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arXiv:1504.01830 · Journal of High Energy Physics

Equivariant topological quantum field theory and symmetry protected topological phases

Anton Kapustin, Alex Turzillo

Published Mar 1, 2017• 29 citations
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Abstract

Short-Range Entangled topological phases of matter are closely related to Topological Quantum Field Theory. We use this connection to classify Symmetry Protected Topological phases in low dimensions, including the case when the symmetry involves time-reversal. To accomplish this, we generalize Turaev’s description of equivariant TQFT to the unoriented case. We show that invertible unoriented equivariant TQFTs in one or fewer spatial dimensions are classified by twisted group cohomology, in agreement with the proposal of Chen, Gu, Liu and Wen. We also show that invertible oriented equivariant TQFTs in spatial dimension two or fewer are classified by ordinary group cohomology.

DOI
10.1007/jhep03(2017)006

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Short-Range Entangled topological phases of matter are closely related to Topological Quantum Field Theory. We use this connection to classify Symmetry Protected Topological phases in low dimensions, including the case when the symmetry involves time-reversal. To accomplish this, we generalize Turaev’s description of equivariant TQFT to the unoriented case. We show that invertible unoriented equivariant TQFTs in one or fewer spatial dimensions are classified by twisted group cohomology, in agreement with the proposal of Chen, Gu, Liu and Wen. We also show that invertible oriented equivariant TQFTs in spatial dimension two or fewer are classified by ordinary group cohomology.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Recently, a new class of quantum phases of matter---symmetry protected topological states, such as topological insulators---has attracted much attention. In presence of interactions, group cohomology provides a classification of these [Chen et al., Phys. Rev. B 87, 155114 (2013)]. These phases have short-ranged entanglement and no topological order in the bulk. However, when long-range entangled topological order is present, it is much less understood how to classify quantum phases of matter in the presence of global symmetries. Here we present a classification of bosonic gapped quantum phases with or without long-range entanglement in the presence or absence of on-site global symmetries. In 2+12+12+1 dimensions, the quantum phases in the presence of a global symmetry group SGSGSG, and with topological order described by a finite gauge group GGGGGG, are classified by the cohomology group ${H}^{3}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Generally, in d+1d+1d+1 dimensions, such quantum phases are classified by ${H}^{d+1}(SG\ifmmode\times\else\texttimes\fi{}GG,U(1))$. Although we only partially understand to what extent our classification is complete, we present an exactly solvable local bosonic model, in which the topological order is emergent, for each given class in our classification. When the global symmetry is absent, the topological order in our models is described by the general Dijkgraaf-Witten discrete gauge theories. When the topological order is absent, our models become the exactly solvable models for symmetry protected topological phases [Chen et al., Phys. Rev. B 87, 155114 (2013)]. When both the global symmetry and the topological order are present, our models describe symmetry enriched topological phases. Our classification includes, but goes beyond, the previously discussed projective symmetry group classification. Measurable signatures of these symmetry enriched topological phases and generalizations of our classification are discussed.
A bstract Fusion category symmetries are finite symmetries in 1+1 dimensions described by unitary fusion categories. We classify 1+1d time-reversal invariant bosonic symmetry protected topological (SPT) phases with fusion category symmetry by using topological field theories. We first formulate two-dimensional unoriented topological field theories whose symmetry splits into time-reversal symmetry and fusion category symmetry. We then solve them to show that SPT phases are classified by equivalence classes of quintuples ( Z , M , i , s , ϕ ) where ( Z , M , i ) is a fiber functor, s is a sign, and ϕ is the action of orientation- reversing symmetry that is compatible with the fiber functor ( Z , M , i ). We apply this classification to SPT phases with Kramers-Wannier-like self-duality.
We study aspects of gapped phases of matter, focusing on their classification, including the group law under stacking, and their relation to topological quantum field theories (TQFT). In one spatial dimension, it is well-known that Matrix Product States (MPS) efficiently approximate ground states of gapped systems; by showing that these states arise naturally in 1 + 1-dimensional lattice TQFT, which in turn are closely related to continuum TQFT, we provide a concrete connection between ground states of lattice systems and TQFT in 1 + 1 dimensions. We generalize this to systems with symmetries and fermions, and obtain a classification and group law for the stacking of 1 + 1-dimensional symmetry-protected topological phases. Further, we study the effect of turning on/off interactions for the classification: the phase classification of a given symmetry class of Hamiltonians can be different depending on whether we allow interactions or not, and in low dimensions we provide some concrete formulas relating the phases under the non-interacting classification and those under the interacting classification. Lastly, we study the phases of the 2 + 1-dimensional topological superconductor, and show that for all 16 phases braiding statistics of vortices, which determine the underlying TQFT, can be obtained by stacking layers of the basic p + ip superconductor.
Symmetry-protected topological (SPT) states are short-range entangled states with a symmetry GGG. They belong to a new class of quantum states of matter which are classified by the group cohomology Hd+1(G,R/Z){\mathcal{H}}^{d+1}(G,\mathbb{R}/\mathbb{Z})Hd+1(G,R/Z) in ddd-dimensional space. In this paper, we propose a class of symmetry-protected topological invariants that may allow us to fully characterize SPT states with a symmetry group GGG [i.e., allow us to measure the cocycles in Hd+1(G,R/Z){\mathcal{H}}^{d+1}(G,\mathbb{R}/\mathbb{Z})Hd+1(G,R/Z) that characterize the SPT states]. We give an explicit and detailed construction of symmetry-protected topological invariants for 2+12+12+1D SPT states. Such a construction can be directly generalized to other dimensions.