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arXiv:quant-ph/0211138 · Proceedings of the Royal Society A Mathematical Physical and Engineering Sciences

Derivation of the Born rule from operational assumptions

Simon W. Saunders

Published Apr 5, 2004• 138 citations
arXivHTMLPDF

Abstract

The Born rule is derived from operational assumptions, together with assumptions of quantum mechanics that concern only the deterministic development of the state. Unlike Gleason's theorem, the argument applies even if probabilities are defined for only a single resolution of the identity, so it applies to a variety of foundational approaches to quantum mechanics. It also provides a probability rule for state spaces that are not Hilbert spaces.

DOI
10.1098/rspa.2003.1230

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The Born rule is derived from operational assumptions, together with assumptions of quantum mechanics that concern only the deterministic development of the state. Unlike Gleason's theorem, the argument applies even if probabilities are defined for only a single resolution of the identity, so it applies to a variety of foundational approaches to quantum mechanics. It also provides a probability rule for state spaces that are not Hilbert spaces.
The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the "measurement problem" of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a simple example where the creation of an ensemble of identical quantum states, together with position measurements on those states, are described by Bohm's quantum dynamics. The calculated measurement outcomes agree with the Born-rule probabilities, which are thus a consequence of deterministic evolution. Our results demonstrate that quantum probabilities can emerge from simple dynamical laws alone, and they support the view that there is no underlying indeterminism in quantum phenomena.
The emergence of intrinsic probability has long been one of the most important and puzzling problems in quantum mechanics, and the law most directly related to this problem is the Born rule. For a century, there have been many attempts to derive the Born rule as a theorem rather than postulating it. However, existing derivations of the Born rule are each based on different frameworks and have attracted different criticisms. The assumptions from which they start are also highly divergent, and the connections between them have not been sufficiently studied. These possible connections are very likely to be the key to answering questions about the origin of probability in quantum mechanics. This paper focuses on proving the necessity and indispensability of the additivity assumption in the derivation of the Born rule. This supports the view that the Born rule cannot be derived solely from other non-probabilistic quantum or additional postulates. We first prove that additivity cannot be derived from two other commonly used non-probabilistic additional assumptions, non-contextuality and normalization. Then we analyze the crucial role of the additivity assumption in five important existing derivations of the Born rule. These include Gleason's Theorem, Busch's extension of Gleason's Theorem, the Deutsch-Wallace Theorem, Zurek's envariance proof, and the Finkelstein-Hartle Theorem. We show that these derivations either depend heavily on the additivity assumption or lead to obvious loopholes due to the lack of additivity. We also point out some problems arised from the lack of a non-contextuality assumption. Our results provide a novel insight into the important role of additivity assumption in quantum measurement, as well as into the origin of probability in quantum mechanics.
The predictions of quantum mechanics are probabilistic. Quantum probabilities are extracted using a postulate of the theory called the Born rule, the status of which is central to the problem of quantum mechanics. Efforts to justify the Born rule from other physical principles, and thus elucidate the measurement process, have involved lengthy statistical or information-theoretic arguments. Here we show that Bohm's deterministic formulation of quantum mechanics allows the Born rule for measurements on a single system to be derived, without any statistical assumptions. We solve a simple example where the creation of an ensemble of identical quantum states, together with position measurements on those states, are described by Bohm's quantum dynamics. The calculated measurement outcomes agree with the Born-rule probabilities, which are thus a consequence of deterministic evolution. Our results demonstrate that quantum probabilities can emerge from simple dynamical laws alone, and they support the view that there is no underlying indeterminism in quantum phenomena.
We present a derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. Combined to Gleason's theorem, this approach naturally leads to the usual quantum formalism, within a new conceptual framework that is discussed heuristically in details. The structure of Quantum Mechanics, from its probabilistic nature to its mathematical expression, appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities.
Born's rule is the recipe for calculating probabilities from quantum mechanical amplitudes. There is no generally accepted derivation of Born's rule from first principles. In this paper, it is motivated from assumptions that link the ontological content of a proper physical model to the epistemic conditions of the experimental context. More precisely, it is assumed that all knowable distinctions should correspond to distinctions in a proper model. This principle of "ontological completeness" means, for example, that the probabilistic treatment of the double slit experiment with and without path information should differ. Further, it is assumed that the model should rely only on knowable ontological elements, and that failure to fulfill this principle of "ontological minimalism" gives rise to wrong predictions. Consequently, probabilities should be assigned only to observable experimental outcomes. Also, the method to calculate such probabilities should not rely on the existence of a precise path of the observed object if this path is not knowable. A similar principle was promoted by Born, even though he did not apply it to probability. Another crucial assumption is that the proper rule to calculate probabilities should be generally valid. It should be applicable in all experimental contexts, regardless the setup that determines which attributes of the studied object are observed, together with the probability to observe each of the associated attribute values. There is no need to refer to the Hilbert space structure of quantum mechanics in the present treatment. Rather, some elements of this structure emerge from the analysis.
In a previous article we presented an argument to obtain (or rather infer) Born's rule, based on a simple set of axioms named "Contexts, Systems and Modalities" (CSM). In this approach, there is no "emergence", but the structure of quantum mechanics can be attributed to an interplay between the quantized number of modalities that is accessible to a quantum system and the continuum of contexts that are required to define these modalities. The strong link of this derivation with Gleason's theorem was emphasized, with the argument that CSM provides a physical justification for Gleason's hypotheses. Here, we extend this result by showing that an essential one among these hypotheses-the need of unitary transforms to relate different contexts-can be removed and is better seen as a necessary consequence of Uhlhorn's theorem.