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arXiv:math-ph/9906022 · Journal of Mathematical Physics

On mathematical structure of effective observables

Caesar P. Viazminsky, James P. Vary

Published May 1, 2001• 21 citations
arXivHTMLPDF

Abstract

We decompose the Hilbert space of wave functions into two subspaces, and assign to a given observable two effective representatives that act in the model space. The first serves to determine some of the eigenvalues of the full observable, while the second serves to determine its matrix elements, in any basis in one of the subspaces, in terms of quantities pertaining to the model space. We also show that if the Hamiltonian of a physical system possesses symmetries then these symmetries continue to hold for its effective representatives of the first type. Maximum information about the system can be obtained in terms of two sets of effective representatives. The first set of representatives is complete. Other observables that do not commute with all members of the complete set have only one type of representative.

DOI
10.1063/1.1286034

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We decompose the Hilbert space of wave functions into two subspaces, and assign to a given observable two effective representatives that act in the model space. The first serves to determine some of the eigenvalues of the full observable, while the second serves to determine its matrix elements, in any basis in one of the subspaces, in terms of quantities pertaining to the model space. We also show that if the Hamiltonian of a physical system possesses symmetries then these symmetries continue to hold for its effective representatives of the first type. Maximum information about the system can be obtained in terms of two sets of effective representatives. The first set of representatives is complete. Other observables that do not commute with all members of the complete set have only one type of representative.
The self adjoint linear operators which represent the observables of a physical system are in general not an irreducible system. Because a complete set of commuting observables must determine the state of a physical system unambiguously the observables generate an algebra of operators which must contain a maximal abelian subalgebra. The structure of such algebras is investigated and it is shown by applying the theory of the direct integral of Hilbert spaces that there exists always a unique canonical representation of the Hilbert space as a direct integral in such a way that the transformations which are induced by the observables in the component subspaces are irreducible.
The quantities in physics that can be measured are conventionally denoted observables : entities that can be observed (directly or indirectly) and to which a value in appropriate units can be assigned. Examples include position, momentum, and energy. Unlike in classical physics, the concept of an observable in quantum theory possesses a significance beyond that of the measurable: to each observable there corresponds a unique operator in an abstract, linear vector space. These operators (and others) govern all aspects of quantum systems. Quantum operators act on abstract vectors in the linear space. Especially important are the eigenvectors and eigenvalues of these operators, in particular because some of the eigenvectors are the quantum states mentioned in the preceding chapters. Furthermore, for any operator that is the mathematical image of an observable, its eigenvalues constitute the entire set of values that measurement of the observable can yield . Finally, from the quantum states one can obtain the probabilities for the occurrence of events in the microscopic world, for example, the most likely value that measurement of an observable will yield. The concepts of operators and eigenvalue problems, as well as those of quantal probabilities, of Hermiticity, and of complete sets, were encountered and exemplified in the preceding chapter using the language of differential equations. While much of quantum mechanics could be presented in terms of this language alone, certain fundamental concepts (spin, for instance) cannot be, and it eventually becomes necessary to consider quantum mechanics as a theoretical framework embedded in that abstract linear vector space known as a Hilbert space.
We present in this paper a set of postulates for a physical system and deduce from these the main general features of the quantum theory of stationary states. Our theory is strictly operational in the sense that only the observables of the physical system are involved in the postulates. The collection of all bounded self-adj oint operators on a Hilbert space, which has previously been used as a mathematical model for the observables in quantum mechanics, satisfy the postulates, as do a variety of considerably more general mathematical structures. We show that for any two observables there exists a pure state of the system (this term being defined essentially as done by von Neumann and Weyl) in which they have different (expectation) values. Each observable has a spectral resolution, and a state of the system induces, in a natural way, a probability distribution on the range of spectral values of each observable. A number of observables are simultaneously observable if and only if they commute (although the product of two observables is not defined in general, a reasonable notion of commutativity can be introduced). Inasmuch as Hilbert space plays no role in our theory, our proofs are necessarily of a different character from the proofs of these results for the case of the system of all bounded selfadjoint operators. Actually, Hilbert space appears to be somewhat inadequate as a state space even for the latter system, in that there exist pure states of the system which cannot be represented in the usual way by rays of the Hilbert space. The postulates are partly algebraic and partly metric. The algebraic postulates require essentially that an observable can be multiplied by real numbers and raised to integral powers, and that any two observables can be added. It is assumed that the usual algebraic laws are satisfied so that (1) the observables can be treated like the elements of a linear space, and (2) the usual rules for dealing with polynomials in one variable with real coefficients remain valid when the variable is replaced by an observable. It is not assumed that two observables have a product. The metric postulates require that for each observable there be defined a kind of maximum numerical value, which plays the part of a norm, and has various properties in accord with its physical significance. While this norm is quite essential to the development of the theory, an interesting consequence of the theory is that the norm can be (uniquely) defined in a purely algebraic fashion. This shows that the objective features of a physical system,-the spectral values and probability distributions of the observables, and the pure states,-are completely determined by the algebra of observables, i.e., by the rules for addition, scalar multiplication, and powers, of observables.
For systems which obey quantum mechanics, the formulation of the problem of treating large numbers of particles is, of course, somewhat different than it is for classical systems. The microscopic description of the system is provided by a wave function which (in the absence of spin) is a function of the classical coordinates { q i }. The mathematical model is provided by a Hamiltonian operator H which is often obtained from the corresponding classical Hamiltonian by the replacement p i → ( ħ /i)(∂/∂ q i ). In other cases the form of the Hamiltonian operator is simply postulated. The microscopic dynamics are provided by the Schrödinger equation i ħ (∂Ψ/∂ t ) = H Ψ which requires as initial condition the knowledge of the wave function Ψ({ q i }, t ) at some initial time t 0 . (Boundary conditions on Ψ({ q i }, t ) must be specified as part of the description of the model as well.) The results of experiments in quantum mechanics are characterized by operators, usually obtained, like the Hamiltonian, from their classical forms and termed observables. Operators associated with observables must be Hermitian. In general, the various operators corresponding to observables do not commute with one another. It is possible to find sets of commuting operators whose mutual eigenstates span the Hilbert space in which the wave function is confined by the Schrödinger equation and the boundary conditions. A set of such (time independent) eigenstates, termed ψ ν ( q ), is a basis for the Hilbert space.
This chapter employs the following notation and basic formulae of quantum mechanics; the units are such that h = c = 1. Observables are represented in quantum mechanics by Hermitian operators in Hilbert space. These operators are analogues of finite-dimensional Hermitian operators, but the infinite dimensionality requires some mathematical explanation. The physical fact that not all measurements (preparations) are compatible with each other corresponds to the fact that not all operators commute. The ‘state’ of a physical system is fully determined in one way or another if a complete set of compatible measurements has been carried through such that no further measurement exists which is compatible with, and which is not simply a calculable function of, those measurements already made. Since not all independent measurements are compatible, there exist several non-compatible ‘complete sets of measurements’ for a given physical system, which lead to different aspects of that system.
We present two methods to study model Hamiltonians defined on clusters. One is the symmetrization of the Hilbert space basis according to irreducible representations of the symmetry group of the Hamiltonian. The other one adapts the Lanczos diagonalization method directly to the second quantized form of the Hamiltonian studied. By the symmetrization of the basis, one takes advantage of the symmetries of the Hamiltonian, and uses the group theory to find the invariant subspaces of the Hamiltonian in the complete Hilbert space. Then one needs only to work within the invariant subspaces. This method cuts down substantially the size of the matrix representation of the Hamiltonian to be diagonalized. Therefore, one could study relatively larger systems. As a result, all the eigenvectors and eigenvalues are obtained. Consequently, one could calculate thermodynamical quantities and various correlation functions, such as, the spin correlation, the charge correlation, the superconductivity pairing correlation, and the photoemission spectra. One the other hand, the Lanczos method, mentioned here in particular, is a specially developed computer program for the study of the model Hamiltonians. This program uses the key feature of the Lanczos method in diagonalization, allows one to use the second quantized form of the Hamiltonian directly without pregeneration or storing the matrix elements of the Hamiltonian. Two methods could be combined to take the full advantage of the symmetries of the Hamiltonian by input of the symmetrized wavefunction as the starting trial wavefunction in the Lanczos method. Here we illustrate the above two methods by applying to the Hubbard, and extended Hubbard models on a simple cubic cluster, and the lattice Anderson model on the two dimensional square lattice. Other interesting results for different systems are also briefly discussed here.