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arXiv:gr-qc/9301011 · Cambridge University Press eBooks

The Reduction of the State Vector and Limitations on Measurement in the Quantum Mechanics of Closed Systems

James B. Hartle

Published Nov 16, 1956• 18 citations
arXivHTMLPDF

Abstract

“… persuaded of these principles, what havoc must we make ?” — Hume ABSTRACT Measurement is a fundamental notion in the usual approximate quantum mechanics of measured subsystems. Probabilities are predicted for the outcomes of measurements. State vectors evolve unitarily in between measurements and by reduction of the state vector at measurements. Probabilities are computed by summing the squares of amplitudes over alternatives which could have been measured but weren't. Measurements are limited by uncertainty principles and by other restrictions arising from the principles of quantum mechanics. This essay examines the extent to which those features of the quantum mechanics of measured subsystems that are explicitly tied to measurement situations are incorporated or modified in the more general quantum mechanics of closed systems in which measurement is not a fundamental notion. There, probabilities are predicted for decohering sets of alternative time histories of the closed system, whether or not they represent a measurement situation. Reduction of the state vector is a necessary part of the description of such histories. Uncertainty principles limit the possible alternatives at one time from which histories may be constructed. Models of measurement situations are exhibited within the quantum mechanics of the closed system containing both measured subsystem and measuring apparatus.

DOI
10.1017/cbo9780511524653.015

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“… persuaded of these principles, what havoc must we make ?” — Hume ABSTRACT Measurement is a fundamental notion in the usual approximate quantum mechanics of measured subsystems. Probabilities are predicted for the outcomes of measurements. State vectors evolve unitarily in between measurements and by reduction of the state vector at measurements. Probabilities are computed by summing the squares of amplitudes over alternatives which could have been measured but weren't. Measurements are limited by uncertainty principles and by other restrictions arising from the principles of quantum mechanics. This essay examines the extent to which those features of the quantum mechanics of measured subsystems that are explicitly tied to measurement situations are incorporated or modified in the more general quantum mechanics of closed systems in which measurement is not a fundamental notion. There, probabilities are predicted for decohering sets of alternative time histories of the closed system, whether or not they represent a measurement situation. Reduction of the state vector is a necessary part of the description of such histories. Uncertainty principles limit the possible alternatives at one time from which histories may be constructed. Models of measurement situations are exhibited within the quantum mechanics of the closed system containing both measured subsystem and measuring apparatus.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In “Copenhagen” quantum mechanics, probabilities can be assigned to histories of a subsystem that have been “measured”. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system's initial condition and dynamics. Such sets of histories are said to decohere. We define decoherence for closed systems in the simplified case when quantum gravity can be neglected and the initial state is pure. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system's initial condition and dynamics. Such sets of histories are said to decohere. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.
A pedagogical introduction is given to the quantum mechanics of closed systems, most generally the universe as a whole. Quantum mechanics aims at predicting the probabilities of alternative coarse-grained time histories of a closed system. Not every set of alternative coarse-grained histories that can be described may be consistently assigned probabilities because of quantum mechanical interference between individual histories of the set. In “Copenhagen ” quantum mechanics, probabilities can be assigned to histories of a subsystem that have been “measured”. In the quantum mechanics of closed systems, containing both observer and observed, probabilities are assigned to those sets of alternative histories for which there is negligible interference between individual histories as a consequence of the system’s initial condition and dynamics. Such sets of histories are said to decohere. We define decoherence for closed systems in the simplified case when quantum gravity can be neglected and the initial state is pure. Typical mechanisms of decoherence that are widespread in our universe are illustrated. Copenhagen quantum mechanics is an approximation to the more general quantum framework of closed subsystems. It is appropriate when there is an approximately isolated subsystem that is a participant in a measurement situation in which (among other things) the decoherence of alternative registrations of the apparatus can be idealized as exact. Since the quantum mechanics of closed systems does not posit the existence of the quasiclassical domain of everyday experience, the domain of the approximate aplicability of classical physics must be explained. We describe how a quasiclassical domain described by averages of densities of approximately conserved quantities could be an emergent feature of an initial condition of the universe that implies the approximate classical behavior of spacetime on accessible scales.
It is well known, that the causal Schrödinger evolution of a quantum state is not compatible with the reduction postulate, even when decoherence is taken into account. The violation of the causal evolution, introduced by the standard reduction postulate distinguishes certain systems (as the measurement devices), whose states are very close to statistical mixtures (as the ones resulting from the process of decoherence). In these systems, this violation has not any observable effect. In arbitrary quantum systems, the transition from the initial density matrix to a diagonal matrix predicted by the standard reduction postulate, would lead to a complete breakdown of the Schrödinger evolution, and consequently would destroy all the predictive power of quantum mechanics. What we show here, is that there is a modified version of the postulate that allows to treat all the quantum mechanical systems on equal footing. The standard reduction postulate may be considered as a good approximation, useful for practical purposes, of this modified version which is consistent with the Schrödinger evolution and via decoherence with the experimental results. Within this approach, the physical role played by the reduction postulate is as a tool for the computation of relative probabilities and consequently for the determination of the probabilities of consistent histories.
In most textbooks, measurement does not receive the full attention it deserves and sometimes is even not treated at all, apart a brief and cryptic mention of the “reduction of the wave packet.” However, in the last decades, the situation has profoundly changed and it is time to consider measurement a fundamental part of quantum mechanics, even, to a certain extent, an important generalization of the traditional theory (see also Chs. 14–15). This chapter consists of three major parts. In the first block (Secs. 9.1–9.4) we develop the main physical features of the measurement process: the heart of the argument is here represented by the aspects related to the interpretation. In the second part (Secs. 9.5–9.8) we discuss several special (and partly interdependent) topics of measurement: the heart here is represented by experimental aspects. In the third part (Secs. 9.9–9.12) we deal with the measurement process on a more formal plane, making use, in particular, of the generalization represented by the concepts of effect and positive operator valued measure (POVM). As we have said, the measurement problem is one of the most fundamental issues in the conceptual structure of quantum mechanics (as described in Sec. 9.1) and has a long history that will be examined in Sec. 9.2. In this context, the existence of apparently paradoxical quantum states comes about: the so-called Schrödinger cat states (see Sec. 9.3).
A persistent focus on the concept of emergence as a core element of the scientific method allows a clean separation, insofar as this is possible, of the physical and philosophical aspects of the problem of outcomes in quantum mechanics. The philosophical part of the problem is to explain why a closed system has definite experimental outcomes. The physical part is to show mathematically that there exists a limit in which the contradiction between unitary Schroedinger dynamics and a reduction process leading to distinct outcomes becomes negligible according to an explicitly stated criterion, and to make this criterion as objective as possible. The physical problem is solved here by redefining the notion of a quantum state and finding a suitable measure for the change of state upon reduction. The appropriate definition of the quantum state is not as a ray or density operator in Hilbert space, but rather as an equivalence class consisting of all density operators in a given subspace, the members of which all describe the same experimental outcome. For systems containing only subsystems that are integrated with their environments, these equivalence classes can be represented mathematically by projection operators, and the resulting formalism is closely related to that used by von Neumann to study the increase of entropy predicted by the second law of thermodynamics. However, nearly isolated subsystems are reduced only indirectly, as a consequence of their interaction with integrated subsystems. The reduced states of isolated subsystems are the same conditional states used in the definition of quantum discord. The key concepts of decoherence theory can all be adapted to fit this definition of a quantum state, resulting in a unified theory capable of resolving, in principle, all aspects of the quantum measurement problem. The theory thus obtained is weakly objective but not strongly objective.