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arXiv:1610.08110

Nonlinear Bosonization and Refermionization in One Dimension with the Keldysh Functional Integral

Filippo Bovo

Published Oct 25, 2016• 1 citation
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Abstract

We develop a self-contained approach to bosonization and refermionization using the Keldysh functional integral. Starting from fermionic particles, we bosonize the system and obtain a description in terms of the Tomonaga-Luttinger liquid, with, in addition, an infinite series of interaction terms arising from the curvature of the fermionic particle spectrum. We explicitly calculate the leading interaction term and check its consistency with a different approach based on the Matsubara framework, within which we calculate the second leading interaction term, as well. Moreover, we bosonize weakly and strongly interacting bosonic particles, and, finally, refermionize interacting phonons into non-interacting fermionic quasiparticles. The work culminates in a map between bosonic and fermionic particles and effective bosonic and fermionic excitations, representing phonons and fermionic quasiparticles.

DOI
10.48550/arxiv.1610.08110

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We develop a self-contained approach to bosonization and refermionization using the Keldysh functional integral. Starting from fermionic particles, we bosonize the system and obtain a description in terms of the Tomonaga-Luttinger liquid, with, in addition, an infinite series of interaction terms arising from the curvature of the fermionic particle spectrum. We explicitly calculate the leading interaction term and check its consistency with a different approach based on the Matsubara framework, within which we calculate the second leading interaction term, as well. Moreover, we bosonize weakly and strongly interacting bosonic particles, and, finally, refermionize interacting phonons into non-interacting fermionic quasiparticles. The work culminates in a map between bosonic and fermionic particles and effective bosonic and fermionic excitations, representing phonons and fermionic quasiparticles.
In this work we examine the dynamics of one-dimensional systems. We present a continuum approach to the construction of the non-equilibrium Keldysh functional integral and derive a relation between the classical and quantum fields of the Keldysh formalism and the occupation of a state. Using the Keldysh formalism, we give a self-contained presentation of bosonization and refermionisation of fermionic and bosonic interacting particles. We derive the first two non-linear corrections to linear bosonization due to the fermionic spectrum curvature using the functional integral formalism. Using the previous results, we study the thermal dynamics of one-dimensional systems. We consider both the phonons, coming from bosonization, and fermionic quasiparticles, coming from refermionisation, in a single theory. Having them in a single theory is justified by a scale separation between them. Studying the dynamical structure factor we find three regimes. From higher to lower energies we have a ballistic and a collisional regimes of fermionic quasiparticles and a hydrodynamical regime of non-linear phonons. The phase field of the non-linear bosons satisfies the Kardar-Parisi-Zhang equation, thereby linking the dynamics of one-dimensional quantum systems to the universality class of surface growth. The time-scale separating the phononic and fermionic quasiparticle regimes is very long for up-to-date experiments, meaning that the ballistic regime of fermionic quasiparticles is the only one likely to be observed. Since this approach has a limited range of validity for weakly interacting bosons, we derive their dynamical structure factor using a semiclassical approach.
We explore the lifetime of excitations in a dispersive Luttinger liquid. We perform a bosonization supplemented by a sequence of unitary transformations that allows us to treat the problem in terms of weakly interacting quasiparticles. The relaxation described by the resulting Hamiltonian is analyzed by bosonic and (after a refermionization) by fermionic perturbation theory. We show that the fermionic and bosonic formulations of the problem exhibit a remarkable strong-weak coupling duality. Specifically, the fermionic theory is characterized by a dimensionless coupling constant $\ensuremath{\lambda}={m}^{*}{l}^{2}T$ and the bosonic theory by ${\ensuremath{\lambda}}^{\ensuremath{-}1}$, where 1/m∗1/{m}^{*}1/m∗ and lll characterize the curvature of the fermionic and bosonic spectra, respectively, and TTT is the temperature.
In this thesis the method of bosonization of fermionic many-body systems in any number of dimensions is developed. After an introduction to the problem in chapter 1 and to the method of bosonization in chapter 2 (with its application to the non-interacting problem) the Fermi liquid behavior of interacting fermions in dimensions higher than one is discussed in chapter 3. In chapter 4 I rederive the well-known bosonization of the Tomonaga-Luttinger model in one dimension within the framework discussed in the preceding chapters. In chapter 5 I present the bosonization of elementary excitations of exactly solvable one dimensional systems with special emphasis on the Hubbard chain. Chapter 6 contains the conclusions.
We use our recently developed functional bosonization approach to bosonize interacting fermions in arbitrary dimension d beyond the Gaussian approximation. Even in d=1 the finite curvature of the energy dispersion at the Fermi surface gives rise to interactions between the bosons. In higher dimensions scattering processes describing momentum transfer between different patches on the Fermi surface (around-the-corner processes) are an additional source for corrections to the Gaussian approximation. We derive an explicit expression for the leading correction to the bosonized Hamiltonian and the irreducible self-energy of the bosonic propagator that takes the finite curvature as well as around-the-corner proceses into account. In the special case that around-the-corner scattering is negligible, we show that the self-energy correction to the Gaussian propagator is negligible if the dimensionless quantities (qc{\mathit{q}}_{\mathit{c}}qc​/kF{\mathit{k}}_{\mathit{F}}kF​)d{)}^{\mathit{d}})dF0{\mathit{F}}_{0}F0​ [1+F0{\mathit{F}}_{0}F0​${]}^{\mathrm{\ensuremath{-}}1}$\ensuremath{\mu}/${\ensuremath{\nu}}^{\mathrm{\ensuremath{\alpha}}}$\ensuremath{\Vert}\ensuremath{\partial}${\ensuremath{\nu}}^{\mathrm{\ensuremath{\alpha}}}$/\ensuremath{\partial}\ensuremath{\mu}\ensuremath{\Vert} are small compared with unity for all patches \ensuremath{\alpha}. Here qc{\mathit{q}}_{\mathit{c}}qc​ is the cutoff of the interaction in wave-vector space, kF{\mathit{k}}_{\mathit{F}}kF​ is the Fermi wave vector, \ensuremath{\mu} is the chemical potential, F0{\mathit{F}}_{0}F0​ is the usual dimensionless Landau interaction parameter, and ${\ensuremath{\nu}}^{\mathrm{\ensuremath{\alpha}}}$ is the local density of states associated with patch \ensuremath{\alpha}. We also show that the well-known cancellation between vertex and self-energy corrections in one-dimensional systems, which is responsible for the fact that the random-phase approximation (RPA) for the density-density correlation function is exact in d=1, exists also in d>1, provided (1) the interaction cutoff qc{\mathit{q}}_{\mathit{c}}qc​ is small compared with kF{\mathit{k}}_{\mathit{F}}kF​, and (2) the energy dispersion is locally linearized at the Fermi surface. Finally, we suggest a systematic method to calculate corrections to the RPA, which is based on the perturbative calculation of the irreducible bosonic self-energy arising from the non-Gaussian terms of the bosonized Hamiltonian.
The theoretical description of interacting fermions in one spatial dimension is simplified by the fact that the low energy spectrum of noniteracting fermions is identical to the one of a harmonic chain. This fermion-boson transmutation allows to describe interacting fermions as a system of coupled oscillators. Tomonaga's model of interacting nonrelativistic fermions on a ring is presented and first discussed in low order perturbation theory. After introducing the concept of two independent species of right and left moving fermions the exact solution of the Tomonaga-Luttinger model is discussed in detail. The momentum distribution and spectral functions are calculated using the method of the bosonization of the field operator. The general Luttinger liquid phenomenology is shortly discussed.
The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.