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arXiv:quant-ph/0602207 · Journal of Physics A Mathematical and General

Non-Hermitian quantum mechanics of non-diagonalizable Hamiltonians: puzzles with self-orthogonal states

А. В. Соколов, Alexander A. Andrianov, F. Cannata

Published Jul 26, 2006• 48 citations
arXivHTMLPDF

Abstract

We consider quantum mechanics with non-Hermitian quasi-diagonalizable Hamiltonians, i.e. the Hamiltonians having a number of Jordan cells, in particular, biorthogonal bases. The 'self-orthogonality' phenomenon is clarified in terms of a correct spectral decomposition and it is shown that 'self-orthogonal' states never jeopardize a resolution of identity and thereby quantum averages of observables. The example of a complex potential leading to one Jordan cell in the Hamiltonian is constructed and its origin from level coalescence is elucidated. Some puzzles with zero-binorm bound states in a continuous spectrum are unravelled with the help of a correct resolution of identity.

DOI
10.1088/0305-4470/39/32/s20

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We consider quantum mechanics with non-Hermitian quasi-diagonalizable Hamiltonians, i.e. the Hamiltonians having a number of Jordan cells, in particular, biorthogonal bases. The 'self-orthogonality' phenomenon is clarified in terms of a correct spectral decomposition and it is shown that 'self-orthogonal' states never jeopardize a resolution of identity and thereby quantum averages of observables. The example of a complex potential leading to one Jordan cell in the Hamiltonian is constructed and its origin from level coalescence is elucidated. Some puzzles with zero-binorm bound states in a continuous spectrum are unravelled with the help of a correct resolution of identity.
A recent surge of publications about non-Hermitian Hamiltonians has led to considerable controversy and — in our opinion — to some misunderstandings of basic quantum mechanics. The present paper scrutinizes the metric associated with a quasi-Hermitian Hamiltonian and its physical implications. The consequences of the non-uniqueness such as the question of the probability interpretation and the possible and forbidden choices of additional observables are investigated and exemplified by specific illustrative examples. In particular, it is argued that the improper identification of observables lies at the origin of the claimed violation of the brachistchrone transition time between orthogonal states. The need for further physical input to remove ambiguities is pointed out.PACS Nos.: 03.65.–w, 03.65.Ca, 03.65.Ta, 03.65.Xp
The spectral analysis of a non-Hermitian unbounded operator appearing in quantum physics is our main concern. The properties of such an operator are essentially different from those of Hermitian Hamiltonians, namely due to spectral instabilities. We demonstrate that the considered operator and its adjoint can be diagonalized when expressed in terms of certain conveniently constructed operators. We show that their eigenfunctions constitute complete systems, but do not form Riesz bases. Attempts to overcome this difficulty in the quantum mechanical set up are pointed out.
A diagonalizable non-Hermitian Hamiltonian having a real spectrum may be used to define a unitary quantum system, if one modifies the inner product of the Hilbert space properly. We give a comprehensive and essentially self-contained review of the basic ideas and techniques responsible for the recent developments in this subject. We provide a critical assessment of the role of the geometry of the Hilbert space in conventional quantum mechanics to reveal the basic physical principle motivating our study. We then offer a survey of the necessary mathematical tools, present their utility in establishing a lucid and precise formulation of a unitary quantum theory based on a non-Hermitian Hamiltonian, and elaborate on a number of relevant issues of fundamental importance. In particular, we discuss the role of the antilinear symmetries such as [Formula: see text], the true meaning and significance of the so-called charge operators [Formula: see text] and the [Formula: see text]-inner products, the nature of the physical observables, the equivalent description of such models using ordinary Hermitian quantum mechanics, the pertaining duality between local-non-Hermitian versus nonlocal-Hermitian descriptions of their dynamics, the corresponding classical systems, the pseudo-Hermitian canonical quantization scheme, various methods of calculating the (pseudo-) metric operators, subtleties of dealing with time-dependent quasi-Hermitian Hamiltonians and the path-integral formulation of the theory, and the structure of the state space and its ramifications for the quantum Brachistochrone problem. We also explore some concrete physical applications and manifestations of the abstract concepts and tools that have been developed in the course of this investigation. These include applications in nuclear physics, condensed matter physics, relativistic quantum mechanics and quantum field theory, quantum cosmology, electromagnetic wave propagation, open quantum systems, magnetohydrodynamics, quantum chaos and biophysics.
By utilizing biorthogonal bases, we develop a comprehensive framework for studying biorthogonal dynamical quantum phase transitions in non-Hermitian systems. With the help of the previously overlooked associated state, we define the automatically normalized biorthogonal Loschmidt echo. This approach is capable of handling arbitrary non-Hermitian systems with complex eigenvalues and naturally eliminates the negative value of Loschmidt rate obtained without the biorthogonal bases. Taking the non-Hermitian Su-Schrieffer-Heeger model as a concrete example, a 1/2 change of dynamical topological order parameter in biorthogonal bases is observed which is not shown in self-normal bases. Furthermore, we discover that the periodicity of biorthogonal dynamical quantum phase transitions depends on whether the two-level subsystem at the critical momentum oscillates or reaches a steady state.
In the standard (Hermitian) formalism of quantum mechanics, usually when a potential parameter is varied the crossing of energy levels with the same symmetry is avoided. However, within the framework of the non-Hermitian formalism it is possible that two (or even more) complex eigenvalues with the same symmetry will cross. At the crossing point the eigenvalues are degenerate and this is accompanied by the coalescence of the eigenfunctions (or eigenvectors). Therefore, we may term this special situation as a non-Hermitian degeneracy. This special situation is associated with a branch point in the complex energy plane which is commonly termed an “exceptional point” in the spectrum of the non-Hermitian Hamiltonian. With respect to the c-product defined for non-Hermitian operators (matrices) in Chapter 6, the degenerate eigenstate is self-orthogonal. Since a branch point in the spectrum is removed by any infinitesimally small external perturbation, it seems to be inaccessible experimentally and may be considered just as a mathematical object rather than a physical one. However, as we will show here, by varying the potential parameters the existence of a branch point is reflected in the measurement of the geometrical phases also known as Berry phases. It should be stressed here that while in our case the geometrical phase results from a coalescence of eigenfunctions of a non-Hermitian Hamiltonian, the so-called Berry phase phenomenon occurs also within the Hermitian formalism of quantum mechanics when the eigenvalues of the molecular Hamiltonian in the Born–Oppenheimer approximation are degenerate for specific geometry of the poly-atomic molecule.