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arXiv:cond-mat/9912384 · Journal of Mathematical Physics

Kadanoff–Baym equations and non-Markovian Boltzmann equation in generalized T-matrix approximation

D. Semkat, D. Kremp, M. Bönitz

Published Nov 1, 2000• 53 citations
arXivHTMLPDF

Abstract

A recently developed method [Semkat et al., Phys. Rev. E 59, 1557 (1999); Kremp et al., in Progress in Nonequilibrium Green’s Functions (World Scientific, Singapore, 2000), p. 34] for incorporating initial binary correlations into the Kadanoff–Baym equations (KBE) is used to derive a generalized T-matrix approximation for the self-energies. It is shown that the T-matrix obtains additional contributions arising from initial correlations. Using these results and taking the time-diagonal limit of the KBE, a generalized quantum kinetic equation in binary collision approximation is derived. This equation is a far-reaching generalization of Boltzmann-type kinetic equations: It self-consistently includes memory effects (retardation, off-shell T-matrices) as well as many-particle effects (damping, in-medium T-matrices) and spin-statistics effects (Pauli-blocking).

DOI
10.1063/1.1286204

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A recently developed method [Semkat et al., Phys. Rev. E 59, 1557 (1999); Kremp et al., in Progress in Nonequilibrium Green’s Functions (World Scientific, Singapore, 2000), p. 34] for incorporating initial binary correlations into the Kadanoff–Baym equations (KBE) is used to derive a generalized T-matrix approximation for the self-energies. It is shown that the T-matrix obtains additional contributions arising from initial correlations. Using these results and taking the time-diagonal limit of the KBE, a generalized quantum kinetic equation in binary collision approximation is derived. This equation is a far-reaching generalization of Boltzmann-type kinetic equations: It self-consistently includes memory effects (retardation, off-shell T-matrices) as well as many-particle effects (damping, in-medium T-matrices) and spin-statistics effects (Pauli-blocking).
Equilibrium and nonequilibrium properties of nonideal many-particle systems are strongly influenced by correlation effects that are well described by generalized quantum kinetic equations, in particular, the Kadanoff-Baym equations (KBE). However, these equations are usually derived under the assumption of the weakening of initial correlations (Bogolyubov's condition) and, therefore, fail to correctly describe the short time behavior. We demonstrate that this assumption is not necessary for the derivation of the KBE. Using functional derivatives techniques, we present a straightforward generalization of the KBE that allows us to include arbitrary initial correlations and that is more general than previous derivations. As a result, an additional collision integral is obtained, which is being damped out after a few collisions. Our results are complemented with numerical investigations showing the effect of initial correlations.
In a previous publication [H. S. K\"ohler, Phys. Rev. C 51, 3232 (1995)] equilibration rates were studied for an extended system of nonequilibrium nuclear matter. The two-time Green's functions in the Kadanoff-Baym (KB) formalism were solved numerically. These quantum-mechanical calculations were compared with the Markovian (semi)classical Uehling-Uhlenbeck collision term often used in the analysis of collisions between heavy ions. The equilibration was found to be substantially slowed down by quantum effects. The theoretical as well as experimental study of nonequilibrium systems is of course of great interest in many areas of physics, e.g., within the realm of quantum transport in solid state devices. On the theoretical side various methods and approximations are the subject of intensive study. By the KB ansatz, for example, the equations can be simplified to a one-time kinetic equation while preserving the non-Markovian character. The generalized KB (GKB) ansatz of Lipavsky, Spicka, and Velicky [Phys. Rev. B 34, 6933 (1986)] is often preferred. In this paper approximations based upon the GKB ansatz are discussed in relation to the exact KB formalism. Numerical comparisons are made for both the strongly interacting nuclear medium as well as an electron plasma. A non-Markovian collision integral, including memory effects in a quasiparticle approximation, is often discussed in the literature. It is found that this approximation appreciably overestimates the collision rates even more than the classical (Boltzmann) approximation. The inclusion of a width in the spectral function, i.e., going beyond the quasiparticle approximation, gives considerable improvement. The competition between the memory and correlation effects is found to lead to an anomalous saturation of the relaxtion rate. \textcopyright{} 1996 The American Physical Society.
The Kadanoff-Baym equations (KBE) are usually derived under the assumption of the weakening of initial correlations (Bogolyubov's condition) and, therefore, fail to correctly describe the short time behavior. We demonstrate that this assumption is not necessary. Using functional derivatives techniques, we present a straightforward generalization of the KBE which allows to include arbitrary initial correlations and which is more general than previous derivations. As a result, an additional collision integral is obtained which is being damped out after a few collisions. Our results are complemented with numerical investigations showing the effect of initial correlations.
A dense interacting Bose or Fermi gas is considered. Within the Kadanoff-Baym real-time Green-function technique a generalized kinetic equation is derived in the nonequilibrium ladder approximation. As a Markovian limit the Boltzmann-Uehling-Uhlenbeck equation is recovered. The relevance of retardation effects in the kinetic equation of dense systems is shown. It turns out that the stationary solution of the generalized kinetic equation reproduces the second virial coefficient of the equation of state, including the Beth-Uhlenbeck quantum corrections. We establish a generalized kinetic equation describing correlation effects in a consistent approach to nonequilibrium for Bose and Fermi systems. In this way we give a generalization of the Beth-Uhlenbeck formula that applies to nonequilibrium and to finite systems. The derivation makes use of the time dependent T-matrix equation, which establishes a generalization of the Bethe-Goldstone equation. The correlated parts of the density and energy, which can be interpreted as virial corrections, are thermodynamically consistent. In this way global energy conservation is fulfilled.
Using the Kadanoff-Baym non-equilibrium Green's function formalism, we derive kinetic equations for the non-condensate atoms at finite temperatures which include the effect of binary collisions between atoms. The effect of collisions is included using the second-order self-energy given by the Beliaev (gapless) approximation. We limit our discussion to finite temperatures where we can use the single-particle Hartree-Fock spectrum for the excited atoms. In this limit, we can neglect the off-diagonal propagators (g~12\tilde{g}_{12}g~​12​ and g~21\tilde{g}_{21}g~​21​). As expected, this leads to the kinetic equations and collision integrals used in recent work by Zaremba, Nikuni, and Griffin (ZNG) [1]. We also derive a consistent equation of motion for the condensate wavefunction, involving a finite-temperature generalization of the well-known Gross-Pitaevskii equation which includes a dissipative term, as well as the mean field of the non-condensate.
In the framework of real-time Green's functions, the general kinetic equations are investigated in a first-order gradient expansion. Within this approximation, the problem of the reconstruction of the two-time correlation functions from the one-time Wigner function was solved. For the Wigner function, a cluster expansion is found in terms of a quasiparticle distribution function. In equilibrium, this expansion leads to the well-known generalized Beth-Uhlenbeck expression of the second virial coefficient. As a special case, the T-matrix approximation for the self-energy is investigated. The quantum kinetic equation derived thus has, besides the (Markovian) Boltzmann collision integral, additional terms due to the retardation expansion which reflect memory effects. Special interest is paid to the case that bound states exist in the system. It is shown that the bound state contribution, which can be introduced via a bilinear expansion of the two-particle T matrix, follows from the first-order retardation term in the general kinetic equation. The full Wigner function is now a sum of one function describing the unbound particles and another one for the bound state contribution. The latter two functions have to be determined from a coupled set of kinetic equations. In contrast to the quantum Boltzmann equation, energy and density of a nonideal system are conserved. \textcopyright{} 1996 The American Physical Society.