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arXiv:1511.02902 · Nature Communications

Nonlinear spectra of spinons and holons in short GaAs quantum wires

M. Moreno, Christopher J. B. Ford, Yuan Jin, Jonathan P. Griffiths, Ian A. Farrer, G. A. C. Jones, D. A. Ritchie, Oleksandr Tsyplyatyev, A. J. Schofield

Published Sep 15, 2016• 23 citations
arXivHTMLPDF

Abstract

One-dimensional electronic fluids are peculiar conducting systems, where the fundamental role of interactions leads to exotic, emergent phenomena, such as spin-charge (spinon-holon) separation. The distinct low-energy properties of these 1D metals are successfully described within the theory of linear Luttinger liquids, but the challenging task of describing their high-energy nonlinear properties has long remained elusive. Recently, novel theoretical approaches accounting for nonlinearity have been developed, yet the rich phenomenology that they predict remains barely explored experimentally. Here, we probe the nonlinear spectral characteristics of short GaAs quantum wires by tunnelling spectroscopy, using an advanced device consisting of 6000 wires. We find evidence for the existence of an inverted (spinon) shadow band in the main region of the particle sector, one of the central predictions of the new nonlinear theories. A (holon) band with reduced effective mass is clearly visible in the particle sector at high energies.

DOI
10.1038/ncomms12784

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One-dimensional electronic fluids are peculiar conducting systems, where the fundamental role of interactions leads to exotic, emergent phenomena, such as spin-charge (spinon-holon) separation. The distinct low-energy properties of these 1D metals are successfully described within the theory of linear Luttinger liquids, but the challenging task of describing their high-energy nonlinear properties has long remained elusive. Recently, novel theoretical approaches accounting for nonlinearity have been developed, yet the rich phenomenology that they predict remains barely explored experimentally. Here, we probe the nonlinear spectral characteristics of short GaAs quantum wires by tunnelling spectroscopy, using an advanced device consisting of 6000 wires. We find evidence for the existence of an inverted (spinon) shadow band in the main region of the particle sector, one of the central predictions of the new nonlinear theories. A (holon) band with reduced effective mass is clearly visible in the particle sector at high energies.
Determining the (bare) electron mass m0{m}_{0}m0​ in crystals is often hindered by many-body effects since Fermi-liquid physics renormalizes the band mass, making the observed effective mass m∗{m}^{*}m∗ depend on density. Here, we use a one-dimensional (1D) geometry to amplify the effect of interactions, forcing the electrons to form a nonlinear Luttinger liquid with separate holon and spinon bands, therefore separating the interaction effects from m0{m}_{0}m0​. Measuring the spectral function of gated quantum wires formed in GaAs by means of magnetotunnelling spectroscopy and interpreting them using the 1D Fermi-Hubbard model, we obtain ${m}_{0}=(0.0525\ifmmode\pm\else\textpm\fi{}0.0015){m}_{\text{e}}$ in this material, where me{m}_{\text{e}}me​ is the free-electron mass. By varying the density in the wires, we change the interaction parameter rs{r}_{\text{s}}rs​ in the range from $\ensuremath{\sim}1$--4 and show that m0{m}_{0}m0​ remains constant. The determined value of m0{m}_{0}m0​ is $\ensuremath{\sim}22%$ lighter than observed in GaAs in geometries of higher dimensionality DDD (D>1D>1D>1), consistent with the quasiparticle picture of a Fermi liquid that makes electrons heavier in the presence of interactions.
The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.
For many years, the Luttinger liquid theory has served as a useful paradigm for the description of one-dimensional (1D) quantum fluids in the limit of low energies. This theory is based on a linearization of the dispersion relation of the particles constituting the fluid. Recent progress in understanding 1D quantum fluids beyond the low-energy limit is reviewed, where the nonlinearity of the dispersion relation becomes essential. The novel methods which have been developed to tackle such systems combine phenomenology built on the ideas of the Fermi-edge singularity and the Fermi-liquid theory, perturbation theory in the interaction strength, and new ways of treating finite-size properties of integrable models. These methods can be applied to a wide variety of 1D fluids, from 1D spin liquids to electrons in quantum wires to cold atoms confined by 1D traps. Existing results for various dynamic correlation functions are reviewed, in particular, the dynamic structure factor and the spectral function. Moreover, it is shown how a dispersion nonlinearity leads to finite particle lifetimes and its impact on the transport properties of 1D systems at finite temperatures is discussed. The conventional Luttinger liquid theory is a special limit of the new theory, and the relation between the two is explained.
The natural excitations of an interacting one-dimensional system at low energy are the hydrodynamic modes of a Luttinger liquid, protected by the Lorentz invariance of the linear dispersion. We show that beyond low energies, where the quadratic dispersion reduces the symmetry to Galilean, the main character of the many-body excitations changes into a hierarchy: calculations of dynamic correlation functions for fermions (without spin) show that the spectral weights of the excitations are proportional to powers of R2/L2{\mathcal{R}}^{2}/{L}^{2}R2/L2, where R\mathcal{R}R is a length-scale related to interactions and LLL is the system length. Thus only small numbers of excitations carry the principal spectral power in representative regions on the energy-momentum planes. We have analyzed the spectral function in detail and have shown that the first-level (strongest) excitations form a mode with parabolic dispersion, like that of a renormalized single particle. The second-level excitations produce a singular power-law line shape to the first-level mode and multiple power laws at the spectral edge. We have illustrated a crossover to a Luttinger liquid at low energy by calculating the local density of states through all energy scales: from linear to nonlinear, and to above the chemical potential energies. In order to test this model, we have carried out experiments to measure the momentum-resolved tunneling of electrons (fermions with spin) from/to a wire formed within a GaAs heterostructure. We observe a well-resolved spin-charge separation at low energy with appreciable interaction strength and only a parabolic dispersion of the first-level mode at higher energies. We find a structure resembling the second-level excitations, which dies away rapidly at high momentum in line with the theoretical predictions here.
Experiments on quasi-one-dimensional systems such as quantum wires and metallic chains on surfaces suggest the existence of electron-electron interactions of substantial range and hence physics beyond the Hubbard model. We therefore investigate one-dimensional, quarter-filled chains with a Coulomb potential with variable screening length by quantum Monte Carlo methods and exact diagonalization. The Luttinger liquid interaction parameter ${K}_{\ensuremath{\rho}}$ decreases with increasing interaction strength and range. Experimentally observed values close to 1/4 require strong interactions and/or large screening lengths. As predicted by bosonization, we find a metal-insulator transition at ${K}_{\ensuremath{\rho}}=1/4$. Upon increasing the screening length, the charge and spin correlation functions reveal the crossover from dominant 2kF2{k}_{\mathrm{F}}2kF​ spin correlations to dominant 4kF4{k}_{\mathrm{F}}4kF​ charge correlations, and a strong enhancement of the charge velocity. In the metallic phase, the signatures of spin-charge separation in the single-particle spectrum, spinon and holon bands, remain robust even for rather long-ranged interactions. The charge-density-wave state exhibits backfolded shadow bands.
We use an exact holon and spinon Landau-liquid functional, which describes the holon-spinon interactions at all scattering orders, to study correlation functions of integrable multicomponent many-particle problems showing both linear and nonlinear energy bands. Motivated by recent photoemission experiments, we consider specific cases when the dominant nonlinear band terms are quadratic and apply our results to the evaluation of the half-filling 1D Hubbard model one-particle spectral functions beyond conformal field theory.