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Linking Probability Theory and Quantum Mechanics, and a Novel Formulation of Quantization

Fritiof Wallentin

Published May 22, 2023• 0 citations
Publisher

Abstract

This doctoral thesis in mathematics consists of three articles that explore the probabilistic structure of quantum mechanics and quantization from a novel perspective. The thesis adopts a probabilistic interpretation of quantum mechanics, which views the archetypical quantum experiments of Bell- and double-slit- type as violating the principle of non-contextuality, i.e., the assertion that all events and observables are always representable on one single Kolmogorovian probability space, rather than the principles of realism or locality. This probabilistic interpretation posits that quantum mechanics constitutes a probability theory that adheres to the principle of contextuality, and that quantum events explicitly occur at the level of measurement, rather than the level of that which is measured, as these are traditionally interpreted. The thesis establishes a natural connection between the probabilistic structure of quantum mechanics, specifically Born’s rule, and the frequentist interpretation of probability. The major conceptual step in establishing this connection is to re-identify quantum observables instead as unitary representations of groups, whose irreducible sub-representations correspond to the observable’s different possible outcomes, rather than primarily as self- adjoint operators. Furthermore, the thesis reformulates classical statistical mechanics in the formalism of quantum mechanics, known as the Koopman-von Neumann formulation, to demonstrate that classical statistical mechanics also adheres to the principle of contextuality. This finding is significant because it raises questions about the existence of a hidden-variable model of classical statistical mechanics of the kind as examined in Bell’s theorem, where this presumed hidden-variable model traditionally has been seen as that which distinguishes "classical" from "quantum" probability.A novel reformulation of quantization is proposed considering it rather in terms of the representation theory of Hamiltonian flows and their associated inherent symmetry group of symplectomorphisms. Contrary to the traditional view of quantization, this formulation can be regarded as compatible with the probabilistic interpretation of quantum mechanics and offers a new perspective on the quantization of gravity.

DOI
10.15626/lud.491.2023

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This doctoral thesis in mathematics consists of three articles that explore the probabilistic structure of quantum mechanics and quantization from a novel perspective. The thesis adopts a probabilistic interpretation of quantum mechanics, which views the archetypical quantum experiments of Bell- and double-slit- type as violating the principle of non-contextuality, i.e., the assertion that all events and observables are always representable on one single Kolmogorovian probability space, rather than the principles of realism or locality. This probabilistic interpretation posits that quantum mechanics constitutes a probability theory that adheres to the principle of contextuality, and that quantum events explicitly occur at the level of measurement, rather than the level of that which is measured, as these are traditionally interpreted. The thesis establishes a natural connection between the probabilistic structure of quantum mechanics, specifically Born’s rule, and the frequentist interpretation of probability. The major conceptual step in establishing this connection is to re-identify quantum observables instead as unitary representations of groups, whose irreducible sub-representations correspond to the observable’s different possible outcomes, rather than primarily as self- adjoint operators. Furthermore, the thesis reformulates classical statistical mechanics in the formalism of quantum mechanics, known as the Koopman-von Neumann formulation, to demonstrate that classical statistical mechanics also adheres to the principle of contextuality. This finding is significant because it raises questions about the existence of a hidden-variable model of classical statistical mechanics of the kind as examined in Bell’s theorem, where this presumed hidden-variable model traditionally has been seen as that which distinguishes "classical" from "quantum" probability.A novel reformulation of quantization is proposed considering it rather in terms of the representation theory of Hamiltonian flows and their associated inherent symmetry group of symplectomorphisms. Contrary to the traditional view of quantization, this formulation can be regarded as compatible with the probabilistic interpretation of quantum mechanics and offers a new perspective on the quantization of gravity.
This chapter contains a brief introduction to mathematical formalism and QM axiomatics. It is oriented to non-physicists. Since QM is a statistical theory it is natural to start with the classical probability model (Kolmogorov [ 191 ], 1933). Then we present the basics of the theory of Hilbert spaces and Hermitian operators and the representation of pure and mixed states by normalized vectors and density operators. This introduction is sufficient to formulate the axiomatics of QM in the form of five postulates. The projection postulate (the most questionable postulate of QM) is presented in a separate section. We sharply distinguish between the cases of quantum observables represented by Hermitian operators with nondegenerate and degenerate spectra, von Neumann’s and Ltiders’s forms of the projection postulate. The axiomatics is completed by a short section on the main interpretations of QM. The projection postulate (LUders’s form) plays a crucial role in the definition of quantum conditional (transition) probability. By operating with the latter we consider interference of probabilities for two incompatible observables as a modification of the formula of total probability by adding the interference term. This viewpoint to interference of probabilities was elaborated in a series of works by Khrennikov. Since classical probability theory is based on the 142 Boolean algebra of events, a violation of the law of total probability can be treated as the probabilistic sign of a violation of the laws of the Boolean logics. From this viewpoint, quantum theory can be considered as representing a new kind of logic, so-called quantum logic. The latter is also briefly presented in a separate section. We continue this review with a new portion of quantum mathematics, namely the notion of the tensor product of Hilbert spaces and the tensor product of operators. After the section on Dirac’s notation with ket and bra vector, we discuss briefly the notion of qubit and entanglement of a few qubits. This chapter concludes with a presentation of the detailed analysis of the probabilistic structure of the two-slit experiment in a bunch of different experimental contexts. This contextual structure leads to a violation of the law of total probability and non-Kolmogorovean probabilistic structure of this experiment.
This article proposes a novel formulation of quantization, which considers the Koopman-von Neumann formulation (KvN) and ordinary non-relativistic quantum mechanics (OQM) as unitarily inequivalent representations of the same underlying structure. The approach is grounded in the notion that contextuality, rather than occurrence if Plank's constant, is the fundamental aspect of quantum mechanics. The motivation for this novel view arises from the limitations of traditional approaches to quantization, combined with previous research demonstrating contextuality in KvN. Using a representation-theoretic approach, both KvN and OQM are regarded as valid quantum theories, separated by a superselection rule.
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This paper reexamines the role of probability in quantum mechanics from a historical and conceptual perspective, focusing on Bohr’s measurement theory and the origin of the Born rule. It argues that probabilistic interpretation did not arise as a mathematical necessity of the wave equation, but as a practical bridge between deterministic wave evolution and discrete measurement outcomes. By distinguishing continuous quantum dynamics from observational statistical rules, the work proposes a layered interpretative framework. The study respects the historical motivations behind complementarity and classical measurement description while clarifying that probability functions primarily at the measurement interface. This perspective aims to provide conceptual clarity and support future reinterpretations of quantum foundations and measurement theory.
It is shown that the hallmark quantum phenomenon of contextuality is present in classical statistical mechanics (CSM). It is first shown that the occurrence of contextuality is equivalent to there being observables that can differentiate between pure and mixed states. CSM is formulated in the formalism of quantum mechanics (FQM), a formulation commonly known as the Koopman-von Neumann formulation (KvN). In KvN, one can then show that such a differentiation between mixed and pure states is possible. As contextuality is a probabilistic phenomenon and as it is exhibited in both classical physics and ordinary quantum mechanics (OQM), it is concluded that the foundational issues regarding quantum mechanics are really issues regarding the foundations of probability.
This article surveys a selection of key conceptual and interpretational developments in quantum mechanics, tracing the theory from its foundational postulates to contemporary discussions of measurement, nonlocality, and the emergence of classicality. Beginning with the structure of Hilbert space and the postulates governing state evolution and measurement, the epistemic stance of the Copenhagen interpretation and its modern reformulations are examined. The Einstein-Podolsky-Rosen argument, Bell's theorem, and Hardy's paradox are then discussed as probes of locality and realism, alongside the deterministic but explicitly nonlocal de Broglie-Bohm theory. The measurement problem and the implications of contextuality are analyzed in relation to objective collapse models, which introduce new physical dynamics to account for definite outcomes. Finally, the role of decoherence in the suppression of interference and the emergence of classical behavior is explored, together with the interpretational frameworks of many-worlds and consistent histories. This material aims to provide a coherent introductory overview of how several of the most prominent interpretations address the central concern of what quantum mechanics tells us about the nature of physical reality.