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arXiv:cond-mat/9809180

The breakdown of adiabatic polaron theory in one, two, and three dimensions and the reformation of the large polaron concept

Aldo Humberto Romero, David W. Brown, Katja Lindenberg

Published Sep 11, 1998• 0 citations
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Abstract

We prove variationally that at weak coupling in one, two, and three dimensions there exist correlated electron-phonon states below the approximate ground states characteristically found by adiabatic polaron theory. Besides differing non-trivially in quantitative aspects such as the value of the ground state energy, these improved ground states are found to differ significantly in qualitative aspects such as correlation structure and scaling behavior. These differences are sufficiently severe as to require a reevaluation of the physical meaning attached to such widely used terms as "large polaron" and "self-trapping transition".

DOI
10.48550/arxiv.cond-mat/9809180

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arXiv:cond-mat/0109282•Physical review. B, Condensed matter•Apr 29, 2002•127 citations
We prove variationally that at weak coupling in one, two, and three dimensions there exist correlated electron-phonon states below the approximate ground states characteristically found by adiabatic polaron theory. Besides differing non-trivially in quantitative aspects such as the value of the ground state energy, these improved ground states are found to differ significantly in qualitative aspects such as correlation structure and scaling behavior. These differences are sufficiently severe as to require a reevaluation of the physical meaning attached to such widely used terms as "large polaron" and "self-trapping transition".
In this paper we discuss the electronic kinetic energy in the ground state of the Holstein Hamiltonian in one space dimension using the Global-Local variational method together with perturbation theory at weak and strong coupling. The electronic kinetic energy is detailed over a broad region of the polaron parameter space, and is analyzed to accurately determine the location of the self-trapping transition. The self-trapping line so determined separates the small polaron regime from the large polaron regime, constituting a polaron phase diagram.
A dynamical mean-field theory of the small polaron problem is presented, which becomes exact in the limit of infinite dimensions. The ground-state properties and the one-electron spectral function are obtained for a single electron interacting with Einstein phonons by a mapping of the lattice problem onto a polaronic impurity model. The one-electron propagator of the impurity model is calculated through a continued fraction expansion, at both zero and finite temperature, for any electron-phonon coupling and phonon energy. In contrast to the ground-state properties, such as the effective polaron mass, which show a continuous behavior as the coupling is increased, spectral properties exhibit a sharp qualitative change at low enough phonon frequency: beyond a critical coupling, one energy gap and then more open in the density of states at low energy, while the high-energy part of the spectrum is broad and can be qualitatively explained by a strong coupling adiabatic approximation. As a consequence, narrow and coherent low-energy subbands coexist with an incoherent featureless structure at high energy. The subbands denote the formation of quasiparticle polaron states. Also, divergencies of the self-energy may occur in the gaps. At finite temperature such an effect triggers an important damping and broadening of the polaron subbands. On the other hand, in the large phonon frequency regime such a separation of energy scales does not exist and the spectrum always has a multipeaked structure.
The paper deals with the ground and the first excited state of the polaron in the one-dimensional Holstein model. Various variational methods are used to investigate both the weak-coupling and strong-coupling case, as well as the crossover regime between them. Two of the methods, presented here, introduce interesting elements to the understanding of the nature of the polaron. Reliable numerical evidence is found that, in the strong-coupling regime, the ground and the first excited state of the self-trapped polaron are well described within the adiabatic limit. The lattice vibration modes associated with the self-trapped polarons are analyzed in detail, and the frequency softening of the vibration mode at the central site of the small polaron is estimated. It is shown that the first excited state of the system in the strong-coupling regime corresponds to the excitation of the soft phonon mode within the polaron. In the crossover regime, the ground and the first excited state of the system can be approximated by the anticrossing of the self-trapped and the delocalized polaron state. In this way, the connection between the behavior of the ground and the first excited state is qualitatively explained.
We present a detailed numerical study of the one-dimensional Holstein model with a view to understanding the self-trapping process of electrons or excitons in crystals with short-range particle-lattice interactions. Applying a very efficient variational Lanczos method, we are able to analyze the ground-state properties of the system in the weak- and strong-coupling, adiabatic and nonadiabatic regimes on lattices large enough to eliminate finite-size effects. In particular, we obtain the complete phase diagram and comment on the existence of a critical length for self-trapping in finite (closed) one-dimensional systems. In order to characterize large and small polaron states we calculate self-consistently the lattice distortions and the particle-phonon correlation functions. In the strong-coupling case, two distinct types of small polaron states are shown to be possible according to the relative importance of static displacement field and dynamic polaron effects. Special emphasis is on the intermediate-coupling regime, which we also study by means of direct diagonalization, preserving the full dynamics and quantum nature of phonons. The crossover from large to small polarons shows up in a strong decrease of the kinetic energy accompanied by a substantial change in the optical absorption spectra. We show that our numerical results in all important limiting cases reveal excellent agreement with both analytical perturbation theory predictions and very recent density matrix renormalization group data.
The polaron formation is investigated in the intermediate regime of the Holstein model by using an exact diagonalization technique for the one-dimensional infinite lattice. The numerical results for the electron and phonon propagators are compared with the nonadiabatic weak- and strong-coupling perturbation theories, as well as with the harmonic adiabatic approximation. A qualitative explanation of the crossover regime between the self-trapped and free-particle-like behaviors, not well-understood previously, is proposed. It is shown that a fine balance of nonadiabatic and adiabatic contributions determines the motion of small polarons, making them light. A comprehensive analysis of spatially and temporally resolved low-frequency lattice correlations that characterize the translationally invariant polaron states is derived. Various behaviors of the polaronic deformation field, ranging from classical adiabatic for strong couplings to quantum nonadiabatic for weak couplings, are discussed.
Based on a recently developed variational method, we explore the properties of the Holstein polaron on an infinite lattice in D dimensions, where 1< D< 4.1<~D<~4.1< D< 4. The computational method converges as a power law, so that highly accurate results can be achieved with modest resources. We present the most accurate ground state energy (with no small parameter) to date for polaron problems, 21 digits for the one-dimensional (1D) polaron at intermediate coupling. The dimensionality effects on polaron band dispersion, effective mass, and electron-phonon (el-ph) correlation functions are investigated in all coupling regimes. It is found that the crossover to large effective mass of the higher-dimensional polaron is much sharper than the 1D polaron. The correlation length between the electron and phonons decreases significantly as the dimension increases. Our results compare favorably with those of the quantum Monte Carlo, dynamical mean-field theory, density-matrix renormalization-group, and Toyozawa variational methods. We demonstrate that the Toyozawa wave function is qualitatively correct for the ground-state energy and the two-point electron-phonon correlation functions, but fails for the three-point functions. Based on this finding, we propose an improved Toyozawa variational wave function.