Effective field theories that describe the dynamics of a conserved U(1) current in terms of ``hydrodynamic'' degrees of freedom of topological phases in condensed matter are discussed in general dimension $D=d+1$ using the functional bosonization technique. For noninteracting topological insulators (superconductors) with a conserved U(1) charge and characterized by an integer topological invariant [more specifically, they are topological insulators in the complex symmetry classes (class A and AIII), and in the ``primary series'' of topological insulators, in the eight real symmetry classes], we derive the BF-type topological field theories supplemented with the Chern-Simons (when $D$ is odd) or the $\ensuremath{\theta}$ (when $D$ is even) terms. For topological insulators characterized by a ${\mathbb{Z}}_{2}$ topological invariant (the first and second descendants of the primary series), their topological field theories are obtained by dimensional reduction. Building on this effective field theory description for noninteracting topological phases, we also discuss, following the spirit of the parton construction of the fractional quantum Hall effect by Block and Wen, the putative ``fractional'' topological insulators and their possible effective field theories, and use them to determine the physical properties of these nontrivial quantum phases.
Effective field theories that describe the dynamics of a conserved U(1) current in terms of hydrodynamic'' degrees of freedom of topological phases in condensed matter are discussed in general dimension $D=d+1$ using the functional bosonization technique. For noninteracting topological insulators (superconductors) with a conserved U(1) charge and characterized by an integer topological invariant [more specifically, they are topological insulators in the complex symmetry classes (class A and AIII), and in the primary series'' of topological insulators, in the eight real symmetry classes], we derive the BF-type topological field theories supplemented with the Chern-Simons (when D is odd) or the \ensuremathθ (when D is even) terms. For topological insulators characterized by a Z2 topological invariant (the first and second descendants of the primary series), their topological field theories are obtained by dimensional reduction. Building on this effective field theory description for noninteracting topological phases, we also discuss, following the spirit of the parton construction of the fractional quantum Hall effect by Block and Wen, the putative ``fractional'' topological insulators and their possible effective field theories, and use them to determine the physical properties of these nontrivial quantum phases.
While many features of topological band insulators are commonly discussed at the level of single-particle electron wave functions, such as the gapless Dirac boundary spectrum, it remains elusive to develop a hydrodynamic or collective description of fermionic topological band insulators in 3+1 dimensions. As the Chern-Simons theory for the 2+1-dimensional quantum Hall effect, such a hydrodynamic effective field theory provides a universal description of topological band insulators, even in the presence of interactions, and that of putative fractional topological insulators. In this paper, we undertake this task by using the functional bosonization. The effective field theory in the functional bosonization is written in terms of a two-form gauge field, which couples to a U(1) gauge field that arises by gauging the continuous symmetry of the target system [the U(1) particle number conservation]. Integrating over the U(1) gauge field by using the electromagnetic duality, the resulting theory describes topological band insulators as a condensation phase of the U(1) gauge theory (or as a monopole condensation phase of the dual gauge field). The hydrodynamic description of the surface of topological insulators and the implication of its duality are also discussed. We also touch upon the hydrodynamic theory of fractional topological insulators by using the parton construction.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
We study topological phases of interacting systems in two spatial dimensions in the absence of topological order (i.e., with a unique ground state on closed manifolds and no fractional excitations). These are the closest interacting analogs of integer quantum Hall states, topological insulators, and superconductors. We adapt the well-known Chern-Simons K-matrix description of quantum Hall states to classify such ``integer'' topological phases. Our main result is a general formalism that incorporates symmetries into the K-matrix description. Remarkably, this simple analysis yields the same list of topological phases as a recent group cohomology classification, and in addition provides field theories and explicit edge theories for all these phases. The bosonic topological phases, which only appear in the presence of interactions and which remain well defined in the presence of disorder, include (i) bosonic insulators with a Hall conductance quantized to even integers, (ii) a bosonic analog of quantum spin Hall insulators, and (iii) a bosonic analog of a chiral topological superconductor, whose K matrix is the Cartan matrix of Lie group E8. We also discuss interacting fermion systems where symmetries are realized in a projective fashion, where we find the present formalism can handle a wider range of symmetries than a recent group super-cohomology classification. Lastly, we construct microscopic models of these phases from coupled one-dimensional systems.
In the presence of symmetry-protection, topological invariants of topological phases of matter in free fermion systems, e.g., topological band insulators, can be directly computed via the properties of band structure. Nevertheless, it is usually difficult to extract topological invariants in strongly-correlated topological phases of matter in which band structure is not well-defined. One typical example is the fractional quantum Hall effect whose low-energy physics is governed by Chern-Simons topological gauge theory and Hall conductivity plateaus involve extremely fruitful physics of strong correlation. In this article, we focus on intrinsic topological order (iTO), symmetry-protected topological phases (SPT), and symmetry-enriched topological phases (SET) in boson and spin systems. Through gauge field-theoretical approach, we review some research progress on these topological phases of matter from the aspects of projective construction, low-energy effective theory and topological response theory.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
We calculate the topological part of the electromagnetic response of bosonic integer quantum Hall (BIQH) phases in odd (space-time) dimensions, and bosonic topological insulator (BTI) and bosonic chiral semimetal (BCSM) phases in even dimensions. To do this, we use the nonlinear sigma model (NLSM) description of bosonic symmetry-protected topological (SPT) phases, and the method of gauged Wess-Zumino (WZ) actions. We find the surprising result that for BIQH states in dimension $2m\ensuremath{-}1$ $(m=1,2,\ensuremath{\cdots})$, the bulk response to an electromagnetic field ${A}_{\ensuremath{\mu}}$ is characterized by a Chern-Simons term for ${A}_{\ensuremath{\mu}}$ with a level quantized in integer multiples of m! (factorial). We also show that BTI states (which have an extra Z2 symmetry) can exhibit a Z2-breaking quantum Hall effect on their boundaries, with this boundary quantum Hall effect described by a Chern-Simons term at level 2m!. We show that the factor of m! can be understood by requiring gauge invariance of the exponential of the Chern-Simons term on a general Euclidean manifold, and we also use this argument to characterize the electromagnetic and gravitational responses of fermionic SPT phases with U(1) symmetry in all odd dimensions. We then use our gauged boundary actions for the BIQH and BTI states to (i) construct a bosonic analog of a chiral semimetal (BCSM) in even dimensions, (ii) show that the boundary of the BTI state exhibits a bosonic analog of the parity anomaly of Dirac fermions in odd dimensions, and (iii) study anomaly inflow at domain walls on the boundary of BTI states. In a series of Appendixes we derive important formulas and additional results. In particular, in Appendix A we use the connection between equivariant cohomology and gauged WZ actions to give a mathematical interpretation of the actions for the BIQH and BTI boundaries constructed in this paper.