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arXiv:gr-qc/9307013 · Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields

Quantum-mechanical histories and the uncertainty principle. II. Fluctuations about classical predictability

J. J. Halliwell

Published Nov 15, 1993• 49 citations
arXivHTMLPDF

Abstract

This paper is concerned with two questions in the decoherent histories approach to quantum mechanics: the emergence of approximate classical predictability, and the fluctuations about it necessitated by the uncertainty principle. It is in part a continuation of an earlier paper on the uncertainty principle for quantum-mechanical histories. We consider histories characterized by position samplings at n moments of time. This includes the case of position sampling continuous in time in the limit n\ensuremath{\rightarrow}\ensuremath{\infty}. We use this to construct a probability distribution on the value of (discrete approximations to) the field equations, F=mx\ifmmode\ddot\else\textasciidieresis\fi{}+V'(x), at n-2 times. We find that it is peaked around F=0; thus classical correlations are exhibited. We show that the width of the peak \ensuremath{\Delta}F is largely independent of the initial state. We show that the uncertainty principle takes the form 2${\mathrm{\ensuremath{\sigma}}}^{2}$(\ensuremath{\Delta}F${)}^{2}$\ensuremath{\ge}${\mathrm{\ensuremath{\Elzxh}}}^{2}$/${\mathit{t}}^{2}$, where \ensuremath{\sigma} is the width of the position samplings, and t is the time scale between projections. We determine the modifications to this result when the system is coupled to a thermal environment, thus obtaining a measure of the comparative sizes of quantum and thermal fluctuations. We show that the thermal fluctuations become comparable to the quantum fluctuations under the same conditions that decoherence effects come into play, in agreement with earlier work. We also study an alternative measure of classical correlations, namely, the conditional probability of finding a sequence of position samplings, given that particular initial phase space data have occurred.We use these results to address the issue of the formal interpretation of the probabilities for sequences of position samplings in the decoherent histories approach to quantum mechanics. Under appropriate conditions, which we describe, they admit an interpretation as a statistical ensemble of classical solutions, with the probability of each individual classical solution given by a smeared Wigner function of its initial data. We study the decoherence properties of histories characterized by the value of the field equations, F, at a sequence of times. We argue that they will be decoherent if their initial data are decoherent.

DOI
10.1103/physrevd.48.4785

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We study a formulation of quantum mechanics in which the central notion is that of a quantum-mechanical history---a sequence of events at a succession of times. The primary aim is to identify sets of ``decoherent'' (or ``consistent'') histories for the system. These are quantum-mechanical histories suffering negligible interference with each other, and, therefore, to which probabilities may be assigned. These histories may be found for a given system using the so-called decoherence functional. When the decoherence functional is exactly diagonal, probabilities may be assigned to the histories, and all probability sum rules are satisfied exactly. We propose a condition for approximate decoherence, and argue that it implies that most probability sum rules will be satisfied to approximately the same degree. We also derive an inequality bounding the size of the off-diagonal terms of the decoherence functional. We calculate the decoherence functional for some simple one-dimensional systems, with a variety of initial states. For these systems, we explore the extent to which decoherence is produced using two different types of coarse graining. The first type of coarse graining involves imprecise specification of the particle's position. The second involves coupling the particle to a thermal bath of harmonic oscillators and ignoring the details of the bath (the Caldeira-Leggett model). We argue that both types of coarse graining are necessary in general. We explicitly exhibit the degree of decoherence as a function of the temperature of the bath, and of the width to within which the particle's position is specified. We study the diagonal elements of the decoherence functional, representing the probabilities for the possible histories of the system. To the extent that the histories decohere, we show that the probability distributions are peaked about the classical histories of the system, with the distribution of their initial positions and momenta given by a smeared version of the Wigner function. We discuss this result in connection with earlier uses of the Wigner function in this context. We find that there is a certain amount of tension between the demands of decoherence and peaking about classical paths.
This paper is generally concerned with understanding how the uncertainty principle arises in formulations of quantum mechanics, such as the decoherent histories approach, whose central goal is the assignment of probabilities to histories. We first consider histories characterized by position or momentum projections at two moments of time. Both exact and approximate (Gaussian) projections are studied. Shannon's information is used as a measure of the uncertainty expressed in the probabilities for these histories. We derive a number of inequalities in which the uncertainty principle is expressed as a lower bound on the information of phase space distributions derived from the probabilities for two-time histories. We go on to consider histories characterized by position samplings at nnn moments of time. We derive a lower bound on the information of the joint probability for nnn position samplings. Similar bounds are derived for histories characterized by samplings of other variables. All lower bounds on the information of histories have the general form ln(VHVS)\mathrm{ln}(\frac{{V}_{H}}{{V}_{S}})ln(VS​VH​​), where VH{V}_{H}VH​ is a volume element of history space, which we define, and VS{V}_{S}VS​ is the volume of that space probed by the projections. We thus obtain a concise and general form of the uncertainty principle referring directly to the histories description of the system, and making no reference to notions of phase space.
We consider the decoherence of phase-space histories in quantum Brownian motion models, consisting of a particle moving under a potential V(x)V(x)V(x) in contact with a heat bath of temperature TTT and dissipation constant $\ensuremath{\gamma}$ in the Markovian regime. The phase-space histories are described by quasiprojectors consisting of Gaussian density matrices smeared over large phase-space cells and are characterized by the size [$\ensuremath{\Gamma}$] of the phase-space cell together with the size [MMM] of the margin (the region at the boundary of $\ensuremath{\Gamma}$ in which the Weyl symbol of the projector goes from 1 to 0). We generalize earlier results of Hagedorn to show that an initial Gaussian density matrix remains approximately Gaussian under nonunitary time evolution deriving a bound giving the validity of this approximation. Following the earlier work of Omnes [J. Stat. Phys. 51, 351 (1989)] we use this result to compute the time evolution of the phase-space projectors under the master equation and show that histories of phase-space samplings approximately decohere, and that the probabilities for these histories are peaked about classical dissipative evolution, but with an element of unpredictability which is reflected in the increase of the size of the margin.
We explore some aspects of nonequilibrium statistical mechanics of classical and quantum systems. Two chapters are devoted to fluctuation theorems which were originally derived for classical systems. The main challenge in formulating them in quantum mechanics is the fact that fundamental quantities of interest, like work, are defined via the classical concept of a phase space trajectory. We utilize the decoherent histories conceptual framework, in which classical trajectories emerge in quantum mechanics as a result of coarse graining, and provide a first-principles analysis of the nonequilibrium work relation of Jarzynski and Crooks's fluctuation theorem for a quantum system interacting with a general environment based on the quantum Brownian motion (QBM) model. We indicate a parameter range at low temperatures where the theorems might fail in their original form. Fluctuation theorems of Jarzynski and Crooks for systems obeying classical Hamiltonian dynamics are derived under the assumption that the initial conditions are sampled from a canonical ensemble, even though the equilibrium state of an isolated system is typically associated with the microcanonical ensemble. We address this issue through an exact analysis of the classical Brownian motion model. We argue that a stronger form of ensemble equivalence than usually discussed in equilibrium statistical mechanics is required for these theorems to hold in the infinite environment limit irrespective of the ensemble used, and proceed to prove it for this model. An exact expression for the probability distribution of work is obtained for finite environments. Intuitively one expects a system to relax to an equilibrium state when brought into contact with a thermal environment. Yet it is important to have rigorous results that provide conditions for equilibration and characterize the equilibrium state. We consider the dynamics of open quantum systems using the Langevin and master equations and rigorously show that under fairly general conditions quantum systems interacting with a heat bath relax to the equilibrium state defined as the reduced thermal state of the system plus environment, even in the strong coupling regime. Our proof is valid to second-order in interaction strength for general systems and exact for the linear QBM model, for which we also show the equivalence of multi-time correlations. In the final chapter we give a sampling of our investigations into macroscopic quantum phenomena. We work out in detail a specific example of how and under what conditions the center of mass (CoM) coordinate of a macroscopic object emerges as the relevant degree of freedom. Interaction patterns are studied in terms of the couplings they induce between the CoM and relative coordinates of two macroscopic objects. We discuss the implications of these interaction patterns on macroscopic entanglement.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In “Copenhagen ” quantum mechanics, probabilities can be assigned to histories of a subsystem that have been “measured”. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system’s initial condition and dynamics. Such sets of histories are said to decohere. We define decoherence for closed systems in the simplified case when quantum gravity can be neglected and the initial state is pure. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system's initial condition and dynamics. Such sets of histories are said to decohere. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.