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arXiv:1512.03713 · Communications in Mathematical Physics

Thermalization and Pseudolocality in Extended Quantum Systems

Benjamin Doyon

Published Feb 8, 2017• 97 citations
arXivHTMLPDF

Abstract

Recently, it was understood that modified concepts of locality played an important role in the study of extended quantum systems out of equilibrium, in particular in so-called generalized Gibbs ensembles. In this paper, we rigorously study pseudolocal charges and their involvement in time evolutions and in the thermalization process of arbitrary states with strong enough clustering properties. We show that the densities of pseudolocal charges form a Hilbert space, with inner product determined by thermodynamic susceptibilities. Using this, we define the family of pseudolocal states, which are determined by pseudolocal charges. This family includes thermal Gibbs states at high enough temperatures, as well as (a precise definition of) generalized Gibbs ensembles. We prove that the family of pseudolocal states is preserved by finite time evolution, and that, under certain conditions, the stationary state emerging at infinite time is a generalized Gibbs ensemble with respect to the evolution dynamics. If the evolution dynamics does not admit any conserved pseudolocal charges other than the evolution Hamiltonian, we show that any stationary pseudolocal state with respect to these dynamics is a thermal Gibbs state, and that Gibbs thermalization occurs. The framework is that of translation-invariant states on hypercubic quantum lattices of any dimensionality (including quantum chains) and finite-range Hamiltonians, and does not involve integrability.

DOI
10.1007/s00220-017-2836-7

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Recently, it was understood that modified concepts of locality played an important role in the study of extended quantum systems out of equilibrium, in particular in so-called generalized Gibbs ensembles. In this paper, we rigorously study pseudolocal charges and their involvement in time evolutions and in the thermalization process of arbitrary states with strong enough clustering properties. We show that the densities of pseudolocal charges form a Hilbert space, with inner product determined by thermodynamic susceptibilities. Using this, we define the family of pseudolocal states, which are determined by pseudolocal charges. This family includes thermal Gibbs states at high enough temperatures, as well as (a precise definition of) generalized Gibbs ensembles. We prove that the family of pseudolocal states is preserved by finite time evolution, and that, under certain conditions, the stationary state emerging at infinite time is a generalized Gibbs ensemble with respect to the evolution dynamics. If the evolution dynamics does not admit any conserved pseudolocal charges other than the evolution Hamiltonian, we show that any stationary pseudolocal state with respect to these dynamics is a thermal Gibbs state, and that Gibbs thermalization occurs. The framework is that of translation-invariant states on hypercubic quantum lattices of any dimensionality (including quantum chains) and finite-range Hamiltonians, and does not involve integrability.
Quantum thermalization describes how closed quantum systems can effectively reach thermal equilibrium, resolving the apparent incongruity between the reversibility of Schrödinger's equation and the second law of thermodynamics. Despite its ubiquity and conceptual significance, the precise conditions that give rise to quantum thermalization are still not well understood. After nearly a century of efforts, we have yet to find a complete mathematical proof that an effective statistical description naturally emerges the underlying quantum dynamics in generic settings. Here, we prove that quantum thermalization must occur in any qubit system with local interactions under three conditions: (i) high effective temperature, (ii) translation invariance, and (iii) no perfect resonances in the energy spectrum. Specifically, we show that a typical, low-complexity pure state drawn from any ensemble with large entropy and well-defined effective temperature becomes locally indistinguishable from a Gibbs state upon unitary evolution. In this setting, our rigorous results prove the widely anticipated notion that statistical physics should be understood as an emergent phenomenon, explicitly derived from the first principles of quantum mechanics.
We consider the thermalization hypothesis of pure states in nonintegrable quantum spin chains with conserved charges, including the nonintergable variants of the Ising chain with Z_{2} symmetry, XXZ chain with U(1) symmetry, and XXX chain with SU(2) symmetries. Two kinds of pure states are considered: the energy eigenstates and the typical states evolved unitarily from the random product states for a long enough period. We further group the typical states by their expectation values of the conserved charges and consider the fine-grained thermalization hypothesis. We compare the locally (subsystem) reduced states of typical states/eigenstates with the ones of the corresponding thermal ensemble states. Besides the usual thermal ensembles such as the (micro)canonical ensemble without conserved charges and the generalized Gibbs ensemble (GGE) with all conserved charges included, we also consider the so-called partial-GGEs (p-GGEs), which include only part of the conserved charges in the thermal ensemble. Moreover, in the framework of p-GGE, the Hamiltonian and other conserved charges are on an equal footing. The introduction of p-GGEs extends quantum thermalization to a more general scope. The validity of the subsystem thermalization hypothesis can be quantified by the smallness of the relative entropy of the reduced states obtained from the GGE/p-GGE and the typical states/eigenstates. We examine the validity of the thermalization hypothesis by numerically studying the relative entropy demographics. We show that the thermalization hypothesis holds generically for small enough subsystems for various p-GGEs. Thus, our framework extends the universality of quantum thermalization.
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
Infinite-dimensional conformal symmetry in two dimensions leads to integrability of 2D conformal field theories (CFTs) by giving rise to an infinite tower of local conserved quantum Korteweg-de Vries (qKdV) charges in involution. We discuss how the presence of conserved charges constrains equilibration in 2D CFTs. We propose that in the thermodynamic limit large central charge 2D CFTs satisfy generalized eigenstate thermalization, with the values of qKdV charges forming a complete set of thermodynamically relevant quantities, which unambiguously determine expectation values of all local observables from the vacuum family. Equivalence of ensembles further provides that local properties of an eigenstate can be described by the generalized Gibbs ensemble that includes only qKdV charges. In the case of a general initial state, upon equilibration, the emerging generalized Gibbs ensemble will necessarily include negative chemical potentials and holographically will be described by a quasiclassical black hole with quantum soft hair.
The eigenstate thermalization hypothesis conjectures that for a thermodynamically large system in one of its energy eigenstates, the reduced density matrix describing any finite subsystem is determined solely by a set of relevant conserved quantities. In a chaotic quantum system, only the energy is expected to play that role and hence eigenstates appear locally thermal. Integrable systems, on the other hand, possess an extensive number of such conserved quantities and therefore the reduced density matrix requires specification of all the corresponding parameters (generalized Gibbs ensemble). However, here we show by unbiased statistical sampling of the individual eigenstates with a given finite energy density that the local description of an overwhelming majority of these states of even such an integrable system is actually Gibbs-like, i.e., requires only the energy density of the eigenstate. Rare eigenstates that cannot be represented by the Gibbs ensemble can also be sampled efficiently by our method and their local properties are then shown to be described by appropriately truncated generalized Gibbs ensembles. We further show that the presence of these rare eigenstates differentiates the model from the chaotic case and leads to the system being described by a generalized Gibbs ensemble at long time under a unitary dynamics following a sudden quench, even when the initial state is a typical (Gibbs-like) eigenstate of the prequench Hamiltonian.
Understanding how isolated quantum systems thermalize has recently gathered renewed interest almost 100 years after the first work by von Neumann, thanks to the experimental realizations of such systems. Experimental and numerical pieces of evidence imply that nonintegrability of the system plays an important role in thermalization. Nonintegrable systems that conserve energy alone are expected to be effectively described by the (micro)canonical ensemble due to the so-called eigenstate thermalization hypothesis (ETH) in the thermodynamic limit. In contrast, it is expected that stationary states in integrable systems are described not by the canonical ensemble but by the generalized Gibbs ensemble (GGE) due to the existence of many nontrivial conserved quantities. In this thesis, we study thermalization and its mechanism in nonintegrable systems from two perspectives. We first study how well the ETH and its finite-size corrections can be predicted by random matrix theory (RMT). Next, we present our study on the emergence of the GGE in a nonintegrable system with an extensive number of local symmetries.