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arXiv:gr-qc/9304039 · Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields

Quantum-mechanical histories and the uncertainty principle: Information-theoretic inequalities

J. J. Halliwell

Published Sep 15, 1993• 42 citations
arXivHTMLPDF

Abstract

This paper is generally concerned with understanding how the uncertainty principle arises in formulations of quantum mechanics, such as the decoherent histories approach, whose central goal is the assignment of probabilities to histories. We first consider histories characterized by position or momentum projections at two moments of time. Both exact and approximate (Gaussian) projections are studied. Shannon's information is used as a measure of the uncertainty expressed in the probabilities for these histories. We derive a number of inequalities in which the uncertainty principle is expressed as a lower bound on the information of phase space distributions derived from the probabilities for two-time histories. We go on to consider histories characterized by position samplings at $n$ moments of time. We derive a lower bound on the information of the joint probability for $n$ position samplings. Similar bounds are derived for histories characterized by samplings of other variables. All lower bounds on the information of histories have the general form $\mathrm{ln}(\frac{{V}_{H}}{{V}_{S}})$, where ${V}_{H}$ is a volume element of history space, which we define, and ${V}_{S}$ is the volume of that space probed by the projections. We thus obtain a concise and general form of the uncertainty principle referring directly to the histories description of the system, and making no reference to notions of phase space.

DOI
10.1103/physrevd.48.2739

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This paper is concerned with two questions in the decoherent histories approach to quantum mechanics: the emergence of approximate classical predictability, and the fluctuations about it necessitated by the uncertainty principle. It is in part a continuation of an earlier paper on the uncertainty principle for quantum-mechanical histories. We consider histories characterized by position samplings at n moments of time. This includes the case of position sampling continuous in time in the limit n\ensuremath{\rightarrow}\ensuremath{\infty}. We use this to construct a probability distribution on the value of (discrete approximations to) the field equations, F=mx\ifmmode\ddot\else\textasciidieresis\fi{}+V'(x), at n-2 times. We find that it is peaked around F=0; thus classical correlations are exhibited. We show that the width of the peak \ensuremath{\Delta}F is largely independent of the initial state. We show that the uncertainty principle takes the form 2${\mathrm{\ensuremath{\sigma}}}^{2}$(\ensuremath{\Delta}F)2{)}^{2})2\ensuremath{\ge}${\mathrm{\ensuremath{\Elzxh}}}^{2}$/t2{\mathit{t}}^{2}t2, where \ensuremath{\sigma} is the width of the position samplings, and t is the time scale between projections. We determine the modifications to this result when the system is coupled to a thermal environment, thus obtaining a measure of the comparative sizes of quantum and thermal fluctuations. We show that the thermal fluctuations become comparable to the quantum fluctuations under the same conditions that decoherence effects come into play, in agreement with earlier work. We also study an alternative measure of classical correlations, namely, the conditional probability of finding a sequence of position samplings, given that particular initial phase space data have occurred.We use these results to address the issue of the formal interpretation of the probabilities for sequences of position samplings in the decoherent histories approach to quantum mechanics. Under appropriate conditions, which we describe, they admit an interpretation as a statistical ensemble of classical solutions, with the probability of each individual classical solution given by a smeared Wigner function of its initial data. We study the decoherence properties of histories characterized by the value of the field equations, F, at a sequence of times. We argue that they will be decoherent if their initial data are decoherent.
In this paper alternative formulations of the conventional uncertainty relation are studied in the context of decoherent histories. The results are given in terms of Shannon information. A variety of methods are developed to evaluate the upper bound for the probability of two or more projection histories. The methods employed give improved limits for the maximal achievable probability and an improved lower bound for the Shannon information. The results are then applied to a number of physically relevant situations.
The focus of the present investigation is uncertainty relations for quantum particles, which quantify the fundamental limitations on some of their properties due to their incompatibility. In the first, longer part, we are concerned with preparational uncertainty \nrelations, while in the second we touch upon measurement inequalities through a generalisation of a model of joint measurement of position and momentum. \nSpecifically, starting from a triple of canonical operators, we prove product and sum inequalities for their variances with bounds larger than those following from combining the pairwise ones. We extend these results to N observables for a quantum particle and prove uncertainty relations for the sums and products of their variances \nin terms of the commutators. \nFurthermore, we present a general theory of preparational uncertainty relations for a quantum particle in one dimension and derive conditions for a smooth function of the second moments to assume a lower bound. The Robertson-Schroedinger inequality \nis found to be of special significance and we geometrically study the space of second moments. We prove new uncertainty relations for various functions of the variances and covariance of position and momentum of a quantum particle. Some of our findings are shown to extend to more than one spatial degree of freedom and we derive \nvarious types of inequalities. \nFinally, we propose a generalisation of the Arthurs-Kelly model of joint measurement of position and momentum to incorporate the case of more than two observables and derive joint-measurement inequalities for the statistics of the probes. For the case of \nthree canonical observables and suitable definitions of error and disturbance we obtain a number of error-error-error and error-error-disturbance inequalities and show that the lower bound is identical to the preparational one.
We study a formulation of quantum mechanics in which the central notion is that of a quantum-mechanical history---a sequence of events at a succession of times. The primary aim is to identify sets of ``decoherent'' (or ``consistent'') histories for the system. These are quantum-mechanical histories suffering negligible interference with each other, and, therefore, to which probabilities may be assigned. These histories may be found for a given system using the so-called decoherence functional. When the decoherence functional is exactly diagonal, probabilities may be assigned to the histories, and all probability sum rules are satisfied exactly. We propose a condition for approximate decoherence, and argue that it implies that most probability sum rules will be satisfied to approximately the same degree. We also derive an inequality bounding the size of the off-diagonal terms of the decoherence functional. We calculate the decoherence functional for some simple one-dimensional systems, with a variety of initial states. For these systems, we explore the extent to which decoherence is produced using two different types of coarse graining. The first type of coarse graining involves imprecise specification of the particle's position. The second involves coupling the particle to a thermal bath of harmonic oscillators and ignoring the details of the bath (the Caldeira-Leggett model). We argue that both types of coarse graining are necessary in general. We explicitly exhibit the degree of decoherence as a function of the temperature of the bath, and of the width to within which the particle's position is specified. We study the diagonal elements of the decoherence functional, representing the probabilities for the possible histories of the system. To the extent that the histories decohere, we show that the probability distributions are peaked about the classical histories of the system, with the distribution of their initial positions and momenta given by a smeared version of the Wigner function. We discuss this result in connection with earlier uses of the Wigner function in this context. We find that there is a certain amount of tension between the demands of decoherence and peaking about classical paths.
Heisenberg’s uncertainty principle has recently led to general measurement uncertainty relations for quantum systems: incompatible observables can be measured jointly or in sequence only with some unavoidable approximation, which can be quantified in various ways. The relative entropy is the natural theoretical quantifier of the information loss when a `true’ probability distribution is replaced by an approximating one. In this paper, we provide a lower bound for the amount of information that is lost by replacing the distributions of the sharp position and momentum observables, as they could be obtained with two separate experiments, by the marginals of any smeared joint measurement. The bound is obtained by introducing an entropic error function, and optimizing it over a suitable class of covariant approximate joint measurements. We fully exploit two cases of target observables: (1) n-dimensional position and momentum vectors; (2) two components of position and momentum along different directions. In (1), we connect the quantum bound to the dimension n; in (2), going from parallel to orthogonal directions, we show the transition from highly incompatible observables to compatible ones. For simplicity, we develop the theory only for Gaussian states and measurements.
Uncertainty relations are commonly praised as one of the central pillars of quantum theory. Usually, they are taught in the first weeks of a beginners lecture, and introduced in the ?rst chapters of a textbook. However, their precise operational meaning and a formulation in a general context, i.e. beyond the example of position and momentum observables, are often left out. The reasoning for this is twofold: On one hand, an exact operational definition of uncertainty, indeterminacy and a corresponding uncertainty principle has been the content of many debates since the early days of quantum mechanics until today. From a modern perspective, we have the consent that there are at least the two notions of preparation and measurement uncertainty: the first notion prohibits the existence of dissipation free states and the latter one the existence of error free joint measurements. On the other hand, we have that, the mathematical tools, which are needed for comprehensive treatment of uncertainty relations in a general context, are still under development and usually go far beyond the mathematical level of an introductory course. In this thesis we will investigate these two notions of uncertainty, their corre- sponding uncertainty relations, such as their interplay. The aim of this thesis is to give answers to the central questions: (1.) Which quantities should be used to formulate uncertainty? (2.) How can we compute uncertainty relations for those? (3.) Are there connections between the two notions of uncertainty? We will do this, whenever possible, in a most general context and with a focus on relevant examples, otherwise. Therefore, we will consider constructions of mea- surement errors and deviation measures that quantify uncertainty, based on, so called, cost functions. Commonly used uncertainty measures like variances, en- tropies, and the Hamming distance are examples for these. We will investigate the structure of the corresponding uncertainty relations and provide several methods that enable us to compute them. The third question is addressed by a theorem that shows, for sharp observables, that measurement uncertainty relations can be lower bounded by preparation uncertainty relations, whenever the same cost function is used.