In this paper, we investigate in general how thermodynamic quantities such as the polarization, magnetization, and the magnetoelectric tensor are affected by the boundaries. We show that when the calculation with periodic boundary conditions does not involve a Berry's phase, the quantity in question is determined unambiguously by the bulk, even in the presence of gapless surface states. When the calculation involves a Berry's phase, the bulk can only determine the quantity up to some quantized value, given that (i) there are no gapless surface states, (ii) the surfaces do not break the symmetries preserved by the bulk, and (iii) the system is kept at charge neutrality. If any of the above conditions is violated, the quantity is then determined entirely by the details at the boundary. Due to the strong dependence on the boundary, this kind of thermodynamic quantity, such as the isotropic magnetoelectric coefficient, cannot be measured in the bulk without careful control at the boundary. One thus cannot distinguish between a topological insulator and a trivial insulator in three dimensions by any local measurement in the bulk.
In this paper, we investigate in general how thermodynamic quantities such as the polarization, magnetization, and the magnetoelectric tensor are affected by the boundaries. We show that when the calculation with periodic boundary conditions does not involve a Berry's phase, the quantity in question is determined unambiguously by the bulk, even in the presence of gapless surface states. When the calculation involves a Berry's phase, the bulk can only determine the quantity up to some quantized value, given that (i) there are no gapless surface states, (ii) the surfaces do not break the symmetries preserved by the bulk, and (iii) the system is kept at charge neutrality. If any of the above conditions is violated, the quantity is then determined entirely by the details at the boundary. Due to the strong dependence on the boundary, this kind of thermodynamic quantity, such as the isotropic magnetoelectric coefficient, cannot be measured in the bulk without careful control at the boundary. One thus cannot distinguish between a topological insulator and a trivial insulator in three dimensions by any local measurement in the bulk.
Topological order provides a new paradigm to view phases of matter. Unlike conventional symmetry breaking order, these states are not distinguished by different patterns of symmetry breaking, instead by their intricate mathematical structure, topology. By the bulk-boundary correspondence, the nontrivial topology of the bulk results in robust gapless excitations on symmetry preserving surfaces. We utilize both of these views to study topological phases together with the analysis of their quantized physical responses to perturbations.First we study the edge excitations of strongly interacting abelian fractional quantum Hall liquids on an infinite strip geometry. We use the infinite density matrix renormalization group method to numerically measure edge exponents in model systems, including subleading orders. Using analytic methods we derive a generalized Luttinger's theorem that relates momenta of edge excitations.Next we consider topological crystalline insulators protected by space group symmetry. After reviewing the general formalism, we present results about the quantization of the magnetoelectric response protected by orientation-reversing space group symmetries. We construct and analyze insulating and superconducting tight-binding models with glide symmetry in three dimensions to illustrate the general result. Following this, we derive constraints on weak indices of three dimensional topological insulators imposed by space group symmetries. We focus on spin-orbit coupled insulators with and without time reversal invariance and consider both symmorphic and nonsymmorphic symmetries.Finally, we calculate the response of metals and generalize the notion of the magnetoelectric effect to noninteracting gapless systems. We use semiclassical dynamics to study the magnetopiezoelectric effect, the current response to elastic strain in static external magnetic fields.
We develop a nonperturbative approach to the bulk polarization of crystalline electric insulators in d 1 dimensions.Formally, we define polarization via the response to background fluxes of both charge and lattice translation symmetries.In this approach, the bulk polarization is related to properties of magnetic monopoles under translation symmetries.Specifically, in 2D, the monopole is a source of 2π flux, and the polarization is determined by the crystal momentum of the 2π flux.In 3D, the polarization is determined by the projective representation of translation symmetries on Dirac monopoles.Our approach also leads to a concrete scheme to calculate polarization in 2D, which in principle can be applied even to strongly interacting systems.For open boundary conditions, the bulk polarization leads to an altered boundary Luttinger theorem (constraining the Fermi surface of surface states) and also to modified Lieb-Schultz-Mattis theorems on the boundary, which we derive.
For a long time, it was believed that the Ginzburg-Landau formalism was able to classify all different types of phase transitions. This view changed with the discovery of the quantum Hall effect and topological insulators. Topological insulators (superconductors) are materials that host symmetry-protected metallic edge states in an insulating (superconducting) bulk. Although topological insulators are well understood by now, a thermodynamic description of their behavior remained elusive, firstly because the edges are lost in the thermodynamic limit, when the system size goes to infinity, and secondly because topological quantum field theories involve non-local order parameters, and hence cannot be captured by the conventional Ginzburg-Landau formalism. Recently, this challenge has been overcome: by using Hill thermodynamics to describe the paradigmatic Bernevig-Hughes-Zhang model in two dimensions, it has been shown that at the topological phase change the thermodynamic potential does not scale extensively due to the boundary effects.\n\nHere, we extend this thermodynamic approach firstly to the Kitaev chain in one-dimension and then to different topological models in various dimensions (the Su-Schrieffer-Heeger model in one dimension, the Kane-Mele model in two dimensions and the Bernevig-Hughes-Zhang model in three dimensions) at zero temperature. Surprisingly, we find that all these models exhibit the same universal behavior in the order of the topological-phase transition, which depends on the dimensionality of the system. Next, we use this thermodynamic approach to describe topological phases at finite-temperatures. We calculate the entropy and heat capacity for the Kitaev chain and verify its behavior in comparison with conformal field theory. Furthermore, we extend the topological phase transition to finite-temperatures, by numerically deriving the topological phase diagram for the bulk of the system, and show that it displays a good agreement with the one calculated analytically from the Uhlmann phase. Finally, we calculate measurable quantities such as the density of states and the heat capacity for different topological insulators. Our work reveals unexpected universalities and opens the path to a thermodynamic description of systems with a non-local order parameter, provided that nonlinear terms are appropriately taken into account for the thermodynamic extensive variables.
Symmetry-protected topological (SPT) phases are gapped phases of matter that cannot be deformed to a trivial phase without breaking the symmetry or closing the bulk gap.Here we introduce a notion of a topological obstruction that is not captured by bulk energy gap closings in periodic boundary conditions.More specifically, given a symmetric boundary termination we say two bulk Hamiltonians belong to distinct boundary obstructed topological phases (BOTPs) if they can be deformed to each other on a system with periodic boundaries, but cannot be deformed to each other in the open system without closing the gap at at least one high-symmetry surface.BOTPs are not topological phases of matter in the standard sense since they are adiabatically deformable to each other on a torus, but, similar to SPTs, they are associated with boundary signatures in open systems such as surface states or fractional corner charges.In contrast to SPTs, these boundary signatures are not anomalous and can be removed by symmetrically adding lower-dimensional SPTs on the boundary, but they are stable as long as the spectral gap at high-symmetry edges/surfaces remains open.We show that the double-mirror quadrupole model of [W. A. Benalcazar, B. A. Bernevig, and T. L. Hughes, Science 357, 61 (2017)] is a prototypical example of such phases, and present a detailed analysis of several aspects of boundary obstructions in this model.In addition, we introduce several three-dimensional models having boundary obstructions, which are characterized either by surface states or fractional corner charges.Furthermore, we provide a complete characterization of boundary obstructed phases in terms of symmetry representations.Namely, two distinct BOTP phases correspond to equivalent band representations in the periodic system which become inequivalent upon restricting the symmetry group to that of the open system.This is used to shown that for a given open boundary, there is only one class of BOTPs which corresponds to a local representation of the symmetry of the open system and thus can be designated as the trivial phase.All other BOTP classes do not correspond to local representation of the open system and as a result necessarily exhibit a filling anomaly or gapless surface states.
Topological insulators (superconductors) are materials that host symmetry-protected metallic edge states in an insulating (superconducting) bulk. Although they are well understood, a thermodynamic description of these materials remained elusive, firstly because the edges yield a non-extensive contribution to the thermodynamic potential, and secondly because topological field theories involve non-local order parameters, and cannot be captured by the Ginzburg-Landau formalism. Recently, this challenge has been overcome: by using Hill thermodynamics to describe the Bernevig-Hughes-Zhang model in two dimensions, it was shown that at the topological phase transition the thermodynamic potential does not scale extensively due to boundary effects. Here, we extend this approach to different topological models in various dimensions (the Kitaev chain and Su-Schrieffer-Heeger model in one dimension, the Kane-Mele model in two dimensions and the Bernevig-Hughes-Zhang model in three dimensions) at zero temperature. Surprisingly, all models exhibit the same universal behavior in the order of the topological-phase transition, depending on the dimension. Moreover, we derive the topological phase diagram at finite temperature using this thermodynamic description, and show that it displays a good agreement with the one calculated from the Uhlmann phase. Our work reveals unexpected universalities and opens the path to a thermodynamic description of systems with a non-local order parameter.
A central tenant in the classification of phases is that boundary conditions cannot affect the bulk properties of a system. In this work, we show striking, yet puzzling, evidence of a clear violation of this assumption. We use the prototypical example of an XYZ chain with no external field in a ring geometry with an odd number of sites and both ferromagnetic and antiferromagnetic interactions. In such a setting, even at finite sizes, we are able to calculate directly the spontaneous magnetizations that are traditionally used as order parameters to characterize the system's phases. When ferromagnetic interactions dominate, we recover magnetizations that in the thermodynamic limit lose any knowledge about the boundary conditions and are in complete agreement with standard expectations. On the contrary, when the system is governed by antiferromagnetic interactions, the magnetizations decay algebraically to zero with the system size and are not staggered, despite the AFM coupling. We term this behavior ferromagnetic mesoscopic magnetization. Hence, in the antiferromagnetic regime, our results show an unexpected dependence of a local, one-- spin expectation values on the boundary conditions, which is in contrast with predictions from the general theory.