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arXiv:1203.1124 · Europhysics Letters (EPL)

Interaction-induced topological phase transition in the Bernevig-Hughes-Zhang model

Lei Wang, Xi Dai, X. C. Xie

Published May 30, 2012• 41 citations
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Abstract

We study interaction-induced topological phase transition in Bernevig-Hughes-Zhang model. The topological nature of the phase transition is revealed by directly calculating the Z 2 index of the interacting system from the single-particle Green's function. The interacting Z 2 index is also consistently checked through the edge spectra. Combined with ab initio methods, the present approach is a useful tool for searching for correlated topological insulating materials from the first-principle point of view.

DOI
10.1209/0295-5075/98/57001

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We study interaction-induced topological phase transition in Bernevig-Hughes-Zhang model. The topological nature of the phase transition is revealed by directly calculating the Z 2 index of the interacting system from the single-particle Green's function. The interacting Z 2 index is also consistently checked through the edge spectra. Combined with ab initio methods, the present approach is a useful tool for searching for correlated topological insulating materials from the first-principle point of view.
We investigate the effects of electronic correlations on the Bernevig-Hughes-Zhang model using the real-space density matrix renormalization group (DMRG) algorithm. We introduce a method to probe topological phase transitions in systems with strong correlations using DMRG, substantiated by an unsupervised machine learning methodology that analyzes the orbital structure of the real-space edges. Including the full multi-orbital Hubbard interaction term, we construct a phase diagram as a function of a gap parameter (mmm) and the Hubbard interaction strength (UUU) via exact DMRG simulations on $N\ifmmode\times\else\texttimes\fi{}4$ cylinders. Our analysis confirms that the topological phase persists in the presence of interactions, consistent with previous studies, but it also reveals an intriguing phase transition from a paramagnetic to a stripey antiferromagnetic topological insulator. The combination of the magnetic structure factor, strength of magnetic moments, and the orbitally resolved density, provides real-space information on both topology and magnetism in a strongly correlated system.
By means of exact diagonalizations, the Bernevig-Hughes-Zhang model at quarter-filling in the limit of strong Hubbard on-site repulsion is investigated. We find that the noninteracting metallic state will be turned into a Chern insulator with saturated magnetization under strong correlations. That is, at such a metal-insulator transition, both the topological and the magnetic properties of the system are changed due to spontaneous breaking of time-reversal symmetry in the ground states. According to our findings, this topological phase transition seems to be of first order. Our results illustrate the interesting physics in topological Mott transitions and provide guidance to the search of more interaction-induced topological phases in similar systems.
Topological insulators (superconductors) are materials that host symmetry-protected metallic edge states in an insulating (superconducting) bulk. Although they are well understood, a thermodynamic description of these materials remained elusive, firstly because the edges yield a non-extensive contribution to the thermodynamic potential, and secondly because topological field theories involve non-local order parameters, and cannot be captured by the Ginzburg-Landau formalism. Recently, this challenge has been overcome: by using Hill thermodynamics to describe the Bernevig-Hughes-Zhang model in two dimensions, it was shown that at the topological phase transition the thermodynamic potential does not scale extensively due to boundary effects. Here, we extend this approach to different topological models in various dimensions (the Kitaev chain and Su-Schrieffer-Heeger model in one dimension, the Kane-Mele model in two dimensions and the Bernevig-Hughes-Zhang model in three dimensions) at zero temperature. Surprisingly, all models exhibit the same universal behavior in the order of the topological-phase transition, depending on the dimension. Moreover, we derive the topological phase diagram at finite temperature using this thermodynamic description, and show that it displays a good agreement with the one calculated from the Uhlmann phase. Our work reveals unexpected universalities and opens the path to a thermodynamic description of systems with a non-local order parameter.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
We study a generalized Kane-Mele-Hubbard model with third-neighbor hopping, an interacting two-dimensional model with a topological phase transition as a function of third-neighbor hopping, by means of the determinant projector quantum Monte Carlo method. This technique is essentially numerically exact on models without a fermion sign problem, such as the one we consider. We determine the interaction dependence of the Z2{Z}_{2}Z2​ topological insulator/trivial insulator phase boundary by calculating the Z2{Z}_{2}Z2​ invariants directly from the single-particle Green's function. The interactions push the phase boundary to larger values of third-neighbor hopping, thus, stabilizing the topological phase. The observation of boundary shifting entirely stems from quantum fluctuations. We also identify qualitative features of the single-particle Green's function which are computationally useful in numerical searches for topological phase transitions without the need to compute the full topological invariant.