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arXiv:1505.04201 · Physical Review E

Nonequilibrium potential and fluctuation theorems for quantum maps

Gonzalo Manzano, Jordan M. Horowitz, Juan M. R. Parrondo

Published Sep 21, 2015• 105 citations
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Abstract

We derive a general fluctuation theorem for quantum maps. The theorem applies to a broad class of quantum dynamics, such as unitary evolution, decoherence, thermalization, and other types of evolution for quantum open systems. The theorem reproduces well-known fluctuation theorems in a single and simplified framework and extends the Hatano-Sasa theorem to quantum nonequilibrium processes. Moreover, it helps to elucidate the physical nature of the environment that induces a given dynamics in an open quantum system.

DOI
10.1103/physreve.92.032129

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We derive a general fluctuation theorem for quantum maps. The theorem applies to a broad class of quantum dynamics, such as unitary evolution, decoherence, thermalization, and other types of evolution for quantum open systems. The theorem reproduces well-known fluctuation theorems in a single and simplified framework and extends the Hatano-Sasa theorem to quantum nonequilibrium processes. Moreover, it helps to elucidate the physical nature of the environment that induces a given dynamics in an open quantum system.
In this study, we rederive the fluctuation theorems in the presence of feedback by assuming the known Jarzynski equality and detailed fluctuation theorems. We find that both the classical and quantum systems can be analyzed using a similar treatment in terms of state space trajectories. We first briefly reproduce the already known work theorems for a classical system in order to show its equivalence with the quantum treatment. We then extend the treatment to arrive at new results, namely the generalizations of Seifert's entropy production theorem and the Hatano–Sasa fluctuation theorem, in the presence of feedback. We have also derived the extended version of the Tasaki–Crooks fluctuation theorem for a quantum particle in the presence of multiple loop feedback. For deriving the extended quantum fluctuation theorems, we have considered open systems. No assumption is made on the nature of environment and the strength of system–bath coupling. However, it is assumed that the measurement process involves classical errors.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
In this paper, we extend the fluctuation theorems used for quantum channels to multitime processes. The fluctuation theorems for quantum channels are less restrictive. We show that the given entropy production can be equal to the result of a closed system environment. The assumption that the system evolves under a completely positive and trace-preserving map is quite general, but it is more specific for cases in which the system is initially correlated with the environment. System-environment correlations arise naturally in multitime processes with which we can give clear and physical interpretations regarding the effects of correlations. Multitime processes can provide many-body channels. The Choi state of such a many-body channel is called a process tensor. One can derive channels by executing the process tensor on a set of operations. We establish a general quantum fluctuation theorem framework for a many-body channel and its derived channels. In this framework, the effects of correlations are reflected in a Markovian property. For Markovian processes, we can extend the two-point measurement to a three-point measurement and obtain that the fluctuation theorems contain complete information about the intermediate state. For non-Markovian processes, the complete measurement of the intermediate state leads to conflicts. Therefore, we use a general measurement, which only provides partial information, for the intermediate state. The corresponding fluctuation theorems show that memory effects can reduce these fluctuations. This is consistent with the fact that system states can be recovered under non-Markovian processes.
Exploiting previous results on Markovian dynamics and fluctuation theorems, we study the consequences of memory effects on single realizations of nonequilibrium processes within an open system approach. The entropy production along single trajectories for forward and backward processes is obtained with the help of a recently proposed classical-like non-Markovian stochastic unravelling, which is demonstrated to lead to a correction of the standard entropic fluctuation theorem. This correction is interpreted as resulting from the interplay between the information extracted from the system through measurements and the flow of information from the environment to the open system: Due to memory effects, single realizations of a dynamical process are no longer independent and their correlations fundamentally affect the behavior of entropy fluctuations.
We extend the exchange fluctuation theorem for energy exchange between thermal quantum systems beyond the assumption of molecular chaos, and describe the nonequilibrium exchange dynamics of correlated quantum states. The relation quantifies how the tendency for systems to equilibrate is modified in high-correlation environments. In addition, a more abstract approach leads us to a "correlation fluctuation theorem". Our results elucidate the role of measurement disturbance for such scenarios. We show a simple application by finding a semiclassical maximum work theorem in the presence of correlations. We also present a toy example of qubit-qudit heat exchange, and find that non-classical behaviour such as deterministic energy transfer and anomalous heat flow are reflected in our exchange fluctuation theorem.
Fluctuation theorems establish exact relations for nonequilibrium dynamics, profoundly advancing the field of stochastic thermodynamics. In this work, we extend quantum fluctuation theorems beyond the traditional thermodynamic framework to quantum multipartite information dynamics, where both the system and the environment are multipartite without assuming any thermodynamic constraints. Based on the two-point measurement scheme and the classical probability, we establish the fluctuation theorem for the dynamics of classical multipartite mutual information. By extending to quasiprobability, we derive quantum fluctuation theorems for multipartite coherence and quantum correlations, presenting them in both integral and detailed forms. Our theoretical results are illustrated and verified using three-qubit examples, and feasible experimental verification protocols are proposed. These findings uncover the statistical structure underlying the nonequilibrium quantum information dynamics, providing fundamental insights and alternative tools for advancing quantum technologies.