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Journal of Physics Conference Series

Nonequilibrium steady states in correlated electron systems — Photoinduced insulator-metal transition and optical response

Naoto Tsuji, Takashi Oka, Hideo Aoki

Published Jan 1, 2010• 0 citations
Publisher

Abstract

To reveal the nature of the photoinduced insulator-metal transition, we show that an exact analysis of the Falicov-Kimball model subject to external ac electric fields becomes possible with Floquet's method combined with the nonequilibrium dynamical mean-field theory. The nonequilibrium steady state that appears during irradiation of a pump light is shown to be determined if the dissipation in a certain heat-bath model is introduced. This has enabled us to predict that novel features characteristic of the photoexcited steady states, i.e., negative weight (gain) in the low-energy region and dip structures around the photon energy of the pump light, should be observed in the optical conductivity. Special emphasis is put on the role of dissipation, for which we elaborate the dependence of the steady state on the strength of dissipation and the temperature of the heat bath.

DOI
10.1088/1742-6596/200/1/012212

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To reveal the nature of the photoinduced insulator-metal transition, we show that an exact analysis of the Falicov-Kimball model subject to external ac electric fields becomes possible with Floquet's method combined with the nonequilibrium dynamical mean-field theory. The nonequilibrium steady state that appears during irradiation of a pump light is shown to be determined if the dissipation in a certain heat-bath model is introduced. This has enabled us to predict that novel features characteristic of the photoexcited steady states, i.e., negative weight (gain) in the low-energy region and dip structures around the photon energy of the pump light, should be observed in the optical conductivity. Special emphasis is put on the role of dissipation, for which we elaborate the dependence of the steady state on the strength of dissipation and the temperature of the heat bath.
We present a framework to determine nonequilibrium steady states in strongly correlated electron systems in the presence of dissipation. This is demonstrated for a correlated electron (Falicov-Kimball) model attached to a heat bath and irradiated by an intense pump light, for which an exact solution is obtained with the Floquet method combined with the nonequilibrium dynamical mean-field theory. On top of a Drude-like peak indicative of photometallization as observed in recent pump-probe experiments, new nonequilibrium phenomena are predicted to emerge, where the optical conductivity exhibits dip and kink structures around the frequency of the pump light, a midgap absorption arising from photoinduced Floquet subbands, and a negative attenuation (gain) due to a population inversion.
In order to investigate photoinduced insulator-metal transitions observed in correlated electron systems, we propose a new theoretical method, where we combine a Floquet-matrix method for AC-driven systems with the dynamical mean-field theory. The method can treat nonequilibrium steady states exactly beyond the linear-response regime. We have applied the method to the Falicov-Kimball model coupled to AC electric fields, and numerically obtained the spectral function, the nonequilibrium distribution function and the current-voltage characteristic. The results show that intense AC fields indeed drive Mott-like insulating states into photoinduced metallic states in a nonlinear way.
We investigate a photoinduced insulator-metal transition in the Falicov-Kimball model with the dynamical mean-field theory (DMFT) extended to nonequilibrium systems in periodic modulations in time. When the photon energy of the pump light is Ω≈ ( U : the interaction strength), a Drude-like peak is found to grow in the optical conductivity spectrum, which is an evidence that the system is driven into a metallic state. During the transition, the band gap does not collapse, whereas the distribution function exhibits a non-monotonic behaviour away from the Fermi distribution. This indicates that the transition cannot be accounted for by heating effects, but creation of photo-carriers is responsible.
We propose to combine the Floquet formalism for systems in ac fields with the dynamical mean-field theory to study correlated electron systems periodically driven out of equilibrium by external fields such as intense laser light. This approach has a virtue that we can nonperturbatively include both the correlation effects and nonlinear effects due to the driving field, which is imperative in analyzing recent experiments for photoinduced phase transitions. In solving the problem, we exploit a general theorem that the Hamiltonian in a Floquet matrix form can be exactly diagonalized for single-band noninteracting systems. As a demonstration, we have applied the method to the Falicov-Kimball model in intense ac fields to calculate the spectral function. The result shows that photoinduced midgap states emerge from strong ac fields, triggering an insulator-metal transition.
We examine electron-electron mediated relaxation following ultrafast electric field pump excitation of the fermionic degrees of freedom in the Falicov-Kimball model for correlated electrons. The results reveal a dichotomy in the temporal evolution of the system as one tunes through the Mott metal-to-insulator transition: in the metallic regime relaxation can be characterized by evolution toward a steady state well described by Fermi-Dirac statistics with an increased effective temperature; however, in the insulating regime this quasithermal paradigm breaks down with relaxation toward a nonthermal state with a complicated electronic distribution as a function of momentum. We characterize the behavior by studying changes in the energy, photoemission response, and electronic distribution as functions of time. This relaxation may be observable qualitatively on short enough time scales that the electrons behave like an isolated system not in contact with additional degrees of freedom which would act as a thermal bath, especially when using strong driving fields and studying materials whose physics may manifest the effects of correlations.
We describe the temporal evolution of the time-resolved photoemission response of the spinless Falicov-Kimball model driven out of equilibrium by strong applied fields. The model is one of the few possessing a metal-insulator transition and admitting an exact solution in the time domain. The nonequilibrium dynamics, evaluated using an extension of dynamical mean-field theory, show how the driven system differs from two common viewpoints---a quasiequilibrium system at an elevated effective temperature (the ``hot'' electron model) or a rapid interaction quench (``melting'' of the Mott gap)---due to the rearrangement of electronic states and redistribution of spectral weight. The results demonstrate the inherent trade-off between energy and time resolution accompanying the finite width probe pulses, characteristic of those employed in pump-probe time-domain experiments, which can be used to focus attention on different aspects of the dynamics near the transition.