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arXiv:1606.03889 · Physical review. B./Physical review. B

Periodically driven interacting electrons in one dimension: Many-body Floquet approach

Matteo Ballerini Puviani, F. Manghi

Published Oct 10, 2016• 9 citations
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Abstract

We propose a method to study the time evolution of correlated electrons driven by a harmonic perturbation. Combining Floquet formalism to include the time-dependent field and cluster perturbation theory to solve the many-body problem in the presence of short-range correlations, we treat the electron double dressing, by photons and by $e\text{\ensuremath{-}}e$ interactions, on the same footing. We apply the method to an extended Hubbard chain at half occupation, and we show that in the regime of small field frequency and for given values of field strength, the zero-mode Floquet band is no longer gapped and the system recovers a metallic state. Our results are indicative of an omnipresent mechanism for insulator-to-metal transitions in one-dimensional systems.

DOI
10.1103/physrevb.94.161111

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In this paper we present a general theoretical framework to study interacting electrons under the influence of an external time-periodic driving, such as a homogeneous laser field. This is performed through a true many-body calculation and the use of Floquet theory. In particular, we consider a linear atomic chain using the Hubbard model to describe the short-ranged Coulomb interactions between electrons, plus Cluster Perturbation Theory to embed the many-body exact solution for a finite system into both an extended and an infinite lattice. Due to the presence of the external time-periodic perturbation, the electronic problem can be mapped into the study of photon-dressed quasiparticles thanks to Floquet theorem, keeping into account of all the virtual processes (absorption and emission of photons by electrons) with the laser field. This leads to an extension of the many-body static theories to out-of-equilibrium systems. This theoretical approach allowed us to show how the electronic properties of the system can be controlled and tuned varying the laser parameters. Above all, an inverse insulator-to-metal transition can be obtained for the one dimensional infinite lattice, and edge localized states appear as a finite size effect in an extended truncated chain.
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We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.
In order to investigate photoinduced insulator-metal transitions observed in correlated electron systems, we propose a new theoretical method, where we combine a Floquet-matrix method for AC-driven systems with the dynamical mean-field theory. The method can treat nonequilibrium steady states exactly beyond the linear-response regime. We have applied the method to the Falicov-Kimball model coupled to AC electric fields, and numerically obtained the spectral function, the nonequilibrium distribution function and the current-voltage characteristic. The results show that intense AC fields indeed drive Mott-like insulating states into photoinduced metallic states in a nonlinear way.
We develop a low-frequency perturbation theory in the extended Floquet Hilbert space of a periodically driven quantum systems, which puts the high- and low-frequency approximations to the Floquet theory on the same footing. It captures adiabatic perturbation theories recently discussed in the literature as well as diabatic deviation due to Floquet resonances. For illustration, we apply our Floquet perturbation theory to a driven two-level system as in the Schwinger–Rabi and the Landau-Zener–Stückelberg–Majorana models. We reproduce some known expressions for transition probabilities in a simple and systematic way and clarify and extend their regime of applicability. We then apply the theory to a periodically-driven system of fermions on the lattice and obtain the spectral properties and the low-frequency dynamics of the system.
We develop a low-frequency perturbation theory in the extended Floquet Hilbert space of a periodically driven quantum systems, which puts the high- and low-frequency approximations to the Floquet theory on the same footing. It captures adiabatic perturbation theories recently discussed in the literature as well as diabatic deviation due to Floquet resonances. For illustration, we apply our Floquet perturbation theory to a driven two-level system as in the Schwinger-Rabi and the Landau-Zener-Stuckelberg-Majorana models. Were produce some known expressions for transition probabilities in a simple and systematic way and clarify and extend their regime of applicability. We then apply the theory to a periodically-driven system of fermions on the lattice and obtain the spectral properties and the low-frequency dynamics of the system.