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arXiv:1101.0247

Fluctuation induced non-canonical BCS states: a mechanism for pseudogap

Gu, Lei

Published Dec 31, 2010• 0 citations
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Abstract

We pose the question of what effect the statistical fluctuation causes if it induces a non-unitary evolution. We apply this idea to the BCS model and study fluctuation around the mean-field average. We find that, dynamics of the thermalization influences the equilibrium besides the non-unitary evolution, and the resulting equilibrium state is no longer the canonical one. The pseudogap phenomenon can exist in this model.

DOI
10.48550/arxiv.1101.0247

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We pose the question of what effect the statistical fluctuation causes if it induces a non-unitary evolution. We apply this idea to the BCS model and study fluctuation around the mean-field average. We find that, dynamics of the thermalization influences the equilibrium besides the non-unitary evolution, and the resulting equilibrium state is no longer the canonical one. The pseudogap phenomenon can exist in this model.
One of the most prominent problems in high temperature superconductivity is the nature of the pseudogap phase in underdoped regimes; particularly important is the role of phase fluctuations. The Gutzwiller-projected BCS Hamiltonian is a useful model for high temperature superconductivity due to an exact mapping to the Heisenberg model at half filling and generally a very close connection to the t-J model at moderate doping. We develop the dynamical mean field theory for the d-wave BCS Hamiltonian with on-site repulsive interaction, UUU, physically imposing the partial Gutzwiller projection. For results, two pseudogap energy scales are identified: one associated with the bare pairing gap for the singlet formation and the other with the local phase coherence. The real superconducting gap determined from sharp coherence peaks in the density of states shows strong renormalization from the bare value due to UUU.
In this paper, we try to understand the pseudogap phenomenon observed in the cuprate superconductor through a model study. Specifically, we explore the so-called low-temperature pseudogap state by turning off the superconducting (SC) off diagonal long range order in an ansatz state for the t – J model (Weng 2011 New J. Phys. 13 103039 ). Besides strong non-Gaussian SC fluctuations, the resulting state also exhibits a systematic pseudogap behavior in both spin and charge degrees of freedom, manifested in the uniform spin susceptibility, specific heat, non-Drude resistivity, Nernst effect, as well as the quantum oscillation associated with small Fermi pockets emerging in strong magnetic fields, etc. These anomalous 'normal state' properties are found in qualitative consistency with experimental measurements in the cuprates. Such a model study establishes an intrinsic connection between the peculiar pseudogap properties and the non-BCS nature of the SC ground state. A critical comparison with other approaches to the doped Mott insulator is also made.
The canonical ensemble plays a crucial role in statistical mechanics in and out of equilibrium. For example, the standard derivation of the fluctuation theorem relies on the assumption that the initial state of the heat bath is the canonical ensemble. On the other hand, the recent progress in the foundation of statistical mechanics has revealed that a thermal equilibrium state is not necessarily described by the canonical ensemble but can be a quantum pure state or even a single energy eigenstate, as formulated by the eigenstate thermalization hypothesis (ETH). Then a question raised is how these two pictures, the canonical ensemble and a single energy eigenstate as a thermal equilibrium state, are compatible in the fluctuation theorem. In this paper, we theoretically and numerically show that the fluctuation theorem holds in both of the long- and short-time regimes, even when the initial state of the bath is a single energy eigenstate of a many-body system. Our proof of the fluctuation theorem in the long-time regime is based on the ETH, while it was previously shown in the short-time regime on the basis of the Lieb-Robinson bound and the ETH [Phys. Rev. Lett. 119, 100601 (2017)0031-900710.1103/PhysRevLett.119.100601]. The proofs for these time regimes are theoretically independent and complementary, implying the fluctuation theorem in the entire time domain. We also perform a systematic numerical simulation of hard-core bosons by exact diagonalization and verify the fluctuation theorem in both of the time regimes by focusing on the finite-size scaling. Our results contribute to the understanding of the mechanism that the fluctuation theorem emerges from unitary dynamics of quantum many-body systems and can be tested by experiments with, e.g., ultracold atoms.
We investigate strong-coupling corrections to single-particle excitations in the normal state of a spin-polarized unitary Fermi gas. Within the framework of an extended TTT-matrix approximation, we calculate the single-particle density of states, as well as the single-particle spectral weight, to show that the so-called pseudogap phenomenon gradually disappears with increasing magnitude of an effective magnetic field. In the highly spin-polarized regime, the calculated spin polarization as a function of the effective magnetic field agrees well with the recent experiment on a 6{}^{6}6Li Fermi gas. Although this experiment has been considered to be incompatible with the existence of the pseudogap in an unpolarized Fermi gas, our result clarifies that the observed spin polarization in the highly spin-polarized regime and the pseudogap in the unpolarized limit can be explained in a consistent manner when one correctly includes effects of population imbalance on single-particle excitations. Since it is a crucial issue to clarify whether the pseudogap exists or not in the BCS-BEC crossover regime of an ultracold Fermi gas, our results would be useful for the understanding of this strongly interacting fermion system.
We study the phase fluctuations in the normal state of generic two-dimensional superconducting systems with sss-wave pairing. The effect of phase fluctuations of the pairing fields can be dealt with perturbatively using disorder averaging, after we treat the local superconducting order parameter as a static disordered background. It is then confirmed that the phase fluctuations above the two-dimensional Berezinskii-Kosterlitz-Thouless transition lead to a significant broadening of the single-particle spectrum, giving birth to the pseudogap phenomenon. Quantitatively, the broadening of spectral weights near the BCS gap is characterized by the ratio of the superconducting coherence length and the spatial correlation length of the superconducting pairing order parameter. Our results are tested on the fermionic attractive-UUU Hubbard model on the square lattice, using the unbiased determinant quantum Monte Carlo method and stochastic analytic continuation.
The effect of random on-site disorder on s-wave (BCS) superconductors described by a two dimensional negative-U Hubbard model is studied using Bogoliubov-de Gennes (BdG) method. The mean field pairing amplitudes become spatially inhomogeneous at large values of disorder where the system breaks up into superconducting islands with large pairing amplitudes, separated by insulating strips. The amplitude fluctuations are correctly accounted for via BdG calculations, however it misses phase fluctuations which are inherent to low dimensions. The phase fluctuations affect superconducting properties strongly, and the effect is more pronounced in the limit of large disorder. We provide a close estimate of the actual transition temperature, Tcby incorporating phase fluctuations about the inhomogeneous BdG state. This is obtained by relating the jump in renormalized Ds(obtained from a self consistent Harmonic approximation on a phase-only Hamiltonian) at the Kosterlitz-Thouless (KT) transition and the KT transition temperature, TKTobtained from Ds(T) = (2/π)TKTas temperature tends to TKTfrom below. This yields opening of a large region sandwiched between [Formula: see text] (obtained by the vanishing of [Formula: see text]) and TKTwhere there is no phase coherence between the pairs, however amplitude correlations continue to exist, reminiscent of a pseudogap phase in high-Tcsuperconductors which is marked by short ranged preformed pairs without any definite phase relation between them. Further, the appearance of the superconducting islands from a homogeneous phase indicates the evolution of a system consisting of large and overlapping pairs to one that contains short and tightly bound pairs - a scenario termed as BCS-BEC crossover. We have investigated in details the crossover phenomenon as a function of disorder and confirmed it's existence at small values of electron concentration, however, absent at larger densities.