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arXiv:0806.4935 · Physical Review A

Generalization of the Born rule

Bruno Galvan

Published Oct 30, 2008• 7 citations
arXivHTMLPDF

Abstract

An alternative formulation of quantum mechanics is proposed based on a principle that can be considered a generalization of the Born rule. The principle is composed of a mathematical expression and an associated interpretation, and establishes a correlation between the positions of a particle at two different times. Under reasonable conditions for the wave function, this correlation implies that the particles follow quasiclassical trajectories. It is also shown that the Born rule is equivalent to a particular case of the evolved principle. These features allow the principle to provide a unified explanation of the results of the statistical experiments and of the quasiclassical macroscopic evolution. There is a strong analogy between the quantum principle and a probabilistic principle which is necessary to derive empirical predictions from the mathematical formalism of probability theory. This principle is referred to by some authors as Cournot's principle, while other authors use the equivalent notion of typicality. In this paper probability theory and quantum mechanics are formulated in such a way as to explicitly include the two principles and to emphasize the very similar conceptual structure of the two theories.

DOI
10.1103/physreva.78.042113

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An alternative formulation of quantum mechanics is proposed based on a principle that can be considered a generalization of the Born rule. The principle is composed of a mathematical expression and an associated interpretation, and establishes a correlation between the positions of a particle at two different times. Under reasonable conditions for the wave function, this correlation implies that the particles follow quasiclassical trajectories. It is also shown that the Born rule is equivalent to a particular case of the evolved principle. These features allow the principle to provide a unified explanation of the results of the statistical experiments and of the quasiclassical macroscopic evolution. There is a strong analogy between the quantum principle and a probabilistic principle which is necessary to derive empirical predictions from the mathematical formalism of probability theory. This principle is referred to by some authors as Cournot's principle, while other authors use the equivalent notion of typicality. In this paper probability theory and quantum mechanics are formulated in such a way as to explicitly include the two principles and to emphasize the very similar conceptual structure of the two theories.
The possibility to recover the which-way information, for example in the two slit experiment, is based on a natural but implicit assumption about the position of a particle {\it before} a position measurement is performed on it. This assumption cannot be deduced from the standard postulates of quantum mechanics. In the present paper this assumption is made explicit and formally postulated as a new rule, the {\it quantum typicality rule}. This rule correlates the positions of the particles at two different times, thus defining their trajectories. Unexpectedly, this rule is also equivalent to the Born rule with regard to the explanation of the results of statistical experiments. For this reason it can be considered a generalization of the Born rule. The existence of the quantum typicality rule strongly suggests the possibility of a new trajectory-based formulation of quantum mechanics. According to this new formulation, a closed quantum system is represented as a {\it quantum process}, which corresponds to a canonical stochastic process in which the probability measure is replaced by the wave function and the usual frequentist interpretation of probability is replaced by the quantum typicality rule.
The notion of probability plays a crucial role in quantum mechanics. It appears in quantum mechanics as the Born rule. In modern mathematics which describes quantum mechanics, however, probability theory means nothing other than measure theory, and therefore any operational characterization of the notion of probability is still missing in quantum mechanics. In this paper, based on the toolkit of algorithmic randomness, we present a refinement of the Born rule, as an alternative rule to it, for specifying the property of the results of quantum measurements in an operational way. Algorithmic randomness is a field of mathematics which enables us to consider the randomness of an individual infinite sequence. We then present an operational refinement of the Born rule for mixed states, as an alternative rule to it, based on algorithmic randomness. In particular, we give a precise definition for the notion of mixed state. We then show that all of the refined rules of the Born rule for both pure states and mixed states can be derived from a single postulate, called the principle of typicality, in a unified manner. We do this from the point of view of the many-worlds interpretation of quantum mechanics. Finally, we make an application of our framework to the BB84 quantum key distribution protocol in order to demonstrate how properly our framework works in practical problems in quantum mechanics, based on the principle of typicality.
A physical experiment comprises along the time trajectory a start, a time evolution (duration), and an end, which is the measurement. In non relativistic quantum mechanics the start of the experiment is defined by the wave function at time 0 taking into account the starting conditions, the evolution is described by the wave function following the Schrödinger equation and the measurement by the Born rule. While the Schrödinger equation is deterministic, it is the Born rule that makes quantum mechanics statistical with all its consequences. The nature of the Born rule is thereby unknown albeit necessary since it produces the correct ensemble averaged measures of the experiment. Here, it is demonstrated that the origin of the Born rule is the projection from the quantum frame (i.e. wave description) to the classical mechanics frame (i.e. particle description) described by a Ehrenfest theorem-oriented Fourier transformation. The statistical averaging over many measurements is necessary in order to eliminate the unknown initial and end time coordinate of the experiment in reference to the beginning of the universe.
This doctoral thesis in mathematics consists of three articles that explore the probabilistic structure of quantum mechanics and quantization from a novel perspective. The thesis adopts a probabilistic interpretation of quantum mechanics, which views the archetypical quantum experiments of Bell- and double-slit- type as violating the principle of non-contextuality, i.e., the assertion that all events and observables are always representable on one single Kolmogorovian probability space, rather than the principles of realism or locality. This probabilistic interpretation posits that quantum mechanics constitutes a probability theory that adheres to the principle of contextuality, and that quantum events explicitly occur at the level of measurement, rather than the level of that which is measured, as these are traditionally interpreted. The thesis establishes a natural connection between the probabilistic structure of quantum mechanics, specifically Born’s rule, and the frequentist interpretation of probability. The major conceptual step in establishing this connection is to re-identify quantum observables instead as unitary representations of groups, whose irreducible sub-representations correspond to the observable’s different possible outcomes, rather than primarily as self- adjoint operators. Furthermore, the thesis reformulates classical statistical mechanics in the formalism of quantum mechanics, known as the Koopman-von Neumann formulation, to demonstrate that classical statistical mechanics also adheres to the principle of contextuality. This finding is significant because it raises questions about the existence of a hidden-variable model of classical statistical mechanics of the kind as examined in Bell’s theorem, where this presumed hidden-variable model traditionally has been seen as that which distinguishes "classical" from "quantum" probability.A novel reformulation of quantization is proposed considering it rather in terms of the representation theory of Hamiltonian flows and their associated inherent symmetry group of symplectomorphisms. Contrary to the traditional view of quantization, this formulation can be regarded as compatible with the probabilistic interpretation of quantum mechanics and offers a new perspective on the quantization of gravity.
In order to make the quantum mechanics a closed theory one has to derive the Born rule from the first principles, like the Schroedinger equation (SEq), rather than postulate it. The Born rule was in certain sense derived in several articles, e.g. in [1] and [2]. In this work some arguments of previous authors are simplified and made more “physical”. It is shown how to derive the Born rule using the conservation of quantum state norm (Ψ|Ψ) that is the unitary evolution property determined by the SEq. It is this property that makes the probability equal to the square of the amplitude modulus. Possible modification of the Born rule is briefly discussed in the case when the evolution of the system is described by a nonlinear Schroedinger equation. We also present arguments in the spirit of the Many-World Interpretation to explain the origin of probabilistic behavior. Simply speaking, the randomness appears as a result of representing the wave function by using a detector of discrete nature that is found only in one state at a time, out of two or more possible states.
The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the problem of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a simple example where the creation of an ensemble of identical quantum states, together with position measurements on those states, are described by Bohm's quantum dynamics. The calculated measurement outcomes agree with the Born-rule probabilities, which are thus a consequence of deterministic evolution. Our results demonstrate that quantum probabilities can emerge from simple dynamical laws alone, and they support the view that there is no underlying indeterminism in quantum phenomena.