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arXiv:1303.0851 · Physical Review B

Phase transitions in three-dimensional topological lattice models with surface anyons

F. J. Burnell, Curt W. von Keyserlingk, Steven H. Simon

Published Dec 18, 2013• 19 citations
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Abstract

We study the phase diagrams of a family of three-dimensional Walker-Wang--type lattice models, which are not topologically ordered but have deconfined anyonic excitations confined to their surfaces. We add a perturbation (analogous to that which drives the confining transition in ${\mathbb{Z}}_{p}$ lattice gauge theories) to the Walker-Wang Hamiltonians, driving a transition in which all or some of the variables associated with the loop-gas or string-net ground states of these models become confined. We show that in many cases the location and nature of the phase transitions involved is exactly that of a generalized ${\mathbb{Z}}_{p}$ lattice gauge theory, and use this to deduce the basic structure of the phase diagram. We further show that the relationship between the phases on opposite sides of the transition is fundamentally different than in conventional gauge theories: in the Walker-Wang case, the number of species of excitations that are deconfined in the bulk can increase across a transition that confines only some of the species of loops or string nets. The analog of the confining transition in the Walker-Wang models can therefore lead to bulk deconfinement and topological order.

DOI
10.1103/physrevb.88.235120

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We study the phase diagrams of a family of three-dimensional Walker-Wang--type lattice models, which are not topologically ordered but have deconfined anyonic excitations confined to their surfaces. We add a perturbation (analogous to that which drives the confining transition in Zp{\mathbb{Z}}_{p}Zp​ lattice gauge theories) to the Walker-Wang Hamiltonians, driving a transition in which all or some of the variables associated with the loop-gas or string-net ground states of these models become confined. We show that in many cases the location and nature of the phase transitions involved is exactly that of a generalized Zp{\mathbb{Z}}_{p}Zp​ lattice gauge theory, and use this to deduce the basic structure of the phase diagram. We further show that the relationship between the phases on opposite sides of the transition is fundamentally different than in conventional gauge theories: in the Walker-Wang case, the number of species of excitations that are deconfined in the bulk can increase across a transition that confines only some of the species of loops or string nets. The analog of the confining transition in the Walker-Wang models can therefore lead to bulk deconfinement and topological order.
We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a $\ensuremath{\nu}=\frac{1}{2}$ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of bFbFbF theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.
We study a class of three dimensional exactly solvable models of topological matter first put forward by Walker and Wang. While these are not models of interacting bosons or fermions, they may well capture the topological behaviour of some strongly correlated systems. In this work we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a υ=1/2 bosonic fractional quantum Hall effect in its topological limit. Our special example of the 3D semion model captures much of the behaviour of more general `confined Walker-Wang models'. We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk. We discuss how more general Walker-Wang models can have a combination of fermionic or bosonic deconfined excitations in the bulk, and excitations which are deconfined on the surface but confined in the bulk. Having classified the spectra and surface properties of a number of these models, we construct a topological field theory which describes a subset of them exactly. Moreover, we argue that some Walker-Wang models capture the low-energy long-wavelength behaviour of certain gapped phases of axion electrodynamics which, in turn, are believed to be germane to certain condensed matter systems with strong spin-orbit coupling.
Three-dimensional gauge theories with a discrete gauge group can emerge from spin models as a gapped topological phase with fractional point excitations (gauge charge) and loop excitations (gauge flux). It is known that 3D gauge theories can be ``twisted,'' in the sense that the gauge flux loops can have nontrivial braiding statistics among themselves and such twisted gauge theories are realized in models discovered by Dijkgraaf and Witten. A different framework to systematically construct three-dimensional topological phases was proposed by Walker and Wang and a series of examples have been studied. Can the Walker-Wang construction be used to realize the topological order in twisted gauge theories? This is not immediately clear because the Walker-Wang construction is based on a loop condensation picture while the Dijkgraaf-Witten theory is based on a membrane condensation picture. In this paper, we show that the answer to this question is Yes, by presenting an explicit construction of the Walker-Wang models which realize both the twisted and untwisted gauge theories with gauge group ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$. We identify the topological order of the models by performing modular transformations on the ground-state wave functions and show that the modular matrices exactly match those for the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ gauge theories. By relating the Walker-Wang construction to the Dijkgraaf-Witten construction, our result opens up a way to study twisted gauge theories with fermonic charges, and correspondingly strongly interacting fermionic symmetry protected topological phases and their surface states, through exactly solvable models.
Topological order is a new paradigm for quantum phases of matter developed to explain phase transitions which do not fit the symmetry breaking scheme for classifying phases of matter. They are characterized by patterns of entanglement that lead to topologically depended ground state degeneracy and anyonic excitations. One common approach for studying such phases in two-dimensional systems is through exactly solvable lattice Hamiltonian models such as quantum double models and String-Net models. The former can be understood as the Hamiltonian formulation of lattice gauge theories and, as such, it is defined by a finite gauge group. However, not much is known about topological phases in tridimensional systems. Motivated by this we develop a new class of three-dimensional exactly solvable models which go beyond quantum double models by using finite crossed modules instead of gauge groups. This approach relies on a lattice implementation of 2-gauge theory to obtain models with a richer topological structure. We construct the Hamiltonian model explicitly and provide a rigorous proof that the ground state degeneracy is a topological invariant and that the ground states can only be characterized with nonlocal order parameters.
We connect a family of gauge theories (Maxwell theories with a magnetoelectric coupling $\ensuremath{\theta}=2\ensuremath{\pi}k,k\ensuremath{\in}\mathbb{Z}$) to the family of 3D topological lattice models introduced by Walker and Wang. In particular, we show that the lattice Hamiltonians capture a certain strong-coupling limit of these gauge theories, in which the system enters a gapped (confined) phase. We discuss the relationship between the topological order exhibited by certain of these lattice Hamiltonians and the characteristic electromagnetic response of the symmetry-protected bosonic topological insulator.
Topologically ordered matter phases have been regarded as beyond the Landau-Ginzburg symmetry breaking paradigm of matter phases. Recent studies of anyon condensation in topological phases, however, may fit topological phases back in the Landau-Ginzburg paradigm. To truly do so, we realized that the string-net model of topological phases is in fact an effective lattice gauge theory coupled with anyonic matter once two modifications are made: (1) We reinterpret anyons as matter fields coupled to lattice gauge fields, thus extending the HGW model to a genuine Hamiltonian lattice gauge theory. (2) By explicitly incorporating the internal degrees of freedom of anyons, we construct an enlarged Hilbert space that supports well-defined gauge transformations and covariant coupling, restoring the analogy with conventional lattice gauge field theory. In this modified string-net model, topological phase transitions induced by anyon condensation and their consequent phenomena, such as order parameter fields, coherent states, Goldstone modes, and gapping gauge degrees of freedom, can be formulated exactly as Landau's effective theory of the Higgs mechanism. To facilitate the understanding, we also compare anyon condensation to/with the Higgs boson condensation in the electroweak theory and the Cooper pair condensation.