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arXiv:1303.6339

Can PT-Symmetric Quantum Mechanics be a Viable Alternative Quantum Theory?

Sungwook Lee, Lawrence R. Mead

Published Mar 25, 2013• 0 citations
arXivHTMLPDF

Abstract

Update: A time-independent $n\times n$ PT-symmetric (and symmetric) Hamiltonian is diagonalizable since it has all distinct real eigenvalues and the resulting diagonal matrix is a real symmetric matrix. The diagonalization results an isometry so there shouldn't be any issue with unitarity and unfortunately this very elementary mathematical fact somehow did not draw the authors' attention. However, PT-symmetric quantum mechanics is not out of trouble. For time-dependent PT-symmetric (and symmetric) Hamiltonians (even $2\times 2$ ones) the authors observed that there is a violation of unitarity. Moreover, the first named author showed in his recent article arXiv:1312.7738 that PT-symmetric quantum mechanics is indeed a certain kind of Hermitian quantum mechanics and that in order for time-evolution to be unitary with respect to $J$-inner product (one that gives rise to a Hilbert space structure on the space of state functions), the potential energy operator $V(x)$ must be real. This means that those complex PT-symmetric Hamiltonians that have been studied by physicists are unfortunately unphysical. The first named author discussed in a subsequent article arXiv:1401.5149 that while finite-state PT-symmetric quantum mechanics with time-independent Hamiltonians is not physically any different from Hermitian quantum mechanics, PT-symmetric quantum mechanics exhibits a distinctive symmetry from that of Hermitian quantum mechanics.

DOI
10.48550/arxiv.1303.6339

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Update: A time-independent n×nn\times nn×n PT-symmetric (and symmetric) Hamiltonian is diagonalizable since it has all distinct real eigenvalues and the resulting diagonal matrix is a real symmetric matrix. The diagonalization results an isometry so there shouldn't be any issue with unitarity and unfortunately this very elementary mathematical fact somehow did not draw the authors' attention. However, PT-symmetric quantum mechanics is not out of trouble. For time-dependent PT-symmetric (and symmetric) Hamiltonians (even 2×22\times 22×2 ones) the authors observed that there is a violation of unitarity. Moreover, the first named author showed in his recent article arXiv:1312.7738 that PT-symmetric quantum mechanics is indeed a certain kind of Hermitian quantum mechanics and that in order for time-evolution to be unitary with respect to JJJ-inner product (one that gives rise to a Hilbert space structure on the space of state functions), the potential energy operator V(x)V(x)V(x) must be real. This means that those complex PT-symmetric Hamiltonians that have been studied by physicists are unfortunately unphysical. The first named author discussed in a subsequent article arXiv:1401.5149 that while finite-state PT-symmetric quantum mechanics with time-independent Hamiltonians is not physically any different from Hermitian quantum mechanics, PT-symmetric quantum mechanics exhibits a distinctive symmetry from that of Hermitian quantum mechanics.
The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.
Most quantum physicists believe that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under matrix transposition and complex conjugation) to be sure that the energy eigenvalues are real and that time evolution is unitary. However, the non-Dirac-hermitian Hamiltonian H = p2+ix3 has a real positive discrete spectrum and generates unitary time evolution and defines a fully consistent and physical quantum theory. Evidently, Dirac Hermiticity is too restrictive. While H = p2+ix3 is not Dirac Hermitian, it is PT symmetric (invariant under combined space reflection P and time reversal T). Another PT-symmetric Hamiltonian whose energy levels are real, positive and discrete is H = p2−x4, which contains an upside-down potential. The quantum mechanics defined by a PT-symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics and quantum field theory are extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past two years some of these properties have been verified in laboratory experiments. Here, we first discuss PT-symmetric Hamiltonians at a simple intuitive level and explain why the energy levels of such Hamiltonians may be real, positive, and discrete. Second, we describe a recent experiment in which the PT phase transition was observed. Third, we briefly mention that PT-symmetric theories can be useful at a fundamental level. While the double-scaling limit of an O(N)-symmetric gφ4 quantum field theory appears to be inconsistent because the critical value of g is negative, this limit is in fact not inconsistent because the critical theory is PT symmetric.
PTPTPT-symmetric quantum mechanics is a Hermitian quantum mechanics
The author discusses a different kind of Hermitian quantum mechanics, called JJJ-Hermitian quantum mechanics. He shows that PTPTPT-symmetric quantum mechanics is indeed JJJ-Hermitian quantum mechanics, and that time evolution (in the Krein space of states) is unitary if and only if Hamiltonian is JJJ-Hermitian (or equivalently PTPTPT-symmetric). An issue with unitarity comes up when time evolution is considered in the Hilbert space of states rather than in the Krein space of states. The author offers possible scenarios with this issue.
Recently, much research has been carried out on Hamiltonians that are not Hermitian but are symmetric under space-time reflection, that is, Hamiltonians that exhibit PT symmetry. Investigations of the Sturm-Liouville eigenvalue problem associated with such Hamiltonians have shown that in many cases the entire energy spectrum is real and positive and that the eigenfunctions form an orthogonal and complete basis. Furthermore, the quantum theories determined by such Hamiltonians have been shown to be consistent in the sense that the probabilities are positive and the dynamical trajectories are unitary. However, the geometrical structures that underlie quantum theories formulated in terms of such Hamiltonians have hitherto not been fully understood. This paper studies in detail the geometric properties of a Hilbert space endowed with a parity structure and analyses the characteristics of a PT-symmetric Hamiltonian and its eigenstates. A canonical relationship between a PT-symmetric operator and a Hermitian operator is established. It is shown that the quadratic form corresponding to the parity operator, in particular, gives rise to a natural partition of the Hilbert space into two halves corresponding to states having positive and negative PT norm. The indefiniteness of the norm can be circumvented by introducing a symmetry operator C that defines a positive definite inner product by means of a CPT conjugation operation.
Abstract In recent reports, suggestions have been put forward to the effect that parity and time-reversal (PT) symmetry in quantum mechanics is incompatible with causality. It is shown here, in contrast, that PT-symmetric quantum mechanics is fully consistent with standard quantum mechanics. This follows from the surprising fact that the much-discussed metric operator on Hilbert space is not physically observable. In particular, for closed quantum systems in finite dimensions there is no statistical test that one can perform on the outcomes of measurements to determine whether the Hamiltonian is Hermitian in the conventional sense, or PT-symmetric—the two theories are indistinguishable. Nontrivial physical effects arising as a consequence of PT symmetry are expected to be observed, nevertheless, for open quantum systems with balanced gain and loss.
Based on the PT-symmetric quantum theory, the concepts of PT-frame, PT-symmetric operator and CPT-frame on a Hilbert space K and for an operator on K are proposed. It is proved that the spectrum and point spectrum of a PT-symmetric linear operator are both symmetric with respect to the real axis and the eigenvalues of an unbroken PT-symmetric operator are real. For a linear operator H on C d , it is proved that H has unbroken PT-symmetry if and only if it has d different eigenvalues and the corresponding eigenstates are eigenstates of PT. Given a CPT-frame on K, a new positive inner product on K is induced and called CPT-inner product. Te relationship between the CPT-adjoint and the Dirac adjoint of a densely defined linear operator is derived, and it is proved that an operator which has a bounded CPT-frame is CPT-Hermitian if and only if it is T-symmetric, in that case, it is similar to a Hermitian operator. The existence of an operator C consisting of a CPT-frame is discussed. These concepts and results will serve a mathematical discussion about PT-symmetric quantum mechanics.