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Security and performance analyses of quantum-key-distribution systems

Chi‐Hang Fred Fung

Published Jan 1, 2008• 0 citations
OpenAlex

Abstract

Quantum cryptography, or, more precisely, quantum key distribution (QKD) allows two distant parties, Alice and Bob, to expand a previously shared secret key by sending quantum states through a quantum channel. The goal here is for Alice and Bob to communicate securely in the presence of an eavesdropper, Eve. The most well-known QKD protocol is the Bennett-Brassard 1984 (BB84) protocol, which has been proved unconditionally secure against any attacks allowed by quantum mechanics. The main advantage of QKD over conventional cryptography is its absolute security. Thus, it is imperative to evaluate the security and performance of QKD protocols and realistic QKD systems. In this thesis, we study the security and performance aspects of QKD in four parts. In the first part, we study the Scarani-Acin-Ribordy-Gisin 2004 (SARG04) protocol. This protocol differs from the BB84 protocol only in the classical post-processing step and uses the same four quantum states as the BB84 protocol. We compared these two protocols and showed that in typical situations, the classical post-processing software for BB84 should be used in order to have a higher performance. In the second part, we prove the security of a three-state protocol. This protocol is similar to the BB84 protocol in that they share the same three qubit states. In the third part, we consider a practical Trojan horse attack on practical QKD systems implementing the BB84 protocol. The attack works by taking advantage of the finite response time of practical phase modulators to remap the states sent out by the legitimate user, Alice. We showed that if Alice and Bob are unaware of our attack, the final key shared between them can be compromised in some situations. In the fourth part, we consider another type of Trojan horse attack, which is based on mismatch between detection efficiencies of detectors. Practical detectors in QKD systems usually do not have identical efficiencies and an eavesdropper Eve may be able to exploit this efficiency mismatch to steal information about the final secret key. We analyze the security of the attack and show that it is possible for Eve to acquire some information on the final secret key if Alice and Bob are unaware of this attack.

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arXiv:quant-ph/0601115•Physical Review A•Mar 12, 2007•232 citations
Quantum cryptography, or, more precisely, quantum key distribution (QKD) allows two distant parties, Alice and Bob, to expand a previously shared secret key by sending quantum states through a quantum channel. The goal here is for Alice and Bob to communicate securely in the presence of an eavesdropper, Eve. The most well-known QKD protocol is the Bennett-Brassard 1984 (BB84) protocol, which has been proved unconditionally secure against any attacks allowed by quantum mechanics. The main advantage of QKD over conventional cryptography is its absolute security. Thus, it is imperative to evaluate the security and performance of QKD protocols and realistic QKD systems. In this thesis, we study the security and performance aspects of QKD in four parts. In the first part, we study the Scarani-Acin-Ribordy-Gisin 2004 (SARG04) protocol. This protocol differs from the BB84 protocol only in the classical post-processing step and uses the same four quantum states as the BB84 protocol. We compared these two protocols and showed that in typical situations, the classical post-processing software for BB84 should be used in order to have a higher performance. In the second part, we prove the security of a three-state protocol. This protocol is similar to the BB84 protocol in that they share the same three qubit states. In the third part, we consider a practical Trojan horse attack on practical QKD systems implementing the BB84 protocol. The attack works by taking advantage of the finite response time of practical phase modulators to remap the states sent out by the legitimate user, Alice. We showed that if Alice and Bob are unaware of our attack, the final key shared between them can be compromised in some situations. In the fourth part, we consider another type of Trojan horse attack, which is based on mismatch between detection efficiencies of detectors. Practical detectors in QKD systems usually do not have identical efficiencies and an eavesdropper Eve may be able to exploit this efficiency mismatch to steal information about the final secret key. We analyze the security of the attack and show that it is possible for Eve to acquire some information on the final secret key if Alice and Bob are unaware of this attack.
The counter-intuitive features of quantum mechanics make it possible to solve problems and perform tasks that are beyond the abilities of non-quantum (classical) computers and communication devices. The field of quantum information processing studies how we can achieve such improvements by representing information as quantum states.One of the early achievements of quantum information processing is the development of quantum key distribution (QKD). QKD protocols allow two participants (Alice and Bob) to achieve the classically-impossible task of generating a secret shared key even if their adversary is computationally unlimited.Unfortunately, the security promises of QKD are true only in theory; practical implementations of QKD deviate from the theoretical protocols, and many of these deviations give rise to practical attacks. In this research thesis, we study the security properties of various QKD protocols in many practical settings:First, we study practical security of semiquantum key distribution (SQKD) protocols, where either Alice or Bob is non-quantum (classical). Following practical security problems in previous SQKD protocols, we suggest a new SQKD protocol (the "Mirror protocol") which can be securely implemented, and we prove it robust and secure against a wide range of attacks (the "uniform collective attacks").Then, we study "composable security" of the first QKD protocol created by Bennett and Brassard (BB84). BB84 has its unconditional security proved against adversaries performing the most general attacks in a theoretical (idealized) setting; however, some security approaches do not prove "composable security", which requires the secret key to remain secret even when Alice and Bob actually use it for cryptographic purposes. We generalize an algebraic security approach for BB84, making it prove composable security of BB84 (and many variants of BB84) against the most general attacks.Finally, we analyze an important practical attack (named "Bright Illumination"), showing how it can be modeled as a theoretical "Reversed-Space" attack.Overall, all results aim to enhance our understanding on how to bridge the gap between theory and practice in various sub-fields of QKD, and they may help solve a major open problem in the field of QKD: constructing a realistic QKD implementation that can be proved truly and unconditionally secure against any possible attack.
The Bennett-Brassard 1984 (BB84) protocol is the most widely implemented quantum key distribution (QKD) scheme. However, despite enormous theoretical and experimental efforts in the past decades, the security of this protocol with imperfect sources has not yet been rigorously established. In this paper, we address this shortcoming and prove the security of the BB84 protocol in the presence of multiple source imperfections, including state preparation flaws and side channels, such as Trojan-horse attacks, mode dependencies and classical correlations between the emitted pulses. To do so, we consider a modified BB84 protocol that exploits the basis mismatched events, which are often discarded in standard security analyses of this scheme; and employ the reference technique, a powerful mathematical tool to accommodate source imperfections in the security analysis of QKD. Moreover, we compare the achievable secret-key rate of the modified BB84 protocol with that of the three-state loss-tolerant protocol, and show that the addition of a fourth state, while redundant in ideal conditions, significantly improves the estimation of the leaked information in the presence of source imperfections, resulting in a better performance. This paper demonstrates the relevance of the BB84 protocol in guaranteeing implementation security, taking us a step further towards closing the existing gap between theory and practice of QKD.
Quantum Key Distribution (QKD) is a technique that enables secure communication between two parties by sharing a secret key. One of the most well-known QKD protocols is the BB84 protocol, proposed by Charles Bennett and Gilles Brassard in 1984. In this protocol, Alice and Bob use a quantum channel to exchange qubits, allowing them to generate a shared key that is resistant to eavesdropping. This paper presents a comparative study of existing QKD schemes, including the BB84 protocol, and highlights the advancements made in the BB84 protocol over the years. The study aims to provide a comprehensive overview of the different QKD schemes and their strengths and weaknesses and demonstrate QKDs working principles through existing simulations and implementations. Through this study, we show that the BB84 protocol is a highly secure QKD scheme that has been extensively studied and implemented in various settings. Furthermore, we discuss the improvements made to the BB84 protocol to enhance its security and practicality, including the use of decoy states and advanced error correction techniques. Overall, this paper provides a comprehensive analysis of QKD schemes, focusing on the BB84 protocol in secure communication technologies.
The first quantum cryptography protocol, proposed by Bennett and Brassard in 1984 (BB84), has been widely studied in recent years. This protocol uses four states (more precisely, two complementary bases) for the encoding of the classical bit. Recently, it has been noticed that by using the same four states, but a different encoding of information, one can define a protocol which is more robust in practical implementations, specifically when attenuated laser pulses are used instead of single-photon sources [V. Scarani et al., Phys. Rev. Lett. 92, 057901 (2004), referred to as the SARG04 protocol]. We present a detailed study of SARG04 in two different regimes. In the first part, we consider an implementation with a single-photon source: we derive bounds on the error rate QQQ for security against all possible attacks by the eavesdropper. The lower and the upper bound obtained for SARG04 ($Q\ensuremath{\lesssim}10.95%$ and $Q\ensuremath{\gtrsim}14.9%$, respectively) are close to those obtained for BB84 ($Q\ensuremath{\lesssim}12.4%$ and $Q\ensuremath{\gtrsim}14.6%$, respectively). In the second part, we consider a realistic source consisting of an attenuated laser and improve on previous analysis by allowing Alice to optimize the mean number of photons as a function of the distance. The SARG04 protocol is found to perform better than BB84, both in secret-key rate and in maximal achievable distance, for a wide class of Eve's attacks.
Security verification for the physical implementation of a cryptography system is an important step to ensure the security level promised by theory. As has been shown many times, any physical device has characteristics and behavior that deviate from theoretical expectations. Frequently, those lead to new security loopholes. \n \nThis thesis presents three experimental studies of attacks on quantum key distribution (QKD) systems. The first is the detection efficiency mismatch on free-space systems, which takes advantage of alignment imperfections in Bob's detector to control detection efficiencies. The experiment was done on a polarization-encoding free-space receiver to find the detection efficiencies of each detector for different spatial modes of an incoming photon. Those results were put into an optimization program, which modeled an intercept-and-resend attack on a non-decoy Bennett-Brassard 1984 (BB84) protocol. The result shows that an adversary is able to gain information about the key without being detected by Alice and Bob. The second study is an experimental test of reliability of a spatial filter (a pinhole), which is proposed as a countermeasure for the previous attack. The result shows that, by sending a high-power laser beam focused on the pinhole, the pinhole can be widened without affecting other components in the receiver. Thus, the ability to perform a spatial mode detection efficiency-mismatch attack is recovered. The last experiment is a demonstration of Eve's ability to force a commercial system to distill a key from a raw key of a short length, where the asymptotic assumption of security claimed by the manufacturer might not hold. It was shown that this could be done by inducing transmission loss in the channel at an appropriate time.
Quantum key distribution (QKD) can be used to generate secret keys between two distant parties. Even though QKD has been proven unconditionally secure against eavesdroppers with unlimited computation power, practical implementations of QKD may contain loopholes that may lead to the generated secret keys being compromised. In this paper, we propose a phase-remapping attack targeting two practical bidirectional QKD systems (the ``plug-and-play'' system and the Sagnac system). We showed that if the users of the systems are unaware of our attack, the final key shared between them can be compromised in some situations. Specifically, we showed that, in the case of the Bennett-Brassard 1984 (BB84) protocol with ideal single-photon sources, when the quantum bit error rate (QBER) is between 14.6% and 20%, our attack renders the final key insecure, whereas the same range of QBER values has been proved secure if the two users are unaware of our attack; also, we demonstrated three situations with realistic devices where positive key rates are obtained without the consideration of Trojan horse attacks but in fact no key can be distilled. We remark that our attack is feasible with only current technology. Therefore, it is very important to be aware of our attack in order to ensure absolute security. In finding our attack, we minimize the QBER over individual measurements described by a general POVM, which has some similarity with the standard quantum state discrimination problem.