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arXiv:1405.7689 · Physical Review Letters

Field-Theory Representation of Gauge-Gravity Symmetry-Protected Topological Invariants, Group Cohomology, and Beyond

Juven Wang, Zheng‐Cheng Gu, Xiao-Gang Wen

Published Jan 22, 2015• 177 citations
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Abstract

The challenge of identifying symmetry-protected topological states (SPTs) is due to their lack of symmetry-breaking order parameters and intrinsic topological orders. For this reason, it is impossible to formulate SPTs under Ginzburg-Landau theory or probe SPTs via fractionalized bulk excitations and topology-dependent ground state degeneracy. However, the partition functions from path integrals with various symmetry twists are universal SPT invariants, fully characterizing SPTs. In this work, we use gauge fields to represent those symmetry twists in closed spacetimes of any dimensionality and arbitrary topology. This allows us to express the SPT invariants in terms of continuum field theory. We show that SPT invariants of pure gauge actions describe the SPTs predicted by group cohomology, while the mixed gauge-gravity actions describe the beyond-group-cohomology SPTs. We find new examples of mixed gauge-gravity actions for U(1) SPTs in (4+1)D via the gravitational Chern-Simons term. Field theory representations of SPT invariants not only serve as tools for classifying SPTs, but also guide us in designing physical probes for them. In addition, our field theory representations are independently powerful for studying group cohomology within the mathematical context.

DOI
10.1103/physrevlett.114.031601

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The challenge of identifying symmetry-protected topological states (SPTs) is due to their lack of symmetry-breaking order parameters and intrinsic topological orders. For this reason, it is impossible to formulate SPTs under Ginzburg-Landau theory or probe SPTs via fractionalized bulk excitations and topology-dependent ground state degeneracy. However, the partition functions from path integrals with various symmetry twists are universal SPT invariants, fully characterizing SPTs. In this work, we use gauge fields to represent those symmetry twists in closed spacetimes of any dimensionality and arbitrary topology. This allows us to express the SPT invariants in terms of continuum field theory. We show that SPT invariants of pure gauge actions describe the SPTs predicted by group cohomology, while the mixed gauge-gravity actions describe the beyond-group-cohomology SPTs. We find new examples of mixed gauge-gravity actions for U(1) SPTs in (4+1)D via the gravitational Chern-Simons term. Field theory representations of SPT invariants not only serve as tools for classifying SPTs, but also guide us in designing physical probes for them. In addition, our field theory representations are independently powerful for studying group cohomology within the mathematical context.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear σ models (NLσMs) of the symmetry group G with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology H[superscript d](G,R/Z). But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by G × SO(∞) NLσMs with various topological terms. Through the group cohomology H[superscript d][G × SO(∞),R/Z], we find that the set of our constructed SPT phases in d-dimensional space-time are described by E[superscript d](G) ⋊ ⊕[d−1 over k=1]H[superscript k](G,iTO[d−k over L]) ⊕ H[superscript d](G,R/Z) where G may contain time reversal. Here iTO[d over L] is the set of the topologically ordered phases in d-dimensional space-time that have no topological excitations, and one has iTO[1 over L] = iTO[2 over L] = iTO[4 over L] = iTO[6 over L] = 0, iTO[3 over L] = Z, iTO[5 over L] = Z[subscript 2], iTO[7 over L] =2Z. For G=U(1) ⋊ Z[ T over 2] (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond H[superscript d][U(1) ⋊ Z[T over 2],R/Z] are described by Z[subscript 2] in 3 + 1D, Z in 4 + 1D, 3Z[subscript 2] in 5 + 1D, and 4Z[subscript 2] in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.
It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear $\ensuremath{\sigma}$ models $(\mathrm{NL}\ensuremath{\sigma}\mathrm{Ms})$ of the symmetry group GGG with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology Hd(G,R/Z){\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})Hd(G,R/Z). But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by $G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}) \mathrm{NL}\ensuremath{\sigma}\mathrm{Ms}$ with various topological terms. Through the group cohomology ${\mathcal{H}}^{d}[G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}),\mathbb{R}/\mathbb{Z}]$, we find that the set of our constructed SPT phases in ddd-dimensional space-time are described by ${E}^{d}(G)\ensuremath{\rtimes}{\ensuremath{\bigoplus}}_{k=1}^{d\ensuremath{-}1}{\mathcal{H}}^{k}(G,{\text{iTO}}_{L}^{d\ensuremath{-}k})\ensuremath{\bigoplus}{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ where GGG may contain time reversal. Here iTOLd{\text{iTO}}_{L}^{d}iTOLd​ is the set of the topologically ordered phases in ddd-dimensional space-time that have no topological excitations, and one has iTOL1=iTOL2=iTOL4=iTOL6=0,iTOL3=Z,iTOL5=Z2,iTOL7=2Z{\text{iTO}}_{L}^{1}={\text{iTO}}_{L}^{2}={\text{iTO}}_{L}^{4}={\text{iTO}}_{L}^{6}=0,\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{3}=\mathbb{Z},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{5}={\mathbb{Z}}_{2},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{7}=2\mathbb{Z}iTOL1​=iTOL2​=iTOL4​=iTOL6​=0,iTOL3​=Z,iTOL5​=Z2​,iTOL7​=2Z. For $G=U(1)\ensuremath{\rtimes}{Z}_{2}^{T}$ (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond ${\mathcal{H}}^{d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},\mathbb{R}/\mathbb{Z}]$ are described by Z2{\mathbb{Z}}_{2}Z2​ in 3 + 1D, Z\mathbb{Z}Z in 4 + 1D, 3Z23{\mathbb{Z}}_{2}3Z2​ in 5 + 1D, and 4Z24{\mathbb{Z}}_{2}4Z2​ in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.
Symmetry-protected topological (SPT) states are short-range entangled states with a symmetry GGG. They belong to a new class of quantum states of matter which are classified by the group cohomology Hd+1(G,R/Z){\mathcal{H}}^{d+1}(G,\mathbb{R}/\mathbb{Z})Hd+1(G,R/Z) in ddd-dimensional space. In this paper, we propose a class of symmetry-protected topological invariants that may allow us to fully characterize SPT states with a symmetry group GGG [i.e., allow us to measure the cocycles in Hd+1(G,R/Z){\mathcal{H}}^{d+1}(G,\mathbb{R}/\mathbb{Z})Hd+1(G,R/Z) that characterize the SPT states]. We give an explicit and detailed construction of symmetry-protected topological invariants for 2+12+12+1D SPT states. Such a construction can be directly generalized to other dimensions.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.