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arXiv:cond-mat/9903097

SC state in the underdoped high-T_c cuprates as a quantum spin liquid. A microscopic theory

F. P. Onufrieva, Pierre M. Pfeuty

Published Mar 5, 1999• 0 citations
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Abstract

We have discovered a new example of quantum spin liquid which is a superconducting (SC) phase in 2D electron system close to electronic topological transition. As a quantum spin liquid in low dimensional localized spin systems it is characterized by a resonance spin mode and a well separated two-particle continuum. Application of the theory to the high-T_c cuprates allows to shed light on many observed in the underdoped regime features such as the so called 40 meV resonance peak, incommensurability at lower ω, spin gap etc.

DOI
10.48550/arxiv.cond-mat/9903097

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We have discovered a new example of quantum spin liquid which is a superconducting (SC) phase in 2D electron system close to electronic topological transition. As a quantum spin liquid in low dimensional localized spin systems it is characterized by a resonance spin mode and a well separated two-particle continuum. Application of the theory to the high-T_c cuprates allows to shed light on many observed in the underdoped regime features such as the so called 40 meV resonance peak, incommensurability at lower ω, spin gap etc.
We show that a two-dimensional (2D) metal in a superconducting (SC) state with wave-vector-dependent gap behaves as a quantum-spin liquid characterized by a collective mode of resonance type. Formally the mode exists whatever is a form of Fermi surface (FS). However, when the latter is spherical the effect is rather formal: any factor leading to an even weak electron scattering, like finite T, impurity, etc., easily kills the mode. On the contrary, for the type of FS observed in the high-Tc{T}_{c}Tc​ cuprates (characterized by a proximity to the saddle-point wave vectors) the resonance mode exists in a true sense being well separated from the electron-hole continuum and well defined. The effect is due to the effective 1D dimension in a proximity of electronic topological transition quantum critical point. The physical nature of the collective mode varies progressively between two possibilities. In the case of a weak interaction, the resonance mode is a typical effect of a two-particle bound state that appears slightly below the bottom of the two-particle continuum. The effect exists even in the case of infinitesimally weak interaction (of relevant sign). In the case of a strong or intermediate interaction, it is a critical mode existing as a precursor of spin-density wave (SDW) instability. The gap of the collective mode is not related directly to the value of the SC gap (being, however, limited by the latter from above) but rather to a proximity to SDW instability. We predict also a second collective mode lying inside the two-particle continuum. The existence of these two modes and the particular form of their dispersion in the case corresponding to the underdoped cuprates ${(d}_{{x}^{2}\ensuremath{\sim}{y}^{2}}$ symmetry of SC gap, exchange interaction of antiferromagnetic sign, etc.) allows one to understand the main features observed experimentally in the underdoped cuprates, namely the so-called ``41 meV resonance peak'' and ``24 meV incommensurability'' and their two-dimensional wave vector dependences, the doping evolution of the spin dynamics and many other features. The theory also predicts new features to be tested experimentally.
This review gives a rather general discussion of high temperature superconductors as an example of a strongly correlated material. The argument is made that in view of the many examples of unconventional superconductors discovered in the past twenty years, we should no longer be surprised that superconductivity emerges as a highly competitive ground state in systems where Coulomb repulsion plays a dominant role. The physics of the cuprates is discussed, emphasizing the unusual pseudogap phase in the underdoped region. It is argued that the resonating valence bond picture, as formulated using gauge theory with fermionic and bosonic matter fields, gives an adequate physical understanding, even though many details are beyond the powers of current calculational tools. The recent discovery of quantum oscillations in a high magnetic field is discussed in this context. Meanwhile, the problem of the quantum spin liquid (a spin system with antiferromagnetic coupling which refuses to order even at zero temperature) is a somewhat simpler version of the high T c problem where significant progress has been made recently. It is understood that the existence of matter fields can lead to deconfinement of the U (1) gauge theory in 2 + 1 dimensions, and novel new particles (called fractionalized particles), such as fermionic spinons which carry spin and no charge, and gapless gauge bosons can emerge to create a new critical state at low energies. We even have a couple of real materials where such a scenario may be realized experimentally. The paper ends with answers to questions such as: What limits T c if pairing is driven by an electronic energy scale? Why is the high T c problem hard? Why is there no consensus? And why is the high T c problem important?
One of the central issues in the study of high-temperature superconducting cuprates which are composed of two-dimensional (2D) CuO 2 planes is whether the 2D systems with strong electron correlation behave as a Fermi liquid or a non-Fermi-liquid-like one-dimensional (1D) system with electron correlation. In this article, we start with the detailed examination of the electronic structure in cuprates and study theoretically the spin and charge dynamics in 1D and 2D cuprates. The theoretical background of spin-charge separation in the 1D model systems including the Hubbard and t - J models is presented. The first direct observation of collective modes of spin and charge excitations in a 1D cuprate, which are called spinons and holons respectively, in angle-resolved photoemission spectroscopy (ARPES) experiments is reviewed in the light of the theoretical results based on the numerically exact-diagonalization method. The charge and spin dynamics in 1D insulating cuprates is also discussed in connection with the spin-charge separation. The arguments are extended to the 2D cuprates, and the unique aspects of the electronic properties of high-temperature superconductors are discussed. Special emphasis is placed on the d-wave-like excitations in insulating 2D cuprates observed in ARPES experiments. We explain how the excitations are caused by the spin-charge separation. The charge stripes observed in the underdoped cuprates are examined in connection with spin-charge separation in real space.
We have discovered a new nontrivial aspect of electronic topological transition (ETT) in a 2D free fermion system on a square lattice. The corresponding exotic quantum critical point, $\ensuremath{\delta}\phantom{\rule{0ex}{0ex}}=\phantom{\rule{0ex}{0ex}}{\ensuremath{\delta}}_{c}$, T=0T\phantom{\rule{0ex}{0ex}}=\phantom{\rule{0ex}{0ex}}0T=0 ( $n\phantom{\rule{0ex}{0ex}}=\phantom{\rule{0ex}{0ex}}1\ensuremath{-}\ensuremath{\delta}$ is the electron concentration), is at the origin of anomalous behavior in the interacting system on one side of ETT, $\ensuremath{\delta}<{\ensuremath{\delta}}_{c}$. Most important is the appearance of the line of characteristic temperatures, ${T}^{*}(\ensuremath{\delta})\ensuremath{\propto}{\ensuremath{\delta}}_{c}\ensuremath{-}\ensuremath{\delta}$. Application of the theory to high- Tc{T}_{c}Tc​ cuprates reveals a striking similarity to the behavior observed experimentally in the underdoped regime.
We propose to describe the spin fluctuations in the normal state (spin-pseudogap phase) of underdoped high T(c) cuprates as a manifestation of an algebraic spin liquid. Within the slave boson implementation of spin-charge separation, the normal state is described by massless Dirac fermions, charged bosons, and a gauge field. The gauge interaction, as an exact marginal perturbation, drives the mean-field free-spinon fixed point to a new spin-quantum fixed point-the algebraic spin liquid. Luttinger-liquid-like line shapes for the electron spectral function are obtained in the normal state, and we show how a coherent quasiparticle peak appears as spin and charge recombine.
The microscopical analysis of the unconventional and puzzling physics of the underdoped cuprates, as carried out lately by means of the composite operator method (COM) applied to the 2D Hubbard model, is reviewed and systematized. The 2D Hubbard model has been adopted as it has been considered the minimal model capable of describing the most peculiar features of cuprates held responsible for their anomalous behavior. COM is designed to endorse, since its foundation, the systematic emergence in any SCS of new elementary excitations described by composite operators obeying noncanonical algebras. In this case (underdoped cuprates—2D Hubbard model), the residual interactions—beyond a 2-pole approximation—between the new elementary electronic excitations, dictated by the strong local Coulomb repulsion and well described by the two Hubbard composite operators, have been treated within the noncrossing approximation. Given this recipe and exploiting the few unknowns to enforce the Pauli principle content in the solution, it is possible to qualitatively describe some of the anomalous features of high-Tc cuprate superconductors such as large versus small Fermi surface dichotomy, Fermi surface deconstruction (appearance of Fermi arcs), nodal versus antinodal physics, pseudogap(s), and kinks in the electronic dispersion. The resulting scenario envisages a smooth crossover between an ordinary weakly interacting metal sustaining weak, short-range antiferromagnetic correlations in the overdoped regime to an unconventional poor metal characterized by very strong, long-but-finite-range antiferromagnetic correlations leading to momentum-selective non-Fermi liquid features as well as to the opening of a pseudogap and to the striking differences between the nodal and the antinodal dynamics in the underdoped regime.