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arXiv:0907.1027 · Journal of Physics Conference Series

Photoinduced insulator-metal transition in correlated electrons — a Floquet analysis with the dynamical mean-field theory

Naoto Tsuji, Takashi Oka, Hideo Aoki

Published Mar 1, 2009• 0 citations
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Abstract

In order to investigate photoinduced insulator-metal transitions observed in correlated electron systems, we propose a new theoretical method, where we combine a Floquet-matrix method for AC-driven systems with the dynamical mean-field theory. The method can treat nonequilibrium steady states exactly beyond the linear-response regime. We have applied the method to the Falicov-Kimball model coupled to AC electric fields, and numerically obtained the spectral function, the nonequilibrium distribution function and the current-voltage characteristic. The results show that intense AC fields indeed drive Mott-like insulating states into photoinduced metallic states in a nonlinear way.

DOI
10.1088/1742-6596/150/4/042216

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In order to investigate photoinduced insulator-metal transitions observed in correlated electron systems, we propose a new theoretical method, where we combine a Floquet-matrix method for AC-driven systems with the dynamical mean-field theory. The method can treat nonequilibrium steady states exactly beyond the linear-response regime. We have applied the method to the Falicov-Kimball model coupled to AC electric fields, and numerically obtained the spectral function, the nonequilibrium distribution function and the current-voltage characteristic. The results show that intense AC fields indeed drive Mott-like insulating states into photoinduced metallic states in a nonlinear way.
We propose to combine the Floquet formalism for systems in ac fields with the dynamical mean-field theory to study correlated electron systems periodically driven out of equilibrium by external fields such as intense laser light. This approach has a virtue that we can nonperturbatively include both the correlation effects and nonlinear effects due to the driving field, which is imperative in analyzing recent experiments for photoinduced phase transitions. In solving the problem, we exploit a general theorem that the Hamiltonian in a Floquet matrix form can be exactly diagonalized for single-band noninteracting systems. As a demonstration, we have applied the method to the Falicov-Kimball model in intense ac fields to calculate the spectral function. The result shows that photoinduced midgap states emerge from strong ac fields, triggering an insulator-metal transition.
To reveal the nature of the photoinduced insulator-metal transition, we show that an exact analysis of the Falicov-Kimball model subject to external ac electric fields becomes possible with Floquet's method combined with the nonequilibrium dynamical mean-field theory. The nonequilibrium steady state that appears during irradiation of a pump light is shown to be determined if the dissipation in a certain heat-bath model is introduced. This has enabled us to predict that novel features characteristic of the photoexcited steady states, i.e., negative weight (gain) in the low-energy region and dip structures around the photon energy of the pump light, should be observed in the optical conductivity. Special emphasis is put on the role of dissipation, for which we elaborate the dependence of the steady state on the strength of dissipation and the temperature of the heat bath.
We investigate a photoinduced insulator-metal transition in the Falicov-Kimball model with the dynamical mean-field theory (DMFT) extended to nonequilibrium systems in periodic modulations in time. When the photon energy of the pump light is Ω≈ ( U : the interaction strength), a Drude-like peak is found to grow in the optical conductivity spectrum, which is an evidence that the system is driven into a metallic state. During the transition, the band gap does not collapse, whereas the distribution function exhibits a non-monotonic behaviour away from the Fermi distribution. This indicates that the transition cannot be accounted for by heating effects, but creation of photo-carriers is responsible.
We present a framework to determine nonequilibrium steady states in strongly correlated electron systems in the presence of dissipation. This is demonstrated for a correlated electron (Falicov-Kimball) model attached to a heat bath and irradiated by an intense pump light, for which an exact solution is obtained with the Floquet method combined with the nonequilibrium dynamical mean-field theory. On top of a Drude-like peak indicative of photometallization as observed in recent pump-probe experiments, new nonequilibrium phenomena are predicted to emerge, where the optical conductivity exhibits dip and kink structures around the frequency of the pump light, a midgap absorption arising from photoinduced Floquet subbands, and a negative attenuation (gain) due to a population inversion.
We present a systematic study of the nonequilibrium steady states (NESS) in Mott insulators driven by dc or ac electric fields, based on the Floquet dynamical mean-field theory. The results are analyzed using a generalized tunneling formula for the current, which is reminiscent of the Meir-Wingreen formula and provides insights into the relevant physical processes. In the dc case, the spectrum of the NESSs exhibits Wannier-Stark (WS) states associated with the lower and upper Hubbard bands. In addition, there emerge WS sidebands from many-body states. Using the tunneling formula, we demonstrate that the tunneling between these WS states leads to peaks or humps in the induced dc current. In the ac case, we cover a wide parameter range of excitation frequencies and field strengths to clarify the crossover from field-induced tunneling behavior in the dc limit to nonequilibrium states dominated by multiphoton absorption in the ac limit. In the crossover regime, the single-particle spectrum is characterized by a coexistence of Floquet sidebands and WS peaks, and the current and double occupation exhibit a nontrivial dependence on the field strength. The tunneling formula works quantitatively well even in the ac case, and we use it to discuss the potential cooperation of tunneling and multiphoton processes in the crossover regime. The tunneling formula and its simplified versions also provide physical insights into the high-harmonic generation in Mott insulators.
Photoinduced metallic states in a Mott insulator are studied for the half-filled one-dimensional Hubbard model with the time-dependent density-matrix renormalization group. An irradiation of strong ac fields is found to create, in the nonequilibrium steady state, a linear dispersion in the optical spectrum (current-current correlation) reminiscent of the Tomonaga-Luttinger liquid for the doped Mott insulator in equilibrium. The spin spectrum in nonequilibrium retains the des Cloizeaux--Pearson mode with the spin velocity differing from the charge velocity. The mechanism of the photocarrier doping, along with the renormalization in the charge velocity, is analyzed in terms of an effective Dirac model.