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arXiv:1505.01369

A simple derivation of Born's rule with and without Gleason's theorem

Alexia Auffèves, Philippe Grangier

Published May 6, 2015• 3 citations
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Abstract

We present a derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. Combined to Gleason's theorem, this approach naturally leads to the usual quantum formalism, within a new conceptual framework that is discussed heuristically in details. The structure of Quantum Mechanics, from its probabilistic nature to its mathematical expression, appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities.

DOI
10.48550/arxiv.1505.01369

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We present a derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. Combined to Gleason's theorem, this approach naturally leads to the usual quantum formalism, within a new conceptual framework that is discussed heuristically in details. The structure of Quantum Mechanics, from its probabilistic nature to its mathematical expression, appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
We present a heuristic derivation of Born's rule and unitary transforms in Quantum Mechanics, from a simple set of axioms built upon a physical phenomenology of quantization. This approach naturally leads to the usual quantum formalism, within a new realistic conceptual framework that is discussed in details. Physically, the structure of Quantum Mechanics appears as a result of the interplay between the quantized number of "modalities" accessible to a quantum system, and the continuum of "contexts" that are required to define these modalities. Mathematically, the Hilbert space structure appears as a consequence of a specific "extra-contextuality" of modalities, closely related to the hypothesis of Gleason's theorem, and consistent with its conclusions.
In a previous article we presented an argument to obtain (or rather infer) Born's rule, based on a simple set of axioms named "Contexts, Systems and Modalities" (CSM). In this approach, there is no "emergence", but the structure of quantum mechanics can be attributed to an interplay between the quantized number of modalities that is accessible to a quantum system and the continuum of contexts that are required to define these modalities. The strong link of this derivation with Gleason's theorem was emphasized, with the argument that CSM provides a physical justification for Gleason's hypotheses. Here, we extend this result by showing that an essential one among these hypotheses-the need of unitary transforms to relate different contexts-can be removed and is better seen as a necessary consequence of Uhlhorn's theorem.
In previous articles, we presented a derivation of Born’s rule and unitary transforms in Quantum Mechanics (QM), from a simple set of axioms built upon a physical phenomenology of quantization—physically, the structure of QM results of an interplay between the quantized number of “modalities” accessible to a quantum system, and the continuum of “contexts” required to define these modalities. In the present article, we provide a unified picture of quantum measurements within our approach, and justify further the role of the system–context dichotomy, and of quantum interferences. We also discuss links with stochastic quantum thermodynamics, and with algebraic quantum theory.
The Born rule stands as the fundamental probability postulate of quantum mechanics, yet its first-principle derivation remains a longstanding open problem. This paper presents a rigorous, collapse-free, and observer-independent derivation of the Born rule. Starting from four physically natural and minimal axioms—unitary dynamics, uniqueness of classical records, unitary invariance, and consistency with the classical limit and ergodicity—we uniquely deduce the Born rule from first principles. We prove that the Born rule is not an independent postulate, but a necessary mathematical consequence of the core axiomatic structure. Our approach is self-contained, assumption-free, and purely unitary, establishing that the Born rule is canonically determined by the fundamental mathematical and physical principles of quantum mechanics.