A large class of symmetry-protected topological phases (SPT) in boson/spin systems have been recently predicted by the group cohomology theory. In this work, we consider bosonic SPT states at least with charge symmetry [U(1) or Z
N] or spin-
Sz rotation symmetry [U(1) or Z
N] in two (2D) and three dimensions (3D) and the surface of 3D. If both are U(1), we apply external electromagnetic field/``spin gauge field'' to study the charge/spin response. For the SPT examples we consider {i.e., U
c(1)$\ensuremath{\rtimes}$Z
2T, U
s(1)$\ifmmode\times\else\texttimes\fi{}$Z
2T, U
c(1)$\ifmmode\times\else\texttimes\fi{}$[U
s(1)$\ensuremath{\rtimes}$Z
2]; subscripts
c and
s are short for charge and spin; Z
2T and Z
2 are time-reversal symmetry and $\ensuremath{\pi}$ rotation about
Sy, respectively}, many variants of Witten effect in the 3D SPT bulk and various versions of anomalous surface quantum Hall effect are defined and systematically investigated. If charge or spin symmetry reduces to Z
N by considering charge-
N or spin-
N condensate, instead of the linear response approach, we gauge the charge/spin symmetry, leading to a dynamical gauge theory with some remaining global symmetry. The 3D dynamical gauge theory describes a symmetry-enriched topological phase (SET), i.e., a topologically ordered state with global symmetry which admits nontrivial ground-state degeneracy depending on spatial manifold topology. For the SPT examples we consider, the corresponding SET states are described by dynamical topological gauge theory with topological
BF term and axionic $\ensuremath{\Theta}$ term in 3D bulk. In addition, the surface of SET is described by the chiral boson theory with quantum anomaly.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry
G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by
SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by
U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct
d-dimensional bosonic SPT phases with on-site symmetry
G (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in
H1+d[G,UT(1)], the Borel
(1+d)-group-cohomology classes of
G over the
G module
UT(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry
G must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal
Z2T and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of
H1+d[Z2T,UT(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and
U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where
GH is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
As condensed matter theorists, we always try to seek new quantum phases of matter that are not possible in classical physics. In this dissertation, I discussed a new type of quantum disordered phases known as symmetry protected topological (SPT) phases, which is a generalization of the topological insulator to interacting fermion or boson/spin systems with various symmetries. In the first part of this thesis, a nonlinear σ-model (NLσM) field theory is introduced as a powerful tool to describe the properties of the bosonic SPT phases. Secondly, we want to answer the question of how to detect the SPT states from their bulk properties. Introducing gauge fields was shown to be an effective theoretical tool to study bulk properties of SPT phases. Furthermore, we investigated anyon and loop statistics of gauged SPT states in the framework of NLσM. We also designed a new numerical probe, so-called strange correlator, which can distinguish SPT states from trivial states based on the bulk wavefunction on a closed manifold. Thirdly, several aspects of surface states of SPT phases are discussed. 1. A surface phase transition of 3d topological insulator is studied through a new controlled expansion method with the help of the recently discovered fermion-vortex duality. 2. A new strongly interacting conformal field theory on the surface of 3d bosonic SPT state is also found by a controlled renormalization group calculation. 3. we made a connection between the surface of SPT phase and the Lieb-Schultz-Mattis (LSM) theorem, which enables us to identity the SU(N) and SO(N) spin systems that permit a featureless ground state in 2d and 3d. Finally, we proposed the first experimental realization of bosonic SPT state in dimension higher than 1. We established a general relation between interacting multi-layer fermionic SPTs and bosonic SPT with the same symmetry, which motivates a proposal of realizing 2+1d bosonic SPT phase in bilayer graphene system.
We construct an exactly soluble Hamiltonian on the
D=3 cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion
Z2 model, a variant of
Z2 topological order which cannot be realized in a purely
D=2 system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.
Symmetry protected topological (SPT) phase is a generalization of topological insulator (TI). Different from the intrinsic topological phase, e.g., the fractional quantum hall (FQH) phase, SPT phase is only distinguishable from a trivial disordered phase when certain symmetry is preserved. Indeed, SPT phase has a long history in 1D, and it has been shown that the well known Haldane phase of S=1 Heisenberg chain belongs to this class. However, in higher dimensions, most of the previous studies focus on free electron systems. Until very recently, it was realized that SPT phase also exists in interacting boson/spin systems in higher dimensions. In this talk, I will show that there is an interesting duality map between intrinsic topological phase and SPT phase. I will focus on a simple model that realizes an Ising paramagnet with gapless edge modes protected by Ising symmetry. The duality provides us a simple physical construction that distinguishes this system from a conventional paramagnet: we couple the system to a Z2 gauge field and then show that the flux excitations have different braiding statistics from that of a usual paramagnet. In addition, these braiding statistics directly implies the existence of protected edge modes. The duality map also provides us a complementary way to derive topological terms of SPT phases, which classify different SPT phases in bosonic systems. Finally, I will discuss the possible generalization for interacting fermion/electron systems.
We analyze
2+1d and
3+1d bosonic symmetry protected topological (SPT) phases of matter protected by onsite symmetry group
G by using dual bulk and boundary approaches. In the bulk, we study an effective field theory, which upon coupling to a background flat
G gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat
G gauge fields to obtain Dijkgraaf-Witten topological
G gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoil the gauge symmetry. This mechanism is related to anyon condensation in
2+1d and condensing bosonic gauge charges in
3+1d. In the dual boundary approach, we study
1+1d and
2+1d quantum field theories that have
G 't-Hooft anomalies that can be precisely canceled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further, we sum over boundary partition functions with different background gauge fields to construct
G characters that generate topological data for the bulk topological gauge theory. Finally, we study a
2+1d quantum field theory with a mixed ${\mathbb{Z}}_{2}^{T/R}\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ anomaly where
Z2T/R is time-reversal/reflection symmetry, and the
U(1) could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in
3+1d that cancels this anomaly. This signals the existence of SPTs in
3+1d protected by 0,1-form $\text{U}(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{T,R}$.