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arXiv:1112.1557

Quantum cooling by unitary transformations

Winny O’Kelly de Galway, Jan Naudts

Published Dec 7, 2011• 1 citation
arXivHTMLPDF

Abstract

We study the unitary time evolution of a simple quantum Hamiltonian describing a heat engine coupled to two heat baths. The engine is modeled as a three-level system. Each heat bath consists of a single harmonic oscillator. The engine is operated via time-dependent external fields. The S-matrix of the thermodynamic cycle is obtained in analytic form. We conjecture that the spectrum of this S-matrix contains a continuous part, and that this is a requirement for the operation as a heat engine. Energy currents flow in both directions through the engine. The balance of these currents determines whether the engine performs work or whether its operation requires the application of external forces.

DOI
10.48550/arxiv.1112.1557

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We study the unitary time evolution of a simple quantum Hamiltonian describing a heat engine coupled to two heat baths. The engine is modeled as a three-level system. Each heat bath consists of a single harmonic oscillator. The engine is operated via time-dependent external fields. The S-matrix of the thermodynamic cycle is obtained in analytic form. We conjecture that the spectrum of this S-matrix contains a continuous part, and that this is a requirement for the operation as a heat engine. Energy currents flow in both directions through the engine. The balance of these currents determines whether the engine performs work or whether its operation requires the application of external forces.
We study the unitary time evolution of a simple quantum Hamiltonian describing two harmonic oscillators coupled via a three-level system. The latter acts as an engine transferring energy from one oscillator to the other and is driven in a cyclic manner by time-dependent external fields. The S-matrix (scattering matrix) of the cycle is obtained in analytic form. The total number of quanta contained in the system is a conserved quantity. As a consequence, the spectrum of the S-matrix is purely discrete, and the evolution of the system is quasi-periodic. The explicit knowledge of the S-matrix makes it possible to do accurate numerical evaluations of the time-dependent wave function. They confirm the quasi-periodic behavior. In particular, the energy flows back and forth between the two oscillators in a quasi-periodic manner.
Quantum thermodynamics supplies a consistent description of quantum heat engines and refrigerators up to a single few-level system coupled to the environment. Once the environment is split into three (a hot, cold, and work reservoir), a heat engine can operate. The device converts the positive gain into power, with the gain obtained from population inversion between the components of the device. Reversing the operation transforms the device into a quantum refrigerator. The quantum tricycle, a device connected by three external leads to three heat reservoirs, is used as a template for engines and refrigerators. The equation of motion for the heat currents and power can be derived from first principles. Only a global description of the coupling of the device to the reservoirs is consistent with the first and second laws of thermodynamics. Optimization of the devices leads to a balanced set of parameters in which the couplings to the three reservoirs are of the same order and the external driving field is in resonance. When analyzing refrigerators, one needs to devote special attention to a dynamical version of the third law of thermodynamics. Bounds on the rate of cooling when Tc→0 are obtained by optimizing the cooling current. All refrigerators as Tc→0 show universal behavior. The dynamical version of the third law imposes restrictions on the scaling as Tc→0 of the relaxation rate γc and heat capacity cV of the cold bath.
The manifestations of the three laws of thermodynamics are explored in a model of an irreversible quantum heat engine. The engine is composed of a three-level system simultaneously coupled to hot and cold heat baths, and driven by an oscillating external field. General quantum heat baths are considered, which are weakly coupled to the three-level system. The work reservoir is modeled by a classical electro-magnetic field of arbitrary intensity, which is driving the three-level system. The first law of thermodynamics is related to the rate of change of energy obtained from the quantum master equation in the Heisenberg picture. The fluxes of the thermodynamic heat and work are then directly related to the expectation values of quantum observables. An analysis of the standard quantum master equation for the amplifier, first introduced by Lamb, is shown to be thermodynamically inconsistent when strong driving fields are used. A generalized master equation is rigorously derived, starting from the underlying quantum dynamics, which includes relaxation terms that explicitly depend upon the field. For weak fields the generalized master equation reduces to the standard equation. In very intense fields the amplifier splits into two heat engines. One engine accelerates as the field intensifies, while the other slows down and eventually switches direction to become a heat pump. The relative weight of the slower engine increases with the field intensity, leading to a maximum in power as a function of the field intensity. The amplifier is shown to go through four ‘‘phases’’ as the driving field is intensified, throughout all of which the second law of thermodynamics is generally satisfied. One phase corresponds to a ‘‘refrigeration window’’ which allows for the extraction of heat out of a cold bath of temperatures down to the absolute zero. This window disappears at absolute zero, which is conjectured to be a dynamical manifestation of the third law of thermodynamics.
We present a detailed thermodynamic analysis of a three-level quantum heat engine coupled continuously to hot and cold reservoirs. The system is driven by an oscillating external field and is described by the Markovian quantum master equation. We use the general form of the dissipator which is consistent with thermodynamics. We calculate the heat, power, and efficiency of the system for the heat-engine operating regime and also examine the thermodynamic uncertainty relation. The efficiency of the system is strongly dependent on the structure of the dissipator, and the correlations between different levels can be an obstacle for ideal operation. In quantum systems, the heat flux is decomposed into the population and coherent parts. The coherent part is specific to quantum systems, and in contrast to the population part, it cannot be expressed by a simple series expansion in the linear-response regime. We discuss how the interplay between the population and coherent parts affects the performance of the heat engine.
In a quantum Stirling heat engine, the heat exchanged with two thermal baths is partly utilized for performing work by redistributing the energy levels of the working substance. We analyze the thermodynamics of a quantum Stirling engine operating in finite time. We develop a model in which a time-dependent potential barrier changes the energy-level structure of the working substance. The process takes place under a constant interaction with the thermal bath. We further show that in the limit of slow operation of the cycle and low temperature, the efficiency of such an engine approaches Carnot efficiency. We also show that the maximum output power, for the strokes that affect the energy levels, is obtained at an intermediate operating speed, demonstrating the importance of a finite-time analysis.
The finite-rate performance of a quantum heat engine, constructed from a three-level amplifier, is analyzed. Consistent definitions of thermodynamical quantities in terms of quantum observables are postulated. The performance is analyzed in steady state, where the operation of the amplifier only influences the surroundings. Quantum master equations describe the irreversible dynamics induced by the coupling of the working medium to the reservoirs. It is shown that the standard assumption of field-independent dissipation is inconcistent with thermodynamics. Field-dependent relaxation equations, based upon the semigroup approach, and consistent with thermodynamics, are formulated. These equations are valid if the time scale of the external field is slow compared to that associated with the bath fluctuations. The steady-state values of the thermodynamical quantities are evaluated. The power is found to have maxima as a function of important controls, such as the field amplitude, frequency, and the coupling with the baths. The existence and locations of these maxima differ from those obtained in the standard treatment, where the dissipation is field independent. The irreversible nature of engine operation is due to the finite rate of heat transfer and a genuine ``quantum-friction'' loss term due to dephasing.