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arXiv:1306.3250 · Physical Review B

Symmetry enforced non-Abelian topological order at the surface of a topological insulator

Xie Chen, Lukasz Fidkowski, Ashvin Vishwanath

Published Apr 25, 2014• 171 citations
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Abstract

The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal $\mathcal{T}$ or $\text{U}(1)$ charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have ${\ensuremath{\sigma}}_{xy}=\frac{1}{2}$ and hence break $\mathcal{T}$ symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as $\mathcal{T}$-symmetric surface states. The corresponding 3D phases are confined, and have $\ensuremath{\theta}=\ensuremath{\pi}$ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their $\mathcal{T}$ transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a $\mathcal{T}$-symmetric surface state.

DOI
10.1103/physrevb.89.165132

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The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal T\mathcal{T}T or U(1)\text{U}(1)U(1) charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have \ensuremathσxy=12{\ensuremath{\sigma}}_{xy}=\frac{1}{2}\ensuremathσxy​=21​ and hence break T\mathcal{T}T symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as T\mathcal{T}T-symmetric surface states. The corresponding 3D phases are confined, and have \ensuremathθ=\ensuremathπ\ensuremath{\theta}=\ensuremath{\pi}\ensuremathθ=\ensuremathπ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their T\mathcal{T}T transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a T\mathcal{T}T-symmetric surface state.
A three-dimensional electron topological insulator (ETI) is a phase of matter protected by particle-number conservation and time-reversal symmetry. It was previously believed that the surface of an ETI must be gapless unless one of these symmetries is broken. A well-known symmetry-preserving, gapless surface termination of an ETI supports an odd number of Dirac cones. In this paper, we deduce a symmetry-respecting, gapped surface termination of an ETI, which carries an intrinsic two-dimensional (2d) topological order, $\text{Moore-Read}\ifmmode\times\else\texttimes\fi{}\mathrm{U}{(1)}_{\ensuremath{-}2}$. The Moore-Read sector supports non-Abelian charge 1/41/41/4 anyons, while the Abelian, $\mathrm{U}{(1)}_{\ensuremath{-}2}$, (antisemion) sector is electrically neutral. Time-reversal symmetry is implemented in this surface phase in a highly nontrivial way. Moreover, it is impossible to realize this phase strictly in 2d, simultaneously preserving its implementation of both the particle-number and time-reversal symmetries. A one-dimensional (1d) edge on the ETI surface between the topologically ordered phase and the topologically trivial time-reversal-broken phase with a Hall conductivity ${\ensuremath{\sigma}}_{xy}=1/2$ carries a right-moving neutral Majorana mode, a right-moving bosonic charge mode, and a left-moving bosonic neutral mode. The topologically ordered phase is separated from the surface superconductor by a direct second-order phase transition in the XY∗X{Y}^{*}XY∗ universality class, which is driven by the condensation of a charge 1/21/21/2 boson, when approached from the topologically ordered side, and proliferation of a flux $4\ensuremath{\pi}\phantom{\rule{0.28em}{0ex}}(2hc/e)$ vortex, when approached from the superconducting side. In addition, we prove that time-reversal invariant (interacting) electron insulators with no intrinsic topological order and electromagnetic response characterized by a $\ensuremath{\theta}$ angle, $\ensuremath{\theta}=\ensuremath{\pi}$, do not exist if the electrons transform as Kramers singlets under time reversal.
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We construct an exactly soluble Hamiltonian on the D=3D=3D=3 cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion Z2{\mathbb{Z}}_{2}Z2​ model, a variant of Z2{\mathbb{Z}}_{2}Z2​ topological order which cannot be realized in a purely D=2D=2D=2 system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.
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