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arXiv:1302.7072 · Physical Review B

Exactly soluble model of a three-dimensional symmetry-protected topological phase of bosons with surface topological order

F. J. Burnell, Xie Chen, Lukasz Fidkowski, Ashvin Vishwanath

Published Dec 15, 2014• 189 citations
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Abstract

We construct an exactly soluble Hamiltonian on the $D=3$ cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion ${\mathbb{Z}}_{2}$ model, a variant of ${\mathbb{Z}}_{2}$ topological order which cannot be realized in a purely $D=2$ system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.

DOI
10.1103/physrevb.90.245122

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We construct an exactly soluble Hamiltonian on the D=3D=3D=3 cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion Z2{\mathbb{Z}}_{2}Z2​ model, a variant of Z2{\mathbb{Z}}_{2}Z2​ topological order which cannot be realized in a purely D=2D=2D=2 system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
Symmetry protected topological (SPT) phases are a minimal generalization of the concept of topological insulators to interacting systems. In this paper, we describe the classification and properties of such phases for three-dimensional (3D) electronic systems with a number of different symmetries. For symmetries representative of all classes in the famous 10-fold way of free-fermion topological insulators/superconductors, we determine the stability to interactions. By combining with results on bosonic SPT phases, we obtain a classification of electronic 3D SPT phases for these symmetries. In cases with a normal U(1)U(1)U(1) subgroup we show that this classification is complete. We describe the nontrivial surface and bulk properties of these states. In particular, we discuss interesting correlated surface states that are not captured in a free-fermion description. We show that in many, but not all, cases, the surface can be gapped while preserving symmetry if it develops intrinsic topological order.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.
The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal T\mathcal{T}T or U(1)\text{U}(1)U(1) charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have ${\ensuremath{\sigma}}_{xy}=\frac{1}{2}$ and hence break T\mathcal{T}T symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as T\mathcal{T}T-symmetric surface states. The corresponding 3D phases are confined, and have $\ensuremath{\theta}=\ensuremath{\pi}$ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their T\mathcal{T}T transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a T\mathcal{T}T-symmetric surface state.
It is well known that symmetry-protected topological (SPT) phases host nontrivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite-symmetry action. This raises the following question: Can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of (2+1)(2+1)(2+1)-dimensional [(2+1)D][(2+1)\mathrm{D}][(2+1)D] fermion SPTs. We focus on the root SPT phase for the symmetry group $G={Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective one-dimensional (1D) lattice model for the boundary. Crucially, the Hilbert space of this 1D model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the Z2{Z}_{2}Z2​ symmetry on this Hilbert space and find a simple three-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising conformal field theory where the Z2{Z}_{2}Z2​ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the (2+1)D(2+1)\mathrm{D}(2+1)D topological superconductor protected by time-reversal symmetry T\mathcal{T}T with ${\mathcal{T}}^{2}={(\ensuremath{-}1)}^{\mathcal{F}}$.