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arXiv:1410.2962

Thermalization mechanism for time-periodic finite isolated interacting quantum systems

Dong E. Liu

Published Oct 11, 2014• 1 citation
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Abstract

We present a theory to describe thermalization mechanism for time-periodic finite isolated interacting quantum systems. The long time asymptote of natural observables in Floquet states is directly related to averages of these observables governed by a time-independent effective Hamiltonian. We prove that if the effective system is nonintegrable and satisfies eigenstate thermalization hypothesis, quantum states of such time-periodic isolated systems will thermalize. After a long time evolution, system will relax to a stationary state, which only depends on an initial energy of the effective Hamiltonian and follows a generalized eigenstate thermalization hypothesis. A numerical test for the periodically modulated Bose-Hubbard model, with the extra nearest neighbor interaction on the bosonic lattice, agrees with the theoretical predictions.

DOI
10.48550/arxiv.1410.2962

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We present a theory to describe thermalization mechanism for time-periodic finite isolated interacting quantum systems. The long time asymptote of natural observables in Floquet states is directly related to averages of these observables governed by a time-independent effective Hamiltonian. We prove that if the effective system is nonintegrable and satisfies eigenstate thermalization hypothesis, quantum states of such time-periodic isolated systems will thermalize. After a long time evolution, system will relax to a stationary state, which only depends on an initial energy of the effective Hamiltonian and follows a generalized eigenstate thermalization hypothesis. A numerical test for the periodically modulated Bose-Hubbard model, with the extra nearest neighbor interaction on the bosonic lattice, agrees with the theoretical predictions.
Local observables in generic periodically driven closed quantum systems are known to relax to values described by periodic infinite temperature ensembles. At the same time, ergodic static systems exhibit anomalous thermalization of local observables and satisfy a modified version of the eigenstate thermalization hypothesis (ETH), when disorder is present. This raises the question, how does the introduction of disorder affect relaxation in periodically driven systems? In this Rapid Communication, we analyze this problem by numerically studying transport and thermalization in an archetypal example. We find that thermalization is anomalous and is accompanied by subdiffusive transport with a disorder-dependent dynamical exponent. Distributions of matrix elements of local operators in the eigenbases of a family of effective time-independent Hamiltonians, which describe the stroboscopic dynamics of such systems, show anomalous departures from predictions of ETH, signaling that only a modified version of ETH is satisfied. The dynamical exponent is shown to be related to the scaling of the variance of these distributions with system size.
Understanding how isolated quantum systems thermalize has recently gathered renewed interest almost 100 years after the first work by von Neumann, thanks to the experimental realizations of such systems. Experimental and numerical pieces of evidence imply that nonintegrability of the system plays an important role in thermalization. Nonintegrable systems that conserve energy alone are expected to be effectively described by the (micro)canonical ensemble due to the so-called eigenstate thermalization hypothesis (ETH) in the thermodynamic limit. In contrast, it is expected that stationary states in integrable systems are described not by the canonical ensemble but by the generalized Gibbs ensemble (GGE) due to the existence of many nontrivial conserved quantities. In this thesis, we study thermalization and its mechanism in nonintegrable systems from two perspectives. We first study how well the ETH and its finite-size corrections can be predicted by random matrix theory (RMT). Next, we present our study on the emergence of the GGE in a nonintegrable system with an extensive number of local symmetries.
Conventional wisdom suggests that the long time behavior of isolated interacting periodically driven (Floquet) systems is a featureless maximal entropy state characterized by an infinite temperature. Efforts to thwart this uninteresting fixed point include adding sufficient disorder to realize a Floquet many-body localized phase or working in a narrow region of drive frequencies to achieve glassy non-thermal behavior at long time. Here we show that in clean systems the Floquet eigenstates can exhibit non-thermal behavior due to finite system size. We consider a one-dimensional system of spinless fermions with nearest-neighbor interactions where the interaction term is driven. Interestingly, even with no static component of the interaction, the quasienergy spectrum contains gaps and a significant fraction of the Floquet eigenstates, at all quasienergies, have non-thermal average doublon densities. We show that this non-thermal behavior arises due to emergent integrability at large interaction strength and discuss how the integrability breaks down with power-law dependence on system size.
The coherent dynamics of many body quantum system is nowadays an experimental reality: by means of the cold atoms in optical lattices, many Hamiltonians and time-dependent perturbations can be engineered. In this Thesis we discuss what happens in these systems when a periodic perturbation is applied. Thanks to Floquet theory, we can see that -- if the Floquet spectrum obeys certain continuity conditions possible in the thermodynamic limit-- dephasing among Floquet quasi-energies makes local observables relax to a periodic steady regime described by an effective density matrix: the Floquet diagonal ensemble (FDE). By means of numerical examples on the Quantum Ising Chain and the Lipkin model, we discuss the properties of the FDE focusing on the difference among ergodic and regular quantum dynamics and on how this reflects on the thermal properties (T=∞T=\inftyT=∞) of the asymptotic condition. We verify thermalization in the classically ergodic Lipkin model and we demonstrate that this effect is induced by the Floquet states being delocalized and obeying Eigenstate Thermalization Hypothesis.We discuss also, in the Ising chain case, the work probability distribution, whose asymptotic condition is not described by the form (Generalized Gibbs Ensemble) that FDE acquires for local obserbvables because of integrability. Dephasing makes some correlations invisible in the local observables, but they are still present in the system. We consider also the linear response limit: when the amplitude of the perturbation is vanishingly small, the Floquet diagonal ensemble is not sufficient to describe the asymptotic condition given by LRT. For every small but finite amplitude, there are quasi-degeneracies in the Floquet spectrum giving rise to pre-relaxation to the condition predicted by Linear Response; these phenomena are strictly related to energy absorption and boundedness of the spectrum.
By means of a Floquet analysis, we study the quantum dynamics of a fully connected Lipkin-Ising ferromagnet in a periodically driven transverse field showing that thermalization in the steady state is intimately connected to properties of the classical Hamiltonian dynamics. When the dynamics is ergodic, the Floquet spectrum obeys a Wigner-Dyson statistics and the system satisfies the eigenstate thermalization hypothesis (ETH): Independently of the initial state, local observables relax to the thermal value, and Floquet states are delocalized in the Hilbert space. On the contrary, if the classical dynamics is regular no thermalization occurs. We further discuss the relationship between ergodicity and dynamical phase transitions, and the relevance of our results to other fully connected periodically driven models (like the Bose-Hubbard one), and possibilities of experimental realization in the case of two coupled BEC.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.