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arXiv:1304.4366 · Physical Review B

Fractional topological phase in one-dimensional flat bands with nontrivial topology

Jan Carl Budich, Eddy Ardonne

Published Jul 29, 2013• 40 citations
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Abstract

We consider a topologically nontrivial flat-band structure in one spatial dimension in the presence of nearest- and next-nearest-neighbor Hubbard interaction. The noninteracting band structure is characterized by a symmetry-protected topologically quantized Berry phase. At certain fractional fillings, a gapped phase with a filling-dependent ground-state degeneracy and fractionally charged quasiparticles emerges. At filling $\frac{1}{3}$, the ground states carry a fractional Berry phase in the momentum basis. These features at first glance suggest a certain analogy to the fractional quantum Hall scenario in two dimensions. We solve the interacting model analytically in the physically relevant limit of a large band gap in the underlying band structure, the analog of a lowest Landau level projection. Our solution affords a simple physical understanding of the properties of the gapped interacting phase. We pinpoint crucial differences to the fractional quantum Hall case by studying the Berry phase and the entanglement entropy associated with the degenerate ground states. In particular, we conclude that the ``fractional topological phase in one-dimensional flat bands'' is not a one-dimensional analog of the two-dimensional fractional quantum Hall states, but rather a charge density wave with a nontrivial Berry phase. Finally, the symmetry-protected nature of the Berry phase of the interacting phase is demonstrated by explicitly constructing a gapped interpolation to a state with a trivial Berry phase.

DOI
10.1103/physrevb.88.035139

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We consider a topologically nontrivial flat-band structure in one spatial dimension in the presence of nearest- and next-nearest-neighbor Hubbard interaction. The noninteracting band structure is characterized by a symmetry-protected topologically quantized Berry phase. At certain fractional fillings, a gapped phase with a filling-dependent ground-state degeneracy and fractionally charged quasiparticles emerges. At filling 13\frac{1}{3}31​, the ground states carry a fractional Berry phase in the momentum basis. These features at first glance suggest a certain analogy to the fractional quantum Hall scenario in two dimensions. We solve the interacting model analytically in the physically relevant limit of a large band gap in the underlying band structure, the analog of a lowest Landau level projection. Our solution affords a simple physical understanding of the properties of the gapped interacting phase. We pinpoint crucial differences to the fractional quantum Hall case by studying the Berry phase and the entanglement entropy associated with the degenerate ground states. In particular, we conclude that the ``fractional topological phase in one-dimensional flat bands'' is not a one-dimensional analog of the two-dimensional fractional quantum Hall states, but rather a charge density wave with a nontrivial Berry phase. Finally, the symmetry-protected nature of the Berry phase of the interacting phase is demonstrated by explicitly constructing a gapped interpolation to a state with a trivial Berry phase.
We show the existence of the fractional topological phase (FTP) in a one-dimensional interacting fermion model using exact diagonalization, in which the noninteracting part has flat bands with nontrivial topology. In the presence of the nearest-neighboring interaction V1{V}_{1}V1​, the FTP at filling factor $\ensuremath{\nu}=1/3$ appears. It is characterized by the threefold degeneracy and the quantized total Berry phase of the ground states. The FTP is destroyed by a next-nearest-neighboring interaction V2{V}_{2}V2​, and the phase diagrams in the (V1,V2)({V}_{1},{V}_{2})(V1​,V2​) plane are determined. We also present a physical picture of the phase and discuss its existence in the nearly flat band. Within the picture, we argue that the FTP at other filling factors can be generated by introducing proper interactions. The present study contributes to a systematic understanding of the FTPs and can be realized in cold-atom experiments.
Chern insulators are band insulators exhibiting a nonzero Hall conductance but preserving the lattice translational symmetry. We conclusively show that a partially filled Chern insulator at 1/3 filling exhibits a fractional quantum Hall effect and rule out charge-density wave states that have not been ruled out by previous studies. By diagonalizing the Hubbard interaction in the flat-band limit of these insulators, we show the following: The system is incompressible and has a 3-fold degenerate ground state whose momenta can be computed by postulating an generalized Pauli principle with no more than 1 particle in 3 consecutive orbitals. The ground state density is constant, and equal to 1/3 in momentum space. Excitations of the system are fractional statistics particles whose total counting matches that of quasiholes in the Laughlin state based on the same generalized Pauli principle. The entanglement spectrum of the state has a clear entanglement gap which seems to remain finite in the thermodynamic limit. The levels below the gap exhibit counting identical to that of Laughlin 1/3 quasiholes. Both the 3 ground states and excited states exhibit spectral flow upon flux insertion. All the properties above disappear in the trivial state of the insulator - both the many-body energy gap and the entanglement gap close at the phase transition when the single-particle Hamiltonian goes from topologically nontrivial to topologically trivial. These facts clearly show that fractional many-body states are possible in topological insulators.
Recent proposals of topological flat band models have provided a new route to realize the fractional quantum Hall effect without Landau levels. We study hard-core bosons with short-range interactions in two representative topological flat band models, one of which is the well-known Haldane model (but with different parameters). We demonstrate that fractional quantum Hall states emerge with signatures of an even number of quasidegenerate ground states on a torus and a robust spectrum gap separating these states from the higher energy spectrum. We also establish quantum phase diagrams for the filling factor 1/2 and illustrate quantum phase transitions to other competing symmetry-breaking phases.
We develop a method to characterize topological phase transitions for strongly correlated Hamiltonians defined on two-dimensional lattices based on the many-body Berry curvature. Our goal is to identify a class of quantum critical points between topologically nontrivial phases with fractionally quantized Hall (FQH) conductivity and topologically trivial gapped phases through the discontinuities of the many-body Berry curvature in the so-called flux Brillouin zone (fBZ), the latter being defined by imposing all possible twisted boundary conditions. For this purpose, we study the finite-size signatures of several quantum phase transitions between fractional Chern insulators and charge-ordered phases for two-dimensional lattices by evaluating the many-body Berry curvature numerically using exact diagonalization. We observe degeneracy points (nodes) of many-body energy levels at high-symmetry points in the fBZ, accompanied by diverging Berry curvature. We find a correspondence between the number and order of these nodal points, and the change of the topological invariants of the many-body ground states across the transition, in close analogy with Weyl nodes in noninteracting band structures. This motivates us to apply a scaling procedure, originally developed for noninteracting systems, for the Berry curvature at the nodal points. This procedure offers a useful tool for the classification of topological phase transitions in interacting systems harboring FQH like topological order.
There has been a growing interest in realizing topologically nontrivial states of matter in band insulators, where a quantum Hall effect can appear as an intrinsic property of the band structure. While ongoing progress is under way with a number of directions, the possibility of realizing novel interaction-generated topological phases, without the requirement of a nontrivial invariant encoded in single-particle wave function or band structure, can significantly extend the class of topological materials and is thus of great importance. Here, we show an interaction-driven topological phase emerging in an extended Bose-Hubbard model on a kagome lattice, where the noninteracting band structure is topological trivial with zero Berry curvature in the Brillouin zone. By means of an unbiased state-of-the-art density-matrix renormalization group technique, we identify that the ground state in a broad parameter region is equivalent to a bosonic fractional quantum Hall Laughlin state, based on the characterization of universal properties including ground-state degeneracy, edge excitations, and anyonic quasiparticle statistics. Our work paves a way to finding an interaction-induced topological phase at the phase boundary of conventionally ordered solid phases.
Recent theoretical works have demonstrated various robust Abelian and non-Abelian fractional topological phases in lattice models with topological flat bands carrying Chern number C=1C=1C=1. Here we study hard-core bosons and interacting fermions in a three-band triangular-lattice model with the lowest topological flat band of Chern number C=2C=2C=2. We find convincing numerical evidence of bosonic fractional quantum Hall effect at the $\ensuremath{\nu}=1/3$ filling characterized by threefold quasidegeneracy of ground states on a torus, a fractional Chern number for each ground state, a robust spectrum gap, and a gap in quasihole excitation spectrum. We also observe numerical evidence of a robust fermionic fractional quantum Hall effect for spinless fermions at the $\ensuremath{\nu}=1/5$ filling with short-range interactions.