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arXiv:1403.8040 · Journal of Physics A Mathematical and Theoretical

Fluctuation relation for quantum heat engines and refrigerators

Michele Campisi

Published Jun 2, 2014• 86 citations
arXivHTMLPDF

Abstract

At the very foundation of the second law of thermodynamics lies the fact that no heat engine operating between two reservoirs of temperatures T C ⩽ T H can outperform the ideal Carnot engine: 〈 W 〉/〈 Q H 〉 ⩽ 1 − T C / T H . This inequality follows from an exact fluctuation relation involving the nonequilibrium work W and heat exchanged with the hot bath Q H . In a previous work (Sinitsyn 2011 J. Phys. A: Math. Theor. 44 405001) this fluctuation relation was obtained under the assumption that the heat engine undergoes a stochastic jump process. Here we provide the general quantum derivation, and also extend it to the case of refrigerators, in which case Carnot's statement reads 〈 Q C 〉/|〈 W 〉| ⩽ ( T H / T C − 1) −1 .

DOI
10.1088/1751-8113/47/24/245001

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At the very foundation of the second law of thermodynamics lies the fact that no heat engine operating between two reservoirs of temperatures T C ⩽ T H can outperform the ideal Carnot engine: 〈 W 〉/〈 Q H 〉 ⩽ 1 − T C / T H . This inequality follows from an exact fluctuation relation involving the nonequilibrium work W and heat exchanged with the hot bath Q H . In a previous work (Sinitsyn 2011 J. Phys. A: Math. Theor. 44 405001) this fluctuation relation was obtained under the assumption that the heat engine undergoes a stochastic jump process. Here we provide the general quantum derivation, and also extend it to the case of refrigerators, in which case Carnot's statement reads 〈 Q C 〉/|〈 W 〉| ⩽ ( T H / T C − 1) −1 .
We study stochastic energetic exchanges in quantum heat engines. Due to microreversibility, these obey a fluctuation relation, called the heat engine fluctuation relation, which implies the Carnot bound: no machine can have an efficiency greater than Carnot's efficiency. The stochastic thermodynamics of a quantum heat engine (including the joint statistics of heat and work and the statistics of efficiency) are illustrated by means of an optimal two-qubit heat engine, where each qubit is coupled to a thermal bath and a two-qubit gate determines energy exchanges between the two qubits. We discuss possible solid-state implementations with Cooper-pair boxes and flux qubits, quantum gate operations, and fast calorimetric on-chip measurements of single stochastic events.
Quantum coherence can affect the thermodynamics of small quantum systems. Coherences have been shown to affect the power generated by a quantum heat engine (QHE) which is coupled to two thermal photon reservoirs and to an additional cavity mode. We show that the fluctuations of the heat exchanged between the QHE and the reservoirs strongly depend on quantum coherence, especially when the engine operates as a refrigerator, i.e., heat current flows from the cold bath to the hot bath. Intriguingly, we find that the ratio of positive and negative (with respect to the thermodynamic force) fluctuations in the heat current satisfies a universal coherence-independent fluctuation theorem.
A fluctuation relation for the heat exchange of an open quantum system under a thermalizing Markovian dynamics is derived. We show that the probability that the system absorbs an amount of heat from its bath, at a given time interval, divided by the probability of the reverse process (releasing the same amount of heat to the bath) is given by an exponential factor which depends on the amount of heat and the difference between the temperatures of the system and the bath. Interestingly, this relation is akin to the standard form of the fluctuation relation (for forward-backward dynamics). We also argue that the probability of the violation of the second law of thermodynamics in the form of the Clausius statement (i.e., net heat transfer from a cold system to its hot bath) drops exponentially with both the amount of heat and the temperature differences of the baths.
A nonstochastic quantum engine is one that operates in a cycle of transformations in which no sources of stochasticity, such as thermal baths and projective measurements, are present and, therefore, no entropy is generated in the driven system. Defining work and heat as the energy corresponding to different types of transformations between pure states, we arrive at an expression similar to the first law of thermodynamics and prove a version of the Kelvin-Planck statement for the second law of thermodynamics. Essentially, the first law can be obtained thanks to the normalization condition of a quantum state and the second law can be obtained thanks to the orthogonalization condition between energy eigenstates. For nonstochastic engines that operate between two given energy gaps, we prove a version of Carnot's theorem. Regarding operationalization, we present a protocol that leads the system through a cycle in which heat exchange occurs by performing two quantum quenches separated by a precise time interval and involving an energy-level anticrossing. Furthermore, with this protocol it is possible to make the engine's efficiency as close to 1 as one wants; however, efficiency equal to 1 is a case prohibited by the version of the Kelvin-Planck statement that we proved. Finally, we illustrate these results in an exactly solvable single-qubit model.
Quantum thermodynamics supplies a consistent description of quantum heat engines and refrigerators up to a single few-level system coupled to the environment. Once the environment is split into three (a hot, cold, and work reservoir), a heat engine can operate. The device converts the positive gain into power, with the gain obtained from population inversion between the components of the device. Reversing the operation transforms the device into a quantum refrigerator. The quantum tricycle, a device connected by three external leads to three heat reservoirs, is used as a template for engines and refrigerators. The equation of motion for the heat currents and power can be derived from first principles. Only a global description of the coupling of the device to the reservoirs is consistent with the first and second laws of thermodynamics. Optimization of the devices leads to a balanced set of parameters in which the couplings to the three reservoirs are of the same order and the external driving field is in resonance. When analyzing refrigerators, one needs to devote special attention to a dynamical version of the third law of thermodynamics. Bounds on the rate of cooling when Tc→0 are obtained by optimizing the cooling current. All refrigerators as Tc→0 show universal behavior. The dynamical version of the third law imposes restrictions on the scaling as Tc→0 of the relaxation rate γc and heat capacity cV of the cold bath.
According to the second law, the efficiency of cyclic heat engines is limited by the Carnot bound that is attained by engines that operate between two thermal baths under the reversibility condition whereby the total entropy does not increase. Quantum engines operating between a thermal and a squeezed-thermal bath have been shown to surpass this bound. Yet, their maximum efficiency cannot be determined by the reversibility condition, which may yield an unachievable efficiency bound above unity. Here we identify the fraction of the exchanged energy between a quantum system and a bath that necessarily causes an entropy change and derive an inequality for this change. This inequality reveals an efficiency bound for quantum engines energised by a non-thermal bath. This bound does not imply reversibility, unless the two baths are thermal. It cannot be solely deduced from the laws of thermodynamics.