Conventional wisdom suggests that the long time behavior of isolated interacting periodically driven (Floquet) systems is a featureless maximal entropy state characterized by an infinite temperature. Efforts to thwart this uninteresting fixed point include adding sufficient disorder to realize a Floquet many-body localized phase or working in a narrow region of drive frequencies to achieve glassy non-thermal behavior at long time. Here we show that in clean systems the Floquet eigenstates can exhibit non-thermal behavior due to finite system size. We consider a one-dimensional system of spinless fermions with nearest-neighbor interactions where the interaction term is driven. Interestingly, even with no static component of the interaction, the quasienergy spectrum contains gaps and a significant fraction of the Floquet eigenstates, at all quasienergies, have non-thermal average doublon densities. We show that this non-thermal behavior arises due to emergent integrability at large interaction strength and discuss how the integrability breaks down with power-law dependence on system size.
Conventional wisdom suggests that the long time behavior of isolated interacting periodically driven (Floquet) systems is a featureless maximal entropy state characterized by an infinite temperature. Efforts to thwart this uninteresting fixed point include adding sufficient disorder to realize a Floquet many-body localized phase or working in a narrow region of drive frequencies to achieve glassy non-thermal behavior at long time. Here we show that in clean systems the Floquet eigenstates can exhibit non-thermal behavior due to finite system size. We consider a one-dimensional system of spinless fermions with nearest-neighbor interactions where the interaction term is driven. Interestingly, even with no static component of the interaction, the quasienergy spectrum contains gaps and a significant fraction of the Floquet eigenstates, at all quasienergies, have non-thermal average doublon densities. We show that this non-thermal behavior arises due to emergent integrability at large interaction strength and discuss how the integrability breaks down with power-law dependence on system size.
Periodically-driven (Floquet) quantum systems are ubiquitous in science and technology. For example, when a laser illuminates a material or an AC voltage is applied to a device, the system is well-described by a time-periodic Hamiltonian. In recent years, periodic driving has been proposed, not just as a tool to excite and probe devices, but actually as a mechanism of engineering new phases of matter, some of which have no equilibrium analog. However, with this promise comes a serious problem. Intuitively, if energy is injected into and distributed throughout a system, it is no surprise that it tends to heat up indefinitely to infinite temperature. In this thesis, we study the mechanisms of heating, i.e. the process of thermalization, in Floquet systems and propose methods to control them. Specifically, for non-interacting Floquet systems that are coupled to external bosonic and fermionic baths (e.g. laser-driven electrons in a semiconductor that interact with phonons and an external lead), we classify the relevant scattering processes that contribute to cooling/heating in the Floquet bands and suggest methods to suppress heating via bandwidth-restrictions on the baths. We find that is possible, with appropriate dissipative engineering, to stabilize a controlled incompressible nonequilibrium steady-state resembling a ground state - a state we term the "Floquet insulator." We extend this analysis to include short-range interactions that contribute additional heating processes and show, under the same framework, that heating can be controlled with dissipation. In the process, we develop a simple effective model for the Floquet band densities that captures the essence of all the Floquet scattering processes and that is useful for ballparking experimentally-relevant estimates of heating. Next, we turn our attention to strongly-interacting closed Floquet systems and study how heating emerges through a proliferation of resonances. We find a novel integrable point governing the strong-interaction limit of the Floquet system and examine the breakdown of integrability via the proliferation of resonances. We observe two distinct scaling regimes, attributed to non-thermal and thermal behavior, and discover a power-law scaling of the crossover between them as a function of system size. The lingering ergodicity-breaking effects of the conserved quantities in the vicinity (in parameter space) of the integrable point at finite size is a phenomena we term "near-integrability." These results suggest that small quantum systems, which are accessible currently in many platforms (e.g. trapped ions, cold atoms, superconducting devices), intrinsically host non-thermal states that one may be able to utilize to avoid heating. Furthermore, our results suggest a "dual" interpretation, in the thermodynamic limit, that a periodically-driven system exhibits prethermalization as a power-law in interaction strength.
We study if the interplay between dynamical localization and interactions in periodically driven quantum systems can give rise to anomalous thermalization behavior. Specifically, we consider one-dimensional models with interacting spinless fermions with nearest-neighbor hopping and density-density interactions, and a periodically driven on-site potential with spatial periodicity m=2 and m=4. At a dynamical localization point, these models evade thermalization either due to the presence of an extensive number of conserved quantities (for weak interactions) or due to the kinetic constraints caused by drive-induced resonances (for strong interactions). Our models therefore illustrate interesting mechanisms for generating constrained dynamics in Floquet systems which are difficult to realize in an undriven system.
Clean, interacting, periodically driven systems are believed to thermalize to featureless, infinite-temperature states that preclude the formation of stable ordered states. Here, we show stable quantum order, distinct from prethermal order, and its phase transitions in the ground state of the average-energy operator. Decomposing the time evolution into geometric and average-energy dynamics, we apply Geometric Floquet theory to identify the Floquet ground state. We derive a general variational principle to compute the Floquet ground state in large interacting periodically driven systems, and use it to develop a matrix product state algorithm. In driven nonintegrable chains of more than 100 interacting spins, our numerical simulations exhibit a gapped, area-law entangled Floquet ground state in extended parameter regimes; the ground-state manifold can support both dressed equilibrium order (e.g., Floquet antiferromagnets) and inherently nonequilibrium order (e.g., ground-state time crystals). This quantum order is protected by a finite average-energy gap, which closes at phase transition points upon changing model parameters. We decompose Floquet phases of matter into their equilibrium and nonequilibrium elements: whereas the Floquet ground state at any fixed time is a representative of an equilibrium phase of matter, the nonequilibrium content is entirely produced by the drive holonomy and is geometric. Finally, we identify quasilocal counterdiabatic driving as a mechanism for the stability against heating of gapped Floquet ground states in nonintegrable quantum systems, and argue why Floquet ground states evade the Eigenstate Thermalization Hypothesis. Our work enables the study of interacting nonequilibrium matter deep into the many-body regime, and lays the foundations for the engineering of strongly correlated ordered quantum states.
We identify several distinct phases of thermalization that describe regimes of behavior in isolated, periodically driven (Floquet), mesoscopic quantum chaotic systems. In doing so, we also identify a Floquet thermal ensemble, the ``ladder ensemble,'' that is qualitatively distinct from the ``featureless infinite-temperature'' state that has long been assumed to be the appropriate maximum-entropy equilibrium ensemble for driven systems. The phases we find can be coarsely classified by (i) whether or not the system irreversibly exchanges energy of order $\ensuremath{\omega}$ with the drive, i.e., Floquet thermalizes, and (ii) the Floquet thermal ensemble describing the final equilibrium in systems that do Floquet thermalize. These phases are representative of regimes of behavior in mesoscopic systems, but they are sharply defined in a particular large-system limit where the drive frequency $\ensuremath{\omega}$ scales up with system size N as the $N\ensuremath{\rightarrow}\ensuremath{\infty}$ limit is taken: we examine frequency scalings ranging from a weakly N-dependent $\ensuremath{\omega}(N)\ensuremath{\sim}logN$, to stronger scalings ranging from $\ensuremath{\omega}(N)\ensuremath{\sim}\sqrt{N}$ to $\ensuremath{\omega}(N)\ensuremath{\sim}N$. We show that the transition where Floquet thermalization breaks down happens at an extensive drive frequency and, beyond that, systems that do not Floquet thermalize are distinguished based on the presence or absence of rare resonances across Floquet zones. We produce a thermalization phase diagram that is relevant for numerical studies of Floquet systems and experimental studies on small-scale quantum simulators, both of which lack a clean separation of scales between N and $\ensuremath{\omega}$. A striking prediction of our work is that, under the assumption of perfect isolation, certain realistic quench protocols from simple pure initial states can show Floquet thermalization to a type of Schrodinger-cat state that is a global superposition of states at distinct temperatures. Our work extends and organizes the theory of Floquet thermalization, heating, and equilibrium into the setting of mesoscopic quantum systems.
Many-body localized (MBL) systems are known to thermalize in periodically driven systems. In this work, we demonstrate that under proper driving protocol, this thermalization this thermalization can be resisted such that the MBL phase turns into a non-ergodic extended phase, known as the many-body critical (MBC) phase. Considering a kicked quasiperiodic Ising chain, we show that while at high-frequency driving the ergodic, MBL, and the MBC phases coexist, at moderate driving frequencies the MBL phase is completely suppressed and the MBC phase proliferates in the parameter space. Using quasienergy statistics, Floquet eigenstates, autocorrelation dynamics, and entanglement growth, we characterize the emergent phases and identify non-monotonic signatures revealing richness of the nonergodic phases. Our results establish Floquet driving as a powerful route to stabilizing nonergodic extended many-body phases beyond the conventional Floquet-MBL paradigm.
We explore thermalization and quantum dynamics in a one-dimensional disordered SU(2)-symmetric Floquet model, where a many-body localized phase is prohibited by the non-Abelian symmetry. Despite the absence of localization, we find an extended nonergodic regime at strong disorder where the system exhibits nonthermal behaviors. In the strong disorder regime, the level spacing statistics exhibit neither a Wigner-Dyson nor a Poisson distribution, and the spectral form factor does not show a linear-in-time growth at early times characteristic of random matrix theory. The average entanglement entropy of the Floquet eigenstates is subthermal, although violating an area-law scaling with system sizes. We further compute the expectation value of local observables and find strong deviations from the eigenstate thermalization hypothesis. The infinite-temperature spin autocorrelation function decays at long times as ${t}^{\ensuremath{-}\ensuremath{\beta}}$ with $\ensuremath{\beta}<0.5$, indicating subdiffusive transport at strong disorders.