While many features of topological band insulators are commonly discussed at the level of single-particle electron wave functions, such as the gapless Dirac boundary spectrum, it remains elusive to develop a hydrodynamic or collective description of fermionic topological band insulators in 3+1 dimensions. As the Chern-Simons theory for the 2+1-dimensional quantum Hall effect, such a hydrodynamic effective field theory provides a universal description of topological band insulators, even in the presence of interactions, and that of putative fractional topological insulators. In this paper, we undertake this task by using the functional bosonization. The effective field theory in the functional bosonization is written in terms of a two-form gauge field, which couples to a $U(1)$ gauge field that arises by gauging the continuous symmetry of the target system [the $U(1)$ particle number conservation]. Integrating over the $U(1)$ gauge field by using the electromagnetic duality, the resulting theory describes topological band insulators as a condensation phase of the $U(1)$ gauge theory (or as a monopole condensation phase of the dual gauge field). The hydrodynamic description of the surface of topological insulators and the implication of its duality are also discussed. We also touch upon the hydrodynamic theory of fractional topological insulators by using the parton construction.
While many features of topological band insulators are commonly discussed at the level of single-particle electron wave functions, such as the gapless Dirac boundary spectrum, it remains elusive to develop a hydrodynamic or collective description of fermionic topological band insulators in 3+1 dimensions. As the Chern-Simons theory for the 2+1-dimensional quantum Hall effect, such a hydrodynamic effective field theory provides a universal description of topological band insulators, even in the presence of interactions, and that of putative fractional topological insulators. In this paper, we undertake this task by using the functional bosonization. The effective field theory in the functional bosonization is written in terms of a two-form gauge field, which couples to a U(1) gauge field that arises by gauging the continuous symmetry of the target system [the U(1) particle number conservation]. Integrating over the U(1) gauge field by using the electromagnetic duality, the resulting theory describes topological band insulators as a condensation phase of the U(1) gauge theory (or as a monopole condensation phase of the dual gauge field). The hydrodynamic description of the surface of topological insulators and the implication of its duality are also discussed. We also touch upon the hydrodynamic theory of fractional topological insulators by using the parton construction.
Effective field theories that describe the dynamics of a conserved U(1) current in terms of ``hydrodynamic'' degrees of freedom of topological phases in condensed matter are discussed in general dimension D=d+1 using the functional bosonization technique. For noninteracting topological insulators (superconductors) with a conserved U(1) charge and characterized by an integer topological invariant [more specifically, they are topological insulators in the complex symmetry classes (class A and AIII), and in the ``primary series'' of topological insulators, in the eight real symmetry classes], we derive the BF-type topological field theories supplemented with the Chern-Simons (when D is odd) or the $\ensuremath{\theta}$ (when D is even) terms. For topological insulators characterized by a Z2 topological invariant (the first and second descendants of the primary series), their topological field theories are obtained by dimensional reduction. Building on this effective field theory description for noninteracting topological phases, we also discuss, following the spirit of the parton construction of the fractional quantum Hall effect by Block and Wen, the putative ``fractional'' topological insulators and their possible effective field theories, and use them to determine the physical properties of these nontrivial quantum phases.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
It is well known that one signature of the three-dimensional electron topological insulator is the Witten effect: if the system is coupled to a compact electromagnetic gauge field, a monopole in the bulk acquires a half-odd-integer polarization charge. In the present work, we propose a corresponding phenomenon for the topological insulator of bosons in three dimensions protected by particle number conservation and time-reversal symmetry. We claim that although a monopole inside a topological insulator of bosons can remain electrically neutral, its statistics are transmuted from bosonic to fermionic. We demonstrate that this ``statistical Witten effect'' directly implies that if the surface of the topological insulator is neither gapless, nor spontaneously breaks the symmetry, it necessarily supports an intrinsic two-dimensional topological order. Moreover, the surface properties can not be fully realized in a purely two-dimensional system. We also confirm that the surface phases of the bosonic topological insulator proposed by Vishwanath and Senthil [Phys. Rev. X 3, 011016 (2013)] provide a consistent termination of a bulk exhibiting the statistical Witten effect. In a forthcoming paper, we will provide an explicit field-theoretic, lattice-regularized construction of the three-dimensional topological insulator of bosons, employing a parton decomposition and subsequent condensation of parton-monopole composites.
We calculate the topological part of the electromagnetic response of bosonic integer quantum Hall (BIQH) phases in odd (space-time) dimensions, and bosonic topological insulator (BTI) and bosonic chiral semimetal (BCSM) phases in even dimensions. To do this, we use the nonlinear sigma model (NLSM) description of bosonic symmetry-protected topological (SPT) phases, and the method of gauged Wess-Zumino (WZ) actions. We find the surprising result that for BIQH states in dimension $2m\ensuremath{-}1$ $(m=1,2,\ensuremath{\cdots})$, the bulk response to an electromagnetic field ${A}_{\ensuremath{\mu}}$ is characterized by a Chern-Simons term for ${A}_{\ensuremath{\mu}}$ with a level quantized in integer multiples of m! (factorial). We also show that BTI states (which have an extra Z2 symmetry) can exhibit a Z2-breaking quantum Hall effect on their boundaries, with this boundary quantum Hall effect described by a Chern-Simons term at level 2m!. We show that the factor of m! can be understood by requiring gauge invariance of the exponential of the Chern-Simons term on a general Euclidean manifold, and we also use this argument to characterize the electromagnetic and gravitational responses of fermionic SPT phases with U(1) symmetry in all odd dimensions. We then use our gauged boundary actions for the BIQH and BTI states to (i) construct a bosonic analog of a chiral semimetal (BCSM) in even dimensions, (ii) show that the boundary of the BTI state exhibits a bosonic analog of the parity anomaly of Dirac fermions in odd dimensions, and (iii) study anomaly inflow at domain walls on the boundary of BTI states. In a series of Appendixes we derive important formulas and additional results. In particular, in Appendix A we use the connection between equivariant cohomology and gauged WZ actions to give a mathematical interpretation of the actions for the BIQH and BTI boundaries constructed in this paper.
Topological phases of matter are usually realized in deconfined phases of gauge theories. In this context, confined phases with strongly fluctuating gauge fields seem to be irrelevant to the physics of topological phases. For example, the low-energy theory of the two-dimensional (2D) toric code model (i.e., the deconfined phase of Z2 gauge theory) is a $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ Chern-Simons theory in which gauge charges (i.e., e and m particles) are deconfined and the gauge fields are gapped, while the confined phase is topologically trivial. In this paper, we point out a route to constructing exotic three-dimensional (3D) gapped fermionic phases in a confining phase of a gauge theory. Starting from a parton construction with strongly fluctuating compact $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ gauge fields, we construct gapped phases of interacting fermions by condensing two linearly independent bosonic composite particles consisting of partons and $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ magnetic monopoles. This can be regarded as a 3D generalization of the 2D Bais-Slingerland condensation mechanism. Charge fractionalization results from a Debye-H\"uckel--type screening cloud formed by the condensed composite particles. Within our general framework, we explore two aspects of symmetry-enriched 3D Abelian topological phases. First, we construct a new fermionic state of matter with time-reversal symmetry and $\mathrm{\ensuremath{\Theta}}\ensuremath{\ne}\ensuremath{\pi}$, the fractional topological insulator. Second, we generalize the notion of anyonic symmetry of 2D Abelian topological phases to the charge-loop excitation symmetry (Charles) of 3D Abelian topological phases. We show that line twist defects, which realize Charles transformations, exhibit non-Abelian fusion properties.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry G is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as G is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.