Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1208.5128 · Physical Review B

Three-dimensional topological lattice models with surface anyons

Curt W. von Keyserlingk, F. J. Burnell, Steven H. Simon

Published Jan 9, 2013• 175 citations
arXivHTMLPDF

Abstract

We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a $\ensuremath{\nu}=\frac{1}{2}$ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of $bF$ theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.

DOI
10.1103/physrevb.87.045107

Related papers

String-net models in condensed matter systems

Curt W. von Keyserlingk

We study a class of three dimensional exactly solvable models of topological matter first put forward by Walker and Wang. While these are not models of interacting bosons or fermions, they may well capture the topological behaviour of some strongly correlated systems. In this work we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a υ=1/2 bosonic fractional quantum Hall effect in its topological limit. Our special example of the 3D semion model captures much of the behaviour of more general `confined Walker-Wang models'. We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk. We discuss how more general Walker-Wang models can have a combination of fermionic or bosonic deconfined excitations in the bulk, and excitations which are deconfined on the surface but confined in the bulk. Having classified the spectra and surface properties of a number of these models, we construct a topological field theory which describes a subset of them exactly. Moreover, we argue that some Walker-Wang models capture the low-energy long-wavelength behaviour of certain gapped phases of axion electrodynamics which, in turn, are believed to be germane to certain condensed matter systems with strong spin-orbit coupling.

•Jan 1, 2014•0 citations

Phase transitions in three-dimensional topological lattice models with surface anyons

F. J. Burnell, Curt W. von Keyserlingk, Steven H. Simon

We study the phase diagrams of a family of three-dimensional Walker-Wang--type lattice models, which are not topologically ordered but have deconfined anyonic excitations confined to their surfaces. We add a perturbation (analogous to that which drives the confining transition in ${\mathbb{Z}}_{p}$ lattice gauge theories) to the Walker-Wang Hamiltonians, driving a transition in which all or some of the variables associated with the loop-gas or string-net ground states of these models become confined. We show that in many cases the location and nature of the phase transitions involved is exactly that of a generalized ${\mathbb{Z}}_{p}$ lattice gauge theory, and use this to deduce the basic structure of the phase diagram. We further show that the relationship between the phases on opposite sides of the transition is fundamentally different than in conventional gauge theories: in the Walker-Wang case, the number of species of excitations that are deconfined in the bulk can increase across a transition that confines only some of the species of loops or string nets. The analog of the confining transition in the Walker-Wang models can therefore lead to bulk deconfinement and topological order.

arXiv:1303.0851•Physical Review B•Dec 18, 2013•19 citations

Composite particle theory of three-dimensional gapped fermionic phases: Fractional topological insulators and charge-loop excitation symmetry

Peng Ye, Taylor L. Hughes, Joseph Maciejko +1 more

Topological phases of matter are usually realized in deconfined phases of gauge theories. In this context, confined phases with strongly fluctuating gauge fields seem to be irrelevant to the physics of topological phases. For example, the low-energy theory of the two-dimensional (2D) toric code model (i.e., the deconfined phase of ${\mathbb{Z}}_{2}$ gauge theory) is a $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ Chern-Simons theory in which gauge charges (i.e., $e$ and $m$ particles) are deconfined and the gauge fields are gapped, while the confined phase is topologically trivial. In this paper, we point out a route to constructing exotic three-dimensional (3D) gapped fermionic phases in a confining phase of a gauge theory. Starting from a parton construction with strongly fluctuating compact $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ gauge fields, we construct gapped phases of interacting fermions by condensing two linearly independent bosonic composite particles consisting of partons and $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ magnetic monopoles. This can be regarded as a 3D generalization of the 2D Bais-Slingerland condensation mechanism. Charge fractionalization results from a Debye-H\"uckel--type screening cloud formed by the condensed composite particles. Within our general framework, we explore two aspects of symmetry-enriched 3D Abelian topological phases. First, we construct a new fermionic state of matter with time-reversal symmetry and $\mathrm{\ensuremath{\Theta}}\ensuremath{\ne}\ensuremath{\pi}$, the fractional topological insulator. Second, we generalize the notion of anyonic symmetry of 2D Abelian topological phases to the charge-loop excitation symmetry ($\mathsf{Charles}$) of 3D Abelian topological phases. We show that line twist defects, which realize $\mathsf{Charles}$ transformations, exhibit non-Abelian fusion properties.

arXiv:1603.02696•Physical review. B./Physical review. B•Sep 2, 2016•40 citations

Twisted gauge theories in three-dimensional Walker-Wang models

Zitao Wang, Xie Chen

Three-dimensional gauge theories with a discrete gauge group can emerge from spin models as a gapped topological phase with fractional point excitations (gauge charge) and loop excitations (gauge flux). It is known that 3D gauge theories can be ``twisted,'' in the sense that the gauge flux loops can have nontrivial braiding statistics among themselves and such twisted gauge theories are realized in models discovered by Dijkgraaf and Witten. A different framework to systematically construct three-dimensional topological phases was proposed by Walker and Wang and a series of examples have been studied. Can the Walker-Wang construction be used to realize the topological order in twisted gauge theories? This is not immediately clear because the Walker-Wang construction is based on a loop condensation picture while the Dijkgraaf-Witten theory is based on a membrane condensation picture. In this paper, we show that the answer to this question is Yes, by presenting an explicit construction of the Walker-Wang models which realize both the twisted and untwisted gauge theories with gauge group ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$. We identify the topological order of the models by performing modular transformations on the ground-state wave functions and show that the modular matrices exactly match those for the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ gauge theories. By relating the Walker-Wang construction to the Dijkgraaf-Witten construction, our result opens up a way to study twisted gauge theories with fermonic charges, and correspondingly strongly interacting fermionic symmetry protected topological phases and their surface states, through exactly solvable models.

arXiv:1611.09334•Physical review. B./Physical review. B•Mar 24, 2017•79 citations

Exactly soluble model of a three-dimensional symmetry-protected topological phase of bosons with surface topological order

F. J. Burnell, Xie Chen, Lukasz Fidkowski +1 more

We construct an exactly soluble Hamiltonian on the $D=3$ cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion ${\mathbb{Z}}_{2}$ model, a variant of ${\mathbb{Z}}_{2}$ topological order which cannot be realized in a purely $D=2$ system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.

arXiv:1302.7072•Physical Review B•Dec 15, 2014•189 citations

Realizing anomalous anyonic symmetries at the surfaces of three-dimensional gauge theories

Lukasz Fidkowski, Ashvin Vishwanath

The hallmark of a two-dimensional (2d) topologically ordered phase is the existence of deconfined ``anyon'' excitations that have exotic braiding and exchange statistics, different from those of ordinary bosons or fermions. As opposed to conventional Landau-Ginzburg-Wilson phases, which are classified on the basis of the spontaneous breaking of an underlying symmetry, topologically ordered phases, such as those occurring in the fractional quantum Hall effect, are absolutely stable, not requiring any such symmetry. Recently, though, it has been realized that symmetries, which may still be present in such systems, can give rise to a host of new, distinct, many-body phases, all of which share the same underlying topological order. These ``symmetry enriched'' topological (SET) phases are distinguished not on the basis of anyon braiding statistics alone, but also by the symmetry properties of the anyons, such as their fractional charges, or the way that different anyons are permuted by the symmetry. Thus a useful approach to classifying SETs is to determine all possible such symmetry actions on the anyons that are algebraically consistent with the anyon statistics. Remarkably, however, there exist symmetry actions that, despite being algebraically consistent, cannot be realized in any physical system, and hence do not lead to valid 2d SETs. One class of such ``anomalous'' SETs, characterized by certain disallowed symmetry fractionalization patterns, finds a physical interpretation as an allowed surface state of certain three-dimensional (3d) short-range entangled phases, but another, characterized by some seemingly valid but anomalous permutation actions of the symmetry on the anyons and encoded in an ${H}^{3}(G,\mathcal{A})$ group cohomology class, has so far eluded a physical interpretation. In this work, we find a way to physically realize these anomalously permuting SETs at the surfaces of certain 3d long-range entangled phases, expanding our understanding of general anomalous SETs in two dimensions.

arXiv:1511.01502•Physical review. B./Physical review. B•Jul 24, 2017•30 citations
We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a \ensuremathν=12\ensuremath{\nu}=\frac{1}{2}\ensuremathν=21​ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of bFbFbF theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.
We study a class of three dimensional exactly solvable models of topological matter first put forward by Walker and Wang. While these are not models of interacting bosons or fermions, they may well capture the topological behaviour of some strongly correlated systems. In this work we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a υ=1/2 bosonic fractional quantum Hall effect in its topological limit. Our special example of the 3D semion model captures much of the behaviour of more general `confined Walker-Wang models'. We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk. We discuss how more general Walker-Wang models can have a combination of fermionic or bosonic deconfined excitations in the bulk, and excitations which are deconfined on the surface but confined in the bulk. Having classified the spectra and surface properties of a number of these models, we construct a topological field theory which describes a subset of them exactly. Moreover, we argue that some Walker-Wang models capture the low-energy long-wavelength behaviour of certain gapped phases of axion electrodynamics which, in turn, are believed to be germane to certain condensed matter systems with strong spin-orbit coupling.
We study the phase diagrams of a family of three-dimensional Walker-Wang--type lattice models, which are not topologically ordered but have deconfined anyonic excitations confined to their surfaces. We add a perturbation (analogous to that which drives the confining transition in Zp{\mathbb{Z}}_{p}Zp​ lattice gauge theories) to the Walker-Wang Hamiltonians, driving a transition in which all or some of the variables associated with the loop-gas or string-net ground states of these models become confined. We show that in many cases the location and nature of the phase transitions involved is exactly that of a generalized Zp{\mathbb{Z}}_{p}Zp​ lattice gauge theory, and use this to deduce the basic structure of the phase diagram. We further show that the relationship between the phases on opposite sides of the transition is fundamentally different than in conventional gauge theories: in the Walker-Wang case, the number of species of excitations that are deconfined in the bulk can increase across a transition that confines only some of the species of loops or string nets. The analog of the confining transition in the Walker-Wang models can therefore lead to bulk deconfinement and topological order.
Topological phases of matter are usually realized in deconfined phases of gauge theories. In this context, confined phases with strongly fluctuating gauge fields seem to be irrelevant to the physics of topological phases. For example, the low-energy theory of the two-dimensional (2D) toric code model (i.e., the deconfined phase of Z2{\mathbb{Z}}_{2}Z2​ gauge theory) is a $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ Chern-Simons theory in which gauge charges (i.e., eee and mmm particles) are deconfined and the gauge fields are gapped, while the confined phase is topologically trivial. In this paper, we point out a route to constructing exotic three-dimensional (3D) gapped fermionic phases in a confining phase of a gauge theory. Starting from a parton construction with strongly fluctuating compact $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ gauge fields, we construct gapped phases of interacting fermions by condensing two linearly independent bosonic composite particles consisting of partons and $\text{U}(1)\ifmmode\times\else\texttimes\fi{}\text{U}(1)$ magnetic monopoles. This can be regarded as a 3D generalization of the 2D Bais-Slingerland condensation mechanism. Charge fractionalization results from a Debye-H\"uckel--type screening cloud formed by the condensed composite particles. Within our general framework, we explore two aspects of symmetry-enriched 3D Abelian topological phases. First, we construct a new fermionic state of matter with time-reversal symmetry and $\mathrm{\ensuremath{\Theta}}\ensuremath{\ne}\ensuremath{\pi}$, the fractional topological insulator. Second, we generalize the notion of anyonic symmetry of 2D Abelian topological phases to the charge-loop excitation symmetry (Charles\mathsf{Charles}Charles) of 3D Abelian topological phases. We show that line twist defects, which realize Charles\mathsf{Charles}Charles transformations, exhibit non-Abelian fusion properties.
Three-dimensional gauge theories with a discrete gauge group can emerge from spin models as a gapped topological phase with fractional point excitations (gauge charge) and loop excitations (gauge flux). It is known that 3D gauge theories can be ``twisted,'' in the sense that the gauge flux loops can have nontrivial braiding statistics among themselves and such twisted gauge theories are realized in models discovered by Dijkgraaf and Witten. A different framework to systematically construct three-dimensional topological phases was proposed by Walker and Wang and a series of examples have been studied. Can the Walker-Wang construction be used to realize the topological order in twisted gauge theories? This is not immediately clear because the Walker-Wang construction is based on a loop condensation picture while the Dijkgraaf-Witten theory is based on a membrane condensation picture. In this paper, we show that the answer to this question is Yes, by presenting an explicit construction of the Walker-Wang models which realize both the twisted and untwisted gauge theories with gauge group ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$. We identify the topological order of the models by performing modular transformations on the ground-state wave functions and show that the modular matrices exactly match those for the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ gauge theories. By relating the Walker-Wang construction to the Dijkgraaf-Witten construction, our result opens up a way to study twisted gauge theories with fermonic charges, and correspondingly strongly interacting fermionic symmetry protected topological phases and their surface states, through exactly solvable models.
We construct an exactly soluble Hamiltonian on the D=3D=3D=3 cubic lattice, whose ground state is a topological phase of bosons protected by time-reversal symmetry, i.e., a symmetry-protected topological (SPT) phase. In this model, excitations with anyonic statistics are shown to exist at the surface but not in the bulk. The statistics of these surface anyons is explicitly computed and shown to be identical to the three-fermion Z2{\mathbb{Z}}_{2}Z2​ model, a variant of Z2{\mathbb{Z}}_{2}Z2​ topological order which cannot be realized in a purely D=2D=2D=2 system with time-reversal symmetry. Thus the model realizes a novel surface termination for three-dimensional (3D) SPT phases, that of a fully symmetric gapped surface with topological order. The 3D phase found here was previously proposed from a field theoretic analysis but is outside the group cohomology classification that appears to capture all SPT phases in lower dimensions. Such phases may potentially be realized in spin-orbit-coupled magnetic insulators, which evade magnetic ordering. Our construction utilizes the Walker-Wang prescription to create a 3D confined phase with surface anyons, which can be extended to other topological phases.
The hallmark of a two-dimensional (2d) topologically ordered phase is the existence of deconfined ``anyon'' excitations that have exotic braiding and exchange statistics, different from those of ordinary bosons or fermions. As opposed to conventional Landau-Ginzburg-Wilson phases, which are classified on the basis of the spontaneous breaking of an underlying symmetry, topologically ordered phases, such as those occurring in the fractional quantum Hall effect, are absolutely stable, not requiring any such symmetry. Recently, though, it has been realized that symmetries, which may still be present in such systems, can give rise to a host of new, distinct, many-body phases, all of which share the same underlying topological order. These ``symmetry enriched'' topological (SET) phases are distinguished not on the basis of anyon braiding statistics alone, but also by the symmetry properties of the anyons, such as their fractional charges, or the way that different anyons are permuted by the symmetry. Thus a useful approach to classifying SETs is to determine all possible such symmetry actions on the anyons that are algebraically consistent with the anyon statistics. Remarkably, however, there exist symmetry actions that, despite being algebraically consistent, cannot be realized in any physical system, and hence do not lead to valid 2d SETs. One class of such ``anomalous'' SETs, characterized by certain disallowed symmetry fractionalization patterns, finds a physical interpretation as an allowed surface state of certain three-dimensional (3d) short-range entangled phases, but another, characterized by some seemingly valid but anomalous permutation actions of the symmetry on the anyons and encoded in an H3(G,A){H}^{3}(G,\mathcal{A})H3(G,A) group cohomology class, has so far eluded a physical interpretation. In this work, we find a way to physically realize these anomalously permuting SETs at the surfaces of certain 3d long-range entangled phases, expanding our understanding of general anomalous SETs in two dimensions.