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arXiv:1610.05706 · Physical review. B./Physical review. B

Symmetry-protected topological phases of one-dimensional interacting fermions with spin-charge separation

Arianna Montorsi, Fabrizio Dolcini, Rita Claudia Iotti, Fausto Rossi

Published Jun 6, 2017• 48 citations
arXivHTMLPDF

Abstract

The low energy behavior of a huge variety of one-dimensional interacting spinful fermionic systems exhibits spin-charge separation, described in the continuum limit by two sine-Gordon models decoupled in the charge and spin channels. Interaction is known to induce, besides the gapless Luttinger liquid phase, eight possible gapped phases, among which are the Mott, Haldane, charge-/spin-density, and bond-ordered wave insulators, and the Luther Emery liquid. Here we prove that some of these physically distinct phases have nontrivial topological properties, notably the presence of degenerate protected edge modes with fractionalized charge/spin. Moreover, we show that the eight gapped phases are in one-to-one correspondence with the symmetry-protected topological (SPT) phases classified by group cohomology theory in the presence of particle-hole symmetry P. The latter result is also exploited to characterize SPT phases by measurable nonlocal order parameters which follow the system evolution to the quantum phase transition. The implications on the appearance of exotic orders in the class of microscopic Hubbard Hamiltonians, possibly without P symmetry at higher energies, are discussed.

DOI
10.1103/physrevb.95.245108

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The low energy behavior of a huge variety of one-dimensional interacting spinful fermionic systems exhibits spin-charge separation, described in the continuum limit by two sine-Gordon models decoupled in the charge and spin channels. Interaction is known to induce, besides the gapless Luttinger liquid phase, eight possible gapped phases, among which are the Mott, Haldane, charge-/spin-density, and bond-ordered wave insulators, and the Luther Emery liquid. Here we prove that some of these physically distinct phases have nontrivial topological properties, notably the presence of degenerate protected edge modes with fractionalized charge/spin. Moreover, we show that the eight gapped phases are in one-to-one correspondence with the symmetry-protected topological (SPT) phases classified by group cohomology theory in the presence of particle-hole symmetry P. The latter result is also exploited to characterize SPT phases by measurable nonlocal order parameters which follow the system evolution to the quantum phase transition. The implications on the appearance of exotic orders in the class of microscopic Hubbard Hamiltonians, possibly without P symmetry at higher energies, are discussed.
We show that a one-dimensional lattice of spinless fermions can undergo a topological phase transition only due to the effect of interaction. By allowing a dimerized interaction among the particles we show that the system exhibits a symmetry protected topological phase which does not exist in the absence of interaction and the system is a gapless state. The nontrivial topological character appears due to the onset of two degenerate bond-order phases as a function of dimerized interaction which are found to be topologically distinct from each other. As a result a topological phase transition occurs between these bond-order phases through a gap closing point. However, in the limit of strong interaction, the topologically distinct bond-order phases are separated from each other through a gapped charge density wave phase possessing a local antiferromagnetic order. We characterize this emergent topological nature by the edge states, Berry phase, and a nonlocal string order parameter and provide possible experimental signatures in terms of Thouless charge pumping and density-density correlation.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phase which is protected by SO(3) spin rotation symmetry. The topological insulator is another exam- ple of SPT phase which is protected by U(1) and time reversal symmetries. It has been shown that free fermion SPT phases can be systematically described by the K-theory. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: distinct d-dimensional bosonic SPT phases with on-site symmetry G (which may contain anti-unitary time reversal symmetry) can be labeled by the elements in H^{1+d}[G, U_T(1)] - the Borel (1 + d)-group-cohomology classes of G over the G-module U_T(1). The boundary excitations of the non-trivial SPT phases are gapless or degenerate. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (G_H, G_{\Psi}, H^{1+d}[G_{\Psi}, U_T(1)], where G_H is the symmetry group of the Hamiltonian and G_{\Psi} the symmetry group of the ground states.
Understanding the interplay between symmetries and phases lies at the heart of characterizing states of matter. The conventional Landau's paradigm associates local ordered states with symmetry breaking, but this paradigm fails to include gapped topological phases, which can only be distinguished by the global topological invariant and the present of gapless edge modes at open boundaries. In this thesis, variety of states of matter is enriched from two aspects: a new paradigm of phases that incorporates both symmetry broken phase and topological phase, and exotic topological phases that are realized in different degree of freedoms of the same system. The two aspects are explored by studying corresponding one dimensional fermionic models. Besides gapped phases, exotic quasiparticle interferences of gapless topological systems are also investigated. \n \nThe first chapter serves as a theoretical basis for the next two chapters by giving an introduction to topological phases in one dimension. In particular, a bosonization method is introduced to describe topological degeneracy and edge zero modes, which is favoured by the ability to deal with interactions as well as to uncover the phenomena of spin-charge separation. \n \nIn the second chapter a new paradigm of phases is proposed and investigated that incorporates both symmetry broken phases and symmetry-protected topological phases. Through exact-solvable models bond spin density wave(BSDW) states are proposed as candidates for this new paradigm, which are ZZ2\\ZZ_2ZZ2​ symmetry breaking due to spontaneous dimerization and yet each is topological nontrivial with edge zero modes of fractional fermions. More general lattice models are constructed, and it is shown that BSDW exists in a considerable regime of parameters for a family of lattice models, from both mean-field analysis and bosonization. \n \nIn the third chapter, we give an effective field description for spin-charge separated edge modes consisting of both Majorana modes and fractional fermions, and demonstrate how to harvest both simultaneously in a spinless fermionic ladder with particle-hole symmetry and single-chain fermion parity. Further, the idea of spin-charge separated edge modes is applied to reinterpret the prominent Haldane phase of spin-1 chain in its equivalent spin-frac12\\frac{1}{2}frac12 fermionic model. \n \nIn contrast to the above two theoretically oriented topics that aim to add variety to topological phases, the third topic establishes a bridge between abstract concepts for topological systems to remarkable features that can be detected in experiments. The last chapter reveals how topological charges for topological Fermi points, through exhibiting exotic quasiparticle interference in the presence of impurities, could be visualized in STS measurements. \nThe generalized joint density of states(GJDOS) is applied to address effects from the geometry of band dispersion and topological charges separately. Both analytical results and numerical simulation suggest distinct and robust quasiparticle interference features as indicators for topological charges that can be accessed by FT-STS experiments.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.