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arXiv:quant-ph/0609190 · Physical Review A

Quasiclassical coarse graining and thermodynamic entropy

Murray Gell‐Mann, James B. Hartle

Published Aug 20, 2007• 86 citations
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Abstract

Our everyday descriptions of the universe are highly coarse grained, following only a tiny fraction of the variables necessary for a perfectly fine-grained description. Coarse graining in classical physics is made natural by our limited powers of observation and computation. But in the modern quantum mechanics of closed systems, some measure of coarse graining is inescapable because there are no nontrivial, probabilistic, fine-grained descriptions. This essay explores the consequences of that fact. Quantum theory allows for various coarse-grained descriptions, some of which are mutually incompatible. For most purposes, however, we are interested in the small subset of ``quasiclassical descriptions'' defined by ranges of values of averages over small volumes of densities of conserved quantities such as energy and momentum and approximately conserved quantities such as baryon number. The near-conservation of these quasiclassical quantities results in approximate decoherence, predictability, and local equilibrium, leading to closed sets of equations of motion. In any description, information is sacrificed through the coarse graining that yields decoherence and gives rise to probabilities for histories. In quasiclassical descriptions, further information is sacrificed in exhibiting the emergent regularities summarized by classical equations of motion. An appropriate entropy measures the loss of information. For a ``quasiclassical realm'' this is connected with the usual thermodynamic entropy as obtained from statistical mechanics. It was low for the initial state of our universe and has been increasing since.

DOI
10.1103/physreva.76.022104

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Our everyday descriptions of the universe are highly coarse grained, following only a tiny fraction of the variables necessary for a perfectly fine-grained description. Coarse graining in classical physics is made natural by our limited powers of observation and computation. But in the modern quantum mechanics of closed systems, some measure of coarse graining is inescapable because there are no nontrivial, probabilistic, fine-grained descriptions. This essay explores the consequences of that fact. Quantum theory allows for various coarse-grained descriptions, some of which are mutually incompatible. For most purposes, however, we are interested in the small subset of quasiclassical descriptions'' defined by ranges of values of averages over small volumes of densities of conserved quantities such as energy and momentum and approximately conserved quantities such as baryon number. The near-conservation of these quasiclassical quantities results in approximate decoherence, predictability, and local equilibrium, leading to closed sets of equations of motion. In any description, information is sacrificed through the coarse graining that yields decoherence and gives rise to probabilities for histories. In quasiclassical descriptions, further information is sacrificed in exhibiting the emergent regularities summarized by classical equations of motion. An appropriate entropy measures the loss of information. For a quasiclassical realm'' this is connected with the usual thermodynamic entropy as obtained from statistical mechanics. It was low for the initial state of our universe and has been increasing since.
Our everyday descriptions of the universe are highly coarse grained, following only a tiny fraction of the variables necessary for a perfectly fine-grained description. Coarse graining in classical physics is made natural by our limited powers of observation and computation. But in the modern quantum mechanics of closed systems, some measure of coarse graining is inescapable because there are no nontrivial, probabilistic, fine-grained descriptions. This essay explores the consequences of that fact. Quantum theory allows for various coarse-grained descriptions, some of which are mutually incompatible. For most purposes, however, we are interested in the small subset of “quasiclassical descriptions” defined by ranges of values of averages over small volumes of densities of conserved quantities such as energy and momentum and approximately conserved quantities such as baryon number. The near-conservation of these quasiclassical quantities results in approximate decoherence, predictability, and local equilibrium, leading to closed sets of equations of motion. In any description, information is sacrificed through the coarse graining that yields decoherence and gives rise to probabilities for histories. In quasiclassical descriptions, further information is sacrificed in exhibiting the emergent regularities summarized by classical equations of motion. An appropriate entropy measures the loss of information. For a “quasiclassical realm” this is connected with the usual thermodynamic entropy as obtained from statistical mechanics. It was low for the initial state of our universe and has been increasing since.
In this universe, governed fundamentally by quantum mechanical laws, characterized by indeterminism and distributed probabilities, classical deterministic laws are applicable over a wide range of time, place, and scale. We review the origin of these laws in the context of the quantum mechanics of closed systems, most generally, the universe as a whole. There probabilities are predicted for members of decoherent sets of alternative histories of the universe, ie ones for which the interference between pairs in the set is negligible as measured by a decoherence functional. An expansion of the decoherence functional in the separation between histories allows the form of the deterministic equations of motion to be derived for suitable coarse grainings of a class of non-relativistic systems, including ones with general non-linear interactions. More coarse graining is needed to achieve classical predictability than naive arguments based on the uncertainty principle would suggest. Coarse graining is needed for decoherence, and coarse graining beyond that for the inertia necessary to resist the noise that mechanisms of decoherence produce. Sets of histories governed largely by deterministic laws constitute the quasiclassical realm of everyday experience which is an emergent feature of the closed system's initial condition and Hamiltonian. We analyse the sensitivity of the existence of a quasiclassical realm to the particular form of the initial condition. We find that almost any initial condition will exhibit a quasiclassical realm of some sort, but only a small fraction of the total number of possible initial states could reproduce the everyday quasiclassical realm of our universe. (Talk given at the Lanczos Centenary Conference, North Carolina State University, December 15, 1993.)
The origin of the phenomenological deterministic laws that approximately govern the quasiclassical domain of familiar experience is considered in the context of the quantum mechanics of closed systems such as the universe as a whole. A formulation of quantum mechanics is used that predicts probabilities for the individual members of a set of alternative coarse-grained histories that decohere, which means that there is negligible quantum interference between the individual histories in the set. We investigate the requirements for coarse grainings to yield decoherent sets of histories that are quasiclassical, i.e., such that the individual histories obey, with high probability, effective classical equations of motion interrupted continually by small fluctuations and occasionally by large ones. We discuss these requirements generally but study them specifically for coarse grainings of the type that follows a distinguished subset of a complete set of variables while ignoring the rest. More coarse graining is needed to achieve decoherence than would be suggested by naive arguments based on the uncertainty principle. Even coarser graining is required in the distinguished variables for them to have the necessary inertia to approach classical predictability in the presence of the noise consisting of the fluctuations that typical mechanisms of decoherence produce. We describe the derivation of phenomenological equations of motion explicitly for a particular class of models. Those models assume configuration space and a fundamental Lagrangian that is the difference between a kinetic energy quadratic in the velocities and a potential energy. The distinguished variables are taken to be a fixed subset of coordinates of configuration space. The initial density matrix of the closed system is assumed to factor into a product of a density matrix in the distinguished subset and another in the rest of the coordinates. With these restrictions, we improve the derivation from quantum mechanics of the phenomenological equations of motion governing a quasiclassical domain in the following respects: Probabilities of the correlations in time that define equations of motion are explicitly considered. Fully nonlinear cases are studied. Methods are exhibited for finding the form of the phenomenological equations of motion even when these are only distantly related to those of the fundamental action. The demonstration of the connection between quantum-mechanical causality and causality in classical phenomenological equations of motion is generalized. The connections among decoherence, noise, dissipation, and the amount of coarse graining necessary to achieve classical predictability are investigated quantitatively. Routes to removing the restrictions on the models in order to deal with more realistic coarse grainings are described.
The definition of entropy in both classical and quantum contexts relies on a coarse-graining of the underlying microscopic description. While this dependence is widely acknowledged, the physical constraints that determine which coarse-grainings are admissible are rarely made explicit. This issue becomes particularly acute when the universe is treated as a closed system, where no external observer or privileged level of description can be assumed. Any characterization of entropy — including claims about the low-entropy initial conditions of the universe — must then be grounded in descriptions that can be physically instantiated from within the system itself. In this work, we introduce a rigorous operational framework that establishes explicit physical selection principles over the space of admissible descriptions. We organize these criteria into necessary conditions (local accessibility and physical implementation via internal interactions) and practical sufficiency conditions (finite resource requirements anchored in Landauer’s principle, dynamical stability, and effective consistency). To demonstrate the validity of our framework, we introduce a concrete one-dimensional spin-chain toy model, illustrating how mathematically valid global partitions fail to be physically realizable due to dynamic propagation limits and informational constraints. We analyze the far-reaching implications of this restriction across three domains. In classical statistical mechanics, it limits the arbitrariness of macrostate definitions. In quantum theory, it identifies environment-induced decoherence (einselection) not merely as a formal tool, but as the objective dynamical mechanism that forces the emergence of admissible internal partitions. In cosmology, it resolves foundational circularities in the quasi-classical histories framework and reframes the thermodynamic arrow of time as a "doubly relational" property—dependent both on cosmic boundary conditions and on the material limits of internal subsystems. Our framework clarifies the operational status of entropy as an emergent property of physically instantiated descriptions within a universe that observes itself.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In “Copenhagen ” quantum mechanics, probabilities can be assigned to histories of a subsystem that have been “measured”. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system’s initial condition and dynamics. Such sets of histories are said to decohere. We define decoherence for closed systems in the simplified case when quantum gravity can be neglected and the initial state is pure. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system's initial condition and dynamics. Such sets of histories are said to decohere. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.