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arXiv:1604.06527 · Geometry & Topology

Reflection positivity and invertible topological phases

Daniel S. Freed, Michael J. Hopkins

Published May 20, 2021• 305 citations
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Abstract

We implement an extended version of reflection positivity (Wick-rotated unitarity) for invertible topological quantum field theories and compute the abelian group of deformation classes using stable homotopy theory. We apply these field theory considerations to lattice systems, assuming the existence and validity of low energy effective field theory approximations, and thereby produce a general formula for the group of Symmetry Protected Topological (SPT) phases in terms of Thom's bordism spectra; the only input is the dimension and symmetry group. We provide computations for fermionic systems in physically relevant dimensions. Other topics include symmetry in quantum field theories, a relativistic 10-fold way, the homotopy theory of relativistic free fermions, and a topological spin-statistics theorem.

DOI
10.2140/gt.2021.25.1165

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We implement an extended version of reflection positivity (Wick-rotated unitarity) for invertible topological quantum field theories and compute the abelian group of deformation classes using stable homotopy theory. We apply these field theory considerations to lattice systems, assuming the existence and validity of low energy effective field theory approximations, and thereby produce a general formula for the group of Symmetry Protected Topological (SPT) phases in terms of Thom's bordism spectra; the only input is the dimension and symmetry group. We provide computations for fermionic systems in physically relevant dimensions. Other topics include symmetry in quantum field theories, a relativistic 10-fold way, the homotopy theory of relativistic free fermions, and a topological spin-statistics theorem.
It has been shown that the symmetry-protected topological (SPT) phases with finite Abelian symmetries can be described by Chern-Simons field theory. We propose a topological response theory to uniquely identify the SPT orders, which allows us to obtain a systematic scheme to classify bosonic SPT phases with any finite Abelian symmetry group. We point out that even for finite Abelian symmetry, there exist bosonic SPT phases beyond the current Chern-Simons theory framework. We also apply the theory to fermionic SPT phases with Zm symmetry and find the classification of SPT phases depends on the parity of m: for even m there are 2m classes, m out of which is intrinsically fermionic SPT phases and cannot be realized in any bosonic system. Finally we propose a classification scheme of fermionic SPT phases for any finite, Abelian symmetry.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.
Applying the results of Ref.[1], we carry out the non-abelian bosonization for a class of free fermion symmetry-protected topological states (SPTs). The resulting boson theories are non-linear sigma models with topological θθθ term, thus unifying the field theory description of the (free) fermionic and bosonic SPTs. Tuning θθθ from 000 to 2π2π2π triggers the topological trivial to non-trivial phase transitions. In addition, applying the same idea to the symmetry-protected critical spin liquids, we obtain the NL$\s$ models for spin SPTs living in one spatial dimension higher.
Effective field theory is a very useful technique for understanding quantum many body systems. We use this approach to study a certain class of critical quantum spin-1 chains and symmetry protected topological phases of matter in two spatial dimensions. In the first context we consider the SU(3) symmetric spin-1 chain with additional interactions. We use bosonization to demonstrate that the effective field theories describing the critical behaviour of these spin chains can be mapped to free compact boson conformal field theories (CFTs) with central charge c=2. We also describe how some predictions from field theory can be verified in numerical calculations using exact diagonalization (ED) and the density matrix renormalization group (DMRG) algorithm. In particular, the bosonization method gives a formula for the evolution of four Tomonaga-Luttinger liquid (TLL) parameters as a function of the lattice parameters. Using the analytic formulae for the scaling dimensions in terms of the TLL parameters and matching of lowest scaling dimensions, we numerically calculate these field-theoretic parameters and confirm that their evolution agrees with the prediction using bosonization. We also tackle aspects of the challenging problem of understanding interacting topological phases. In this context, we aim to understand the effects if interactions in certain classes of symmetry protected topological (SPT) phases of matter. We consider non-chiral SPT phases in two spatial dimensions protected by a discrete symmetry such as Z_K or Z_K x Z_K symmetry. We argue that modular invariance/noninvariance of the partition function of the one-dimensional edge theory can be used to diagnose whether, by adding a suitable potential, the edge theory can be gapped or not without breaking the symmetry. By taking bosonic phases described by Chern-Simons K-matrix theories and fermionic phases relevant to topological superconductors as examples, we demonstrate explicitly that when modular invariance is achieved, we can construct an interaction potential that is consistent with the symmetry and can completely gap out the edge. We also briefly discuss preliminary results of a numerical approach for simulating the 3 dimensional Landau Level problem. This includes a brief description of a potential application of variational Monte Carlo to spin-orbit coupled ab initio systems.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
Short-Range Entangled topological phases of matter are closely related to Topological Quantum Field Theory. We use this connection to classify Symmetry Protected Topological phases in low dimensions, including the case when the symmetry involves time-reversal. To accomplish this, we generalize Turaev’s description of equivariant TQFT to the unoriented case. We show that invertible unoriented equivariant TQFTs in one or fewer spatial dimensions are classified by twisted group cohomology, in agreement with the proposal of Chen, Gu, Liu and Wen. We also show that invertible oriented equivariant TQFTs in spatial dimension two or fewer are classified by ordinary group cohomology.