general attacks (in the asymptotic regime). In particular, we adapt the decoy state method to the case of detection-efficiency mismatch.