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arXiv:quant-ph/0601115 · Physical Review A

Phase-remapping attack in practical quantum-key-distribution systems

Chi‐Hang Fred Fung, Bing Qi, Kiyoshi Tamaki, Hoi‐Kwong Lo

Published Mar 12, 2007• 232 citations
arXivHTMLPDF

Abstract

Quantum key distribution (QKD) can be used to generate secret keys between two distant parties. Even though QKD has been proven unconditionally secure against eavesdroppers with unlimited computation power, practical implementations of QKD may contain loopholes that may lead to the generated secret keys being compromised. In this paper, we propose a phase-remapping attack targeting two practical bidirectional QKD systems (the ``plug-and-play'' system and the Sagnac system). We showed that if the users of the systems are unaware of our attack, the final key shared between them can be compromised in some situations. Specifically, we showed that, in the case of the Bennett-Brassard 1984 (BB84) protocol with ideal single-photon sources, when the quantum bit error rate (QBER) is between 14.6% and 20%, our attack renders the final key insecure, whereas the same range of QBER values has been proved secure if the two users are unaware of our attack; also, we demonstrated three situations with realistic devices where positive key rates are obtained without the consideration of Trojan horse attacks but in fact no key can be distilled. We remark that our attack is feasible with only current technology. Therefore, it is very important to be aware of our attack in order to ensure absolute security. In finding our attack, we minimize the QBER over individual measurements described by a general POVM, which has some similarity with the standard quantum state discrimination problem.

DOI
10.1103/physreva.75.032314

Related papers

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Communications in secrecy are often required in many commercial and military applications. Unfortunately, many cryptographic schemes in use today such as public-key cryptography based on the RSA algorithm would be broken with either unanticipated advances in hardware and algorithm or the advent of quantum computers. Quantum cryptography, on the other hand, has been proven secure even against the most general attack allowed by the laws of physics and is a promising technology poised for widespread adoption in realistic cryptographic applications. Quantum cryptography allows two parties to expand on a secret key that they have previously shared. Various quantum cryptographic protocols have been proposed to perform this task. In this paper, we survey some popular quantum cryptographic protocols (including the famous Bennett-Brassard 1984 protocol) and discuss their security. Specifically, we consider their security in two cases: the ideal case where a perfect single-photon source is used and the practical case where a realistic laser source is used. We compare the protocols and find that the efficient six-state protocol outperforms the others both in the tolerable quantum bit error rate and in the key generation rate when a realistic laser source is used.

Conference proceedings - Canadian Conference on Electrical and Computer Engineering•Jan 1, 2007•7 citations
Quantum key distribution (QKD) can be used to generate secret keys between two distant parties. Even though QKD has been proven unconditionally secure against eavesdroppers with unlimited computation power, practical implementations of QKD may contain loopholes that may lead to the generated secret keys being compromised. In this paper, we propose a phase-remapping attack targeting two practical bidirectional QKD systems (the ``plug-and-play'' system and the Sagnac system). We showed that if the users of the systems are unaware of our attack, the final key shared between them can be compromised in some situations. Specifically, we showed that, in the case of the Bennett-Brassard 1984 (BB84) protocol with ideal single-photon sources, when the quantum bit error rate (QBER) is between 14.6% and 20%, our attack renders the final key insecure, whereas the same range of QBER values has been proved secure if the two users are unaware of our attack; also, we demonstrated three situations with realistic devices where positive key rates are obtained without the consideration of Trojan horse attacks but in fact no key can be distilled. We remark that our attack is feasible with only current technology. Therefore, it is very important to be aware of our attack in order to ensure absolute security. In finding our attack, we minimize the QBER over individual measurements described by a general POVM, which has some similarity with the standard quantum state discrimination problem.
Quantum cryptography, or, more precisely, quantum key distribution (QKD) allows two distant parties, Alice and Bob, to expand a previously shared secret key by sending quantum states through a quantum channel. The goal here is for Alice and Bob to communicate securely in the presence of an eavesdropper, Eve. The most well-known QKD protocol is the Bennett-Brassard 1984 (BB84) protocol, which has been proved unconditionally secure against any attacks allowed by quantum mechanics. The main advantage of QKD over conventional cryptography is its absolute security. Thus, it is imperative to evaluate the security and performance of QKD protocols and realistic QKD systems. In this thesis, we study the security and performance aspects of QKD in four parts. In the first part, we study the Scarani-Acin-Ribordy-Gisin 2004 (SARG04) protocol. This protocol differs from the BB84 protocol only in the classical post-processing step and uses the same four quantum states as the BB84 protocol. We compared these two protocols and showed that in typical situations, the classical post-processing software for BB84 should be used in order to have a higher performance. In the second part, we prove the security of a three-state protocol. This protocol is similar to the BB84 protocol in that they share the same three qubit states. In the third part, we consider a practical Trojan horse attack on practical QKD systems implementing the BB84 protocol. The attack works by taking advantage of the finite response time of practical phase modulators to remap the states sent out by the legitimate user, Alice. We showed that if Alice and Bob are unaware of our attack, the final key shared between them can be compromised in some situations. In the fourth part, we consider another type of Trojan horse attack, which is based on mismatch between detection efficiencies of detectors. Practical detectors in QKD systems usually do not have identical efficiencies and an eavesdropper Eve may be able to exploit this efficiency mismatch to steal information about the final secret key. We analyze the security of the attack and show that it is possible for Eve to acquire some information on the final secret key if Alice and Bob are unaware of this attack.
Quantum key distribution (QKD) can, in principle, provide unconditional security based on the fundamental laws of physics. Unfortunately, a practical QKD system may contain overlooked imperfections and may thus violate some of the assumptions in the security proofs of QKD. It is important to explore these assumptions. One key assumption is that the sender (Alice) can prepare the required quantum states without errors. However, such an assumption may be violated in a practical QKD system. In this paper, we perform a proof-of-principle experiment to demonstrate a technically feasible 'intercept- and-resend' attack that exploits such a security loophole in a commercial 'plug & play' QKD system. The resulting quantum bit error rate is 19.7%, which is substantially lower than the well-known 25% error rate for an intercept-and-resend attack in BB84. The attack we utilize is the phase-remapping attack (Fung et al 2007 Phys. Rev. A 75 32314) proposed by our group.
Many imperfections in a practical quantum key distribution (QKD) system have been exploited by an eavesdropper (Eve) to attack the system. However, most of these attacks will introduce perturbations to the system while collecting information about the key. For example, the phase-remapping attack [Phys. Rev. A2007,75, 032314], in which Eve performs time shift on the signal pulse from the constant acting range of the phase modulation voltage to its rising edge to introduce an imperfection, results in an quantum bit error rate (QBER) of 14.6%, which is too high and will be discovered by careful users. In this paper, a frequency shift (FS) attack on ‘plug-and-play’ QKD systems with phase-coding BB84 protocol is proposed, in which Eve introduces an imperfection by the same method as she used in the phase-remapping attack. The most novel advantage of our FS attack is that Eve can get full information without introducing detectable QBER, which is more deceptive than the phase-remapping attack.
Quantum key distribution (QKD) utilizes the laws of quantum mechanics to achieve information-theoretically secure key generation. This field is now approaching the stage of commercialization, but many practical QKD systems still suffer from security loopholes due to imperfect devices. In fact, practical attacks have successfully been demonstrated. Fortunately, most of them only exploit detection-side loopholes, which are now closed by the recent idea of measurement-device-independent QKD. On the other hand, little attention is paid to the source, which may still leave QKD systems insecure. In this work, we propose and demonstrate an attack that exploits a source-side loophole existing in qubit-based QKD systems using a weak coherent state source and decoy states. Specifically, by implementing a linear-optics unambiguous state discrimination measurement, we show that the security of a system without phase randomization---which is a step assumed in conventional security analyses but sometimes neglected in practice---can be compromised. We conclude that implementing phase randomization is essential to the security of decoy-state QKD systems under current security analyses.
The Bennett-Brassard 1984 (BB84) protocol is the most widely implemented quantum key distribution (QKD) scheme. However, despite enormous theoretical and experimental efforts in the past decades, the security of this protocol with imperfect sources has not yet been rigorously established. In this paper, we address this shortcoming and prove the security of the BB84 protocol in the presence of multiple source imperfections, including state preparation flaws and side channels, such as Trojan-horse attacks, mode dependencies and classical correlations between the emitted pulses. To do so, we consider a modified BB84 protocol that exploits the basis mismatched events, which are often discarded in standard security analyses of this scheme; and employ the reference technique, a powerful mathematical tool to accommodate source imperfections in the security analysis of QKD. Moreover, we compare the achievable secret-key rate of the modified BB84 protocol with that of the three-state loss-tolerant protocol, and show that the addition of a fourth state, while redundant in ideal conditions, significantly improves the estimation of the leaked information in the presence of source imperfections, resulting in a better performance. This paper demonstrates the relevance of the BB84 protocol in guaranteeing implementation security, taking us a step further towards closing the existing gap between theory and practice of QKD.
Communications in secrecy are often required in many commercial and military applications. Unfortunately, many cryptographic schemes in use today such as public-key cryptography based on the RSA algorithm would be broken with either unanticipated advances in hardware and algorithm or the advent of quantum computers. Quantum cryptography, on the other hand, has been proven secure even against the most general attack allowed by the laws of physics and is a promising technology poised for widespread adoption in realistic cryptographic applications. Quantum cryptography allows two parties to expand on a secret key that they have previously shared. Various quantum cryptographic protocols have been proposed to perform this task. In this paper, we survey some popular quantum cryptographic protocols (including the famous Bennett-Brassard 1984 protocol) and discuss their security. Specifically, we consider their security in two cases: the ideal case where a perfect single-photon source is used and the practical case where a realistic laser source is used. We compare the protocols and find that the efficient six-state protocol outperforms the others both in the tolerable quantum bit error rate and in the key generation rate when a realistic laser source is used.